| Tue 10 Apr 2007, 8:01 | | AGL - Anglo American plc - Notification Of Major I |
|
AGL
ANAAL
AGL - Anglo American plc - Notification Of Major Interests In Shares
Anglo American plc
Incorporated in the United Kingdom
(Registration number: 3564138)
Short name: Anglo
Share code: AGL
ISIN number: GB0004901517
Financial Services Authority
TR-1(i): notification of major interests in shares
1. Identity of the issuer or the Anglo American plc
underlying issuer of existing shares
to which voting rights are
attached(ii):
2. Reason for the notification(please tick the
appropriate box or boxes)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify): First notification under TR1 - X
20th March 2007
3. Full name of person(s) subject to Old Mutual plc
the notification obligation(iii):
4. Full name of shareholder(s) (if Old Mutual Investment Group (South
different from 3.)(iv): Africa) (Pty) Ltd
Old Mutual Asset Managers (Namibia)
(Pty) Ltd
Old Mutual Asset Managers (Bermuda)
Ltd
Taquanta Asset Managers (Pty) Ltd
Syfrets Securities Ltd
Taquanta Securities Pty Ltd
BOE (Pty) Ltd
5. Date of the transaction (and date N/A
on which the threshold is crossed or
reached if different)(v):
6. Date on which issuer notified: 20th March 2007
7. Threshold(s) that is/are crossed N/a
or reached:
8. Notified details: N/a
A: Voting rights attached to shares
Class/type Situation Resulting situation after the triggering
of shares previous to transaction(vii)
if possible the Triggering 3.17%
using the transaction
ISIN CODE (vi) >3%
Number Number Number of Number of voting % of voting rights
of of shares rights ix
Shares Voting
Rights
(viii)
Direct Direct Indirect Direct Indirect
(x) (xi)
ISIN Nil Nil 47116580 0% 3.17%
GB0004901517
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that may rights
instrument Period/ Date be acquired if
(xiv) the instrument is
exercised/
converted.
NIL NIL NIL NIL NIL
Total (A+B)
Number of voting rights % of voting rights
47116580 3.17%
9. Chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held, if applicable
(xv):
Old Mutual Investment Group (South Africa) (Pty) Ltd
Old Mutual Asset Managers (Namibia) (Pty) Ltd
Old Mutual Asset Managers (Bermuda) Ltd
Taquanta Asset Managers (Pty) Ltd
Syfrets Securities Ltd
Taquanta Securities Pty Ltd
BOE (Pty) Ltd
No single entity has voting rights greater than 3%
Proxy Voting:
10. Name of the proxy holder: N/a
11. Number of voting rights proxy holder will N/a
cease to hold:
12. Date on which proxy holder will cease to hold N/a
voting rights:
13. Additional information:
14. Contact name: Peter Keynes
15. Contact telephone number: 020 7002 7119
Annex Notification Of Major Interests In Shares (xvi)
A: Identity of the person or legal entity subject to the notification
obligation
Full name (including legal form for Old Mutual plc
legal entities)
Contact address (registered office Old Mutual plc, 2 Lambeth Hill,
for legal entities) London, EC4V 4GG
Phone number 020 7002 7119
Other useful information (at least
legal representative for legal
persons)
B: Identity of the notifier, if applicable (xvii)
Full name Peter Keynes
Contact address Old Mutual plc, 2 Lambeth Hill,
London, EC4V 4GG
Phone number 020 7002 7119
Other useful information (e.g.
functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
Notes
i This form is to be sent to the issuer or underlying issuer and to be filed
with the competent authority.
ii Either the full name of the legal entity or another method for identifying
the issuer or underlying issuer, provided it is reliable and accurate.
iii This should be the full name of (a) the shareholder; (b) the person
acquiring, disposing of or exercising voting rights in the cases provided
for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred
to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial
instruments entitled to acquire shares already issued to which voting
rights are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h),
the following list is provided as indication of the persons who should be
mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that
acquires the voting rights and is entitled to exercise them under the
agreement and the natural person or legal entity who is transferring
temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person holding the
collateral, provided the person or entity controls the voting rights
and declares its intention of exercising them, and person lodging the
collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the person who has a
life interest in shares if that person is entitled to exercise the
voting rights attached to the shares and the person who is disposing
of the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking
and, provided it has a notification duty at an individual level under
DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of
those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of
the shares, if he can exercise the voting rights attached to the
shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the person that
controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he
can exercise the voting rights at his discretion, and the shareholder
who has given his proxy to the proxy holder allowing the latter to
exercise the voting rights at his discretion.
iv Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should
be the full name of the shareholder or holder of financial instruments who
is the counterparty to the natural person or legal entity referred to in
DTR5.2.
v The date of the transaction should normally be, in the case of an on
exchange transaction, the date on which the matching of orders occurs; in
the case of an off exchange transaction, date of the entering into an
agreement.
The date on which threshold is crossed should normally be the date on which
the acquisition, disposal or possibility to exercise voting rights takes
effect (see DTR 5.1.1R (3)). For passive crossings, the date when the
corporate event took effect.
These dates will usually be the same unless the transaction is subject to a
condition beyond the control of the parties.
vi Please refer to the situation disclosed in the previous notification, In
case the situation previous to the triggering transaction was below 3%,
please state `below 3%`.
vii If the holding has fallen below the minimum threshold , the notifying party
should not be obliged to disclose the extent of the holding, only that the
new holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of
individual holdings per party to the agreement unless a party individually
crosses or reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
viii Direct and indirect
ix In case of combined holdings of shares with voting rights attached `direct
holding` and voting rights `indirect holdings`, please split the voting
rights number and percentage into the direct and indirect columns-if there
is no combined holdings, please leave the relevant box blank.
X Voting rights attached to shares in respect of which the notifying party is
a direct shareholder (DTR 5.1)
xi Voting rights held by the notifying party as an indirect shareholder (DTR
5.2.1)
xii If the holding has fallen below the minimum threshold, the notifying party
should not be obliged to disclose the extent of the holding, only that the
new holding is below 3%.
xiii date of maturity / expiration of the finical instrument i.e. the date
when the right to acquire shares ends.
xiv If the financial instrument has such a period-please specify the period-
for example once every three months starting from the (date)
xv The notification should include the name(s) of the controlled undertakings
through which the voting rights are held. The notification should also
include the amount of voting rights and the percentage held by each
controlled undertaking, insofar as individually the controlled undertaking
holds 3% or more, and insofar as the notification by the parent undertaking
is intended to cover the notification obligations of the controlled
undertaking.
xvi This annex is only to be filed with the competent authority.
xvii Whenever another person makes the notification on behalf of the shareholder
or the natural person/legal entity referred to in DTR5.2 and DTR5.3.
10 April 2007
Sponsor: J.P.Morgan Equities Limited
Date: 10/04/2007 08:01:02 Produced by the JSE SENS Department.
