| Tue 10 Apr 2007, 8:16 | | AGL - Anglo American plc - Notification Of Major I |
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AGL
ANAAL
AGL - Anglo American plc - Notification Of Major Interests In Shares
Anglo American plc
Incorporated in the United Kingdom
(Registration number: 3564138)
Short name: Anglo
Share code: AGL
ISIN number: GB0004901517
Financial Services Authority
TR-1 (i): Notification of major interests in shares
1. Identity of the issuer or the underlying Anglo American Plc
issuer of existing shares to which voting
rights are attached(ii):
2. Reason for the notification (please tick the appropriate box n/a see
or boxes): additional
information
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which
voting rights are attached
An event changing the breakdown of voting rights
3. Full name of person(s) subject to the Legal & General Group Plc (L&G)
notification obligation(iii):
4. Full name of shareholder(s) (if different n/a
from 3.)(iv):
5. Date of the transaction and date on which n/a
the threshold is crossed or reached(V):
6. Date on which issuer notified: 02/02/07
7. Threshold(s) that is/are crossed or Above 3% (L&G)
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type Situation Resulting situation after the triggering
of shares previous to transaction(vii)
if the
possible Triggering
using the transaction
ISIN CODE (vi)
Number Number Number of Number of voting % of voting
of of shares rights (ix) rights
Shares Voting
Rights
(viii)
Direct Direct (x) Indirect Direct Indirect
(xi)
Ord USD 60,371,956 61,215,523 61,215,523 4.10%
0.50 4.00%
(under S-198
on
15/11/2006)
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Exercise/ Number of voting % of
financial date (xiii) Conversion rights that may be voting
instrument Period/ Date acquired if the rights
(xiv) instrument is
exercised/ converted.
Total (A+B)
Number of voting rights % of voting rights
61,215,523 4.10%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Legal & General Group Plc (Direct and Indirect)
(Group)
Legal & General Investment Management (Holdings)
Limited (LGIMH) (Direct and Indirect)
Legal & General Investment Management Limited
(Indirect) (LGIM)
Legal & General Group Plc (Direct) (L&G) (61,215,523-4.10% = LGAS, LGPL & PMC)
Legal & General Investment Management Legal & General Insurance Holdings
(Holdings) Limited (Direct) Limited (Direct) (LGAS & LGPL)
Legal & General Assurance (Pensions Legal & General Assurance Society
Management) Limited (PMC) Limited (LGAS & LGPL)
Legal & General Pensions Limited
(Direct) (LGPL)
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information: Notification using shares in issue figure of
1,489,490,706
First notification under DTR Sourcebook
i This form is to be sent to the issuer or underlying issuer and to be filed
with the competent authority.
ii Either the full name of the legal entity or another method for identifying
the issuer or underlying issuer, provided it is reliable and accurate.
iii This should be the full name of (a) the shareholder; (b) the natural person
or legal entity acquiring, disposing of or exercising voting rights in the
cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the
agreement referred to in DTR5.2.1 (a), or (d) the holder of financial
instruments entitled to acquire shares already issued to which voting
rights are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h) ,
the following list is provided as indication of the persons who should be
mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or
legal entity that acquires the voting rights and is entitled to
exercise them under the agreement and the natural person or legal
entity who is transferring temporarily for consideration the voting
rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the natural person or
legal entity holding the collateral, provided the person or entity
controls the voting rights and declares its intention of exercising
them, and natural person or legal entity lodging the collateral under
these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the natural person or
legal entity who has a life interest in shares if that person or
entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the
voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural
person or legal entity and, provided it has a notification duty at an
individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a
combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of
the shares, if he can exercise the voting rights attached to the
shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or
legal entity that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he
can exercise the voting rights at his discretion, and the shareholder
who has given his proxy to the proxy holder allowing the latter to
exercise the voting rights at his discretion.
iv Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should
be the full name of the shareholder who is the counterparty to the natural
person or legal entity referred to in DTR5.2 unless the holdings of the
shareholder would be lower than 5% of the total number of voting rights.
v The date of the transaction should normally be, in the case of an on
exchange transaction, the date on which the matching of orders occurs; in
the case of an off exchange transaction, date of the entering into an
agreement.
The date on which threshold is crossed should normally be the date on which
the acquisition, disposal or possibility to exercise voting rights takes
effect. For passive crossings, the date when the corporate event took
effect.
vi Please refer to the situation disclosed in the previous notification, In
case the situation previous to the triggering transaction was below 5%,
please state `below 5%`.
vii If the holding has fallen below the minimum threshold, the notifying party
should not be obliged to disclose the extent of the holding, only that the
new holding is less than 5%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of
individual holdings per party to the agreement unless a party individually
crosses or reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
viii Direct and indirect
ix In case of combined holdings of shares with voting rights attached `direct
holding` and voting rights `indirect holdings`, please split the voting
rights number and percentage into the direct and indirect columns-if there
is no combined holdings, please leave the relevant box blank.
X Voting rights to shares held by notifying party (DTR 5.1)
xi Voting rights held by the notifying party independently of any holding of
shares (DTR 5.2.1)
xii If the holding has fallen below the minimum threshold, the notifying party
should not be obliged to disclose the extent of the holding, only that the
new holding is below 5%.
xiii date of maturity / expiration of the finical instrument i.e. the date
when the right to acquire shares ends.
xiv If the financial instrument has such a period-please specify the period-
for example once every three months starting form the (date)
xv The notification should include the name(s) of the controlled undertakings
through which the voting rights are held. The notification should also
include the amount of voting rights and the percentage held by each
controlled undertaking, insofar as individually the controlled undertaking
holds 5% or more, and insofar as the notification by the parent undertaking
is intended to cover the notification obligations of the controlled
undertaking.
xvi This annex is only to be filed with the competent authority.
xvii Whenever another person makes the notification on behalf of the shareholder
or the natural person/legal entity referred to in DTR5.2 and DTR5.3.
10 April 2007
Sponsor: J.P.Morgan Equities Limited
Date: 10/04/2007 08:16:01 Produced by the JSE SENS Department.
