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TAW
TAW
TAW - Tawana Resources NL - New issue announcement, application for quotation of
additional securities and agreement
Tawana Resources NL
(Incorporated in Australia)
Registration number ACN 085 166 721
Share Code on the JSE Limited : TAW ISIN: AU000000TAW7
Share Code on the Australian Stock Exchange: TAW ISIN: AU000000TAW7
("Tawana" or "the company")
ABN 69 085 166 721
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES N.L.
ABN
085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheetsif there is not enough
space).
1 +Class of +securities issued Ordinary Shares
or to be issued Options
2 Number of +securities issued 5,300,000 Ordinary Shares
or to be issued (if known) or 5,300,000 Options
maximum number which may be
issued
3 Principal terms of the Fully paid ordinary shares.
+securities (eg, if options, Options exercisable at 15 cents on or
exercise price and expiry before 11/09/2009
date; if partly paid
+securities, the amount
outstanding and due dates for
payment; if +convertible
securities, the conversion
price and dates for
conversion)
4 Do the +securities rank Yes
equally in all respects from
the date of allotment with an
existing +class of quoted
+securities?
If the additional securities
do not rank equally, please
state:
the date from which they do
the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
the extent to which they do
not rank equally, other than
in relation to the next
dividend, distribution or
interest payment
5 Issue price or consideration 15 cents
6 Purpose of the issue The funds used will be primarily used
(If issued as consideration to fund bulk sampling of the Riverton
for the acquisition of assets, kimberlite, assessment of the BK19-
clearly identify those assets) BK26 kimberlites at Orapa and trial
mining of Kareevlei kimberlites.
7 Dates of entering +securities 21/09/2007
into uncertificated holdings
or despatch of certificates
Number +Class
8 Number and +class of all 92,397,481 Ordinary shares
+securities quoted on ASX
(including the securities in 22,344,144 Options exercisable at
clause 2 if applicable) $1.00 each expiring on
30/04/08
Options exercisable at
5,300,000 $0.15 each expiring on
11/09/09
Number +Class
9 Number and +class of all 2,590,000 Options exercisable at
+securities not quoted on ASX $0.35 each expiring on
(including the securities in 30/11/11
clause 2 if applicable)
10 Dividend policy (in the case N/a
of a trust, distribution
policy) on the increased
capital (interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval
required?
12 Is the issue renounceable or
non-renounceable?
13 Ratio in which the
+securities will be offered
14 +Class of +securities to
which the offer relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or subregisters)
be aggregated for calculating
entitlements?
17 Policy for deciding
entitlements in relation to
fractions
18 Names of countries in which
the entity has +security
holders who will not be sent
new issue documents
Note: Security holders must
be told how their
entitlements are to be dealt
with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting
fee or commission
22 Names of any brokers to the
issue
23 Fee or commission payable to
the broker to the issue
24 Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations
on behalf of +security
holders
25 If the issue is contingent on
+security holders` approval,
the date of the meeting
26 Date entitlement and
acceptance form and
prospectus or Product
Disclosure Statement will be
sent to persons entitled
27 If the entity has issued
options, and the terms
entitle option holders to
participate on exercise, the
date on which notices will be
sent to option holders
28 Date rights trading will
begin (if applicable)
29 Date rights trading will end
(if applicable)
30 How do +security holders sell
their entitlements in full
through a broker?
31 How do +security holders sell
part of their entitlements
through a broker and accept
for the balance?
32 How do +security holders
dispose of their entitlements
(except by sale through a
broker)?
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) X Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number and
percentage of additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the number of
holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for
which +quotation is sought
39 Class of +securities for
which quotation is sought
40 Do the +securities rank
equally in all respects from
the date of allotment with an
existing +class of quoted
+securities?
If the additional securities
do not rank equally, please
state:
the date from which they do
the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
the extent to which they do
not rank equally, other than
in relation to the next
dividend, distribution or
interest payment
41 Reason for request for
quotation now
Example: In the case of
restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly
identify that other security)
Number +Class
42 Number and +class of all
+securities quoted on ASX
(including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Date: 21/09/07
Director
W.T.MARX
27 September 2007
Sponsor to Tawana
PricewaterhouseCoopers Corporate Finance (Pty) Limited
Date: 27/09/2007 14:20:12 Produced by the JSE SENS Department.
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