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BIL
BIBLT
BIL - BHP Billiton Plc - Dealings By Offerors, Offeree Companies Or Their
Associates For Themselves Or For Discretionary Clients
BHP Billiton Plc
JSE Code: BIL
ISIN: GB0000566504
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR
FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note See attached Schedule
1)
Company dealt in BHP Billiton Limited
Class of relevant security Ordinary shares
to which the dealings being
disclosed relate (Note 2)
Date of dealing See attached Schedule
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in
(Note 3)
Long Short
Number (%) Number (%)
(1) Relevant See attached N/A
securities Schedule (Part A)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule
(Part A)
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 3)
(c)
(d)
(e)
Class of relevant Long Short
security:
Number (%) Number (%)
(1) Relevant See attached N/A
securities Schedule
(Part B)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule
(Part B)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
See attached Schedule (Part
C)
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
securities (Note 5)
See attached
Schedule (Part D)
(b) Derivatives transactions (other than options)
Product name, Long/short Number of Price per
e.g. CFD (Note 6) securities unit (Note 5)
(Note 7)
See attached
Schedule
(Part E)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing Number Exerci Type, Expi Option
name, , of se e.g. ry money
e.g. selling securi price American, date paid/
call , ties European receive
option purchas to etc. d per
ing, which unit
varying the (Note
etc. option 5)
relate
s
(Note
7)
See
attache
d
Schedul
e (Part
F)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
See attached
Schedule
(Part G)
(d) Other dealings (including new securities) (Note 4)
Nature of Details Price per unit (if
transaction applicable)
(Note 8) (Note 5)
See attached
Schedule
(Part H)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or
understanding between the person disclosing and any other
person relating to the voting rights of any relevant
securities under any option referred to on this form or
relating to the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative referred to on this form is referenced. If
none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 3 November 2008
Contact name Mimi Ajibad?
Telephone number +44 20 7802 4000
Name of offeree/offeror with BHP Billiton Limited
which Associated
Specify category and nature Category (3) - directors
of Associate status (together with their close
(Note 10) relatives and related
trusts) of subsidiaries of
BHP Billiton Plc and BHP
Billiton Ltd and fellow
subsidiaries and their
associated companies
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk
SCHEDULE
Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of
relevant security dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives
securities (excl. securities other than
relevant under option options
securities under
option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number Number Number
% % % % % % % %
Ian 15,387 15,387
Wood Ordinary Ordinary
shares in shares in
BHP BHP
Billiton Billiton
Limited Limited
(0.0007%) (0.0007%)
Part B - Interests and short positions in relevant securities of the company,
other than the class dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives other
securities securities than options
(excl. relevant under option
securities under
option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number Number Number
% % % % % % % %
N/A
Part C - Rights to subscribe
Name Details
Ian Wood 45,720 shares awarded under the Employee Share Plan 2001
11,250 Performance Shares awarded under the Long Term
Incentive Plan 2004
15,000 Performance Shares awarded under the Long Term
Incentive Plan 2005
15,000 Performance Shares awarded under the Long Term
Incentive Plan 2006
15,000 Performance Shares awarded under the Long Term
Incentive Plan 2007
10,715 shares awarded under the Group Incentive Scheme
2007
990 deferred shares under the Group Incentive Scheme 2007
Part D - Purchases and Sales
Name Date of Purchase/Sale Number of Price
dealing relevant per unit
securities
Ian Wood 08.04.08 Sale 4,975 AUD40.30
14.05.08 Sale 5,000 AUD48.06
22.05.08 Sale 5,000 AUD49.58
14.10.08 Sale 5,000 AUD31.00
14.10.08 Sale 5,000 AUD31.00
Part E - Derivative Transactions
Name Date of Product long/short Number of Price per
dealing name (e.g. relevant relevant
contract securities security
for
difference)
N/A
Part F - Writing, selling, purchasing or varying options
Name Writing, Number of Exercise Type, Expiry Option
selling, securities e.g. money
purchasing, to which price American, date
varying the option European paid/
etc. relates etc. received
per unit
N/A
Part G - Exercising Options
Name Date of Product name (e.g. Number of Exercise
exercise option/award) relevant price
securities per
acquired relevant
security
Part H - Other dealings
Name Date of Number of Nature Details Price
exercis securities to of per unit
e which the transac (if
dealing relates tion applicab
le)
Ian Wood 13.10.0 4,191 Exercis Deferred Shares
8 e awarded under
6,176 the Group
13.10.0 Exercis Incentive
8 e Scheme 2006
Deferred Shares
awarded under
the Group
Incentive
Scheme 2005
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note See attached Schedule
1)
Company dealt in Rio Tinto plc
Class of relevant security Ordinary shares
to which the dealings being
disclosed relate (Note 2)
Date of dealing See attached Schedule
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in
(Note 3)
Long Short
Number (%) Number (%)
(1) Relevant See attached N/A
securities Schedule (Part A)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule
(Part A)
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 3)
Class of relevant Long Short
security:
Number (%) Number (%)
(1) Relevant See attached N/A
securities Schedule
(Part B)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule
(Part B)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
See attached Schedule (Part
C)
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
securities (Note 5)
See attached
Schedule (Part D)
(b) Derivatives transactions (other than options)
Product name, Long/short Number of Price per
e.g. CFD (Note 6) securities unit (Note 5)
(Note 7)
See attached
Schedule
(Part E)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securitie price e.g. date money
e.g. purchasing, s to American, paid/
call varying which the European received
option etc. option etc. per unit
relates (Note 5)
(Note 7)
See
attache
d
Schedul
e (Part
F)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
See attached
Schedule
(Part G)
(d) Other dealings (including new securities) (Note 4)
Nature of Details Price per unit (if
transaction applicable)
(Note 8) (Note 5)
See attached
Schedule
(Part H)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or
understanding between the person disclosing and any other
person relating to the voting rights of any relevant
securities under any option referred to on this form or
relating to the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative referred to on this form is referenced. If
none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 3 November 2008
Contact name Mimi Ajibad?
Telephone number +44 20 7802 4000
Name of offeree/offeror with BHP Billiton Limited
which Associated
Specify category and nature Category (3) - directors
of Associate status (together with their close
(Note 10) relatives and related
trusts) of subsidiaries of
BHP Billiton Plc and BHP
Billiton Ltd and fellow
subsidiaries and their
associated companies
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk
SCHEDULE
Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of
relevant security dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives
securities (excl. securities other than
relevant under option options
securities under
option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number Number Number
% % % % % % % %
Lewis 2,000 2,000
W. Ordinary Ordinary
Isaacs shares in shares in
Rio Tinto Rio Tinto
plc plc
(0.0002%) (0.0002%)
Part B - Interests and short positions in relevant securities of the company,
other than the class dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives other
securities securities under than options
(excl. relevant option
securities
under option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number Number Number
% % % % % % % %
N/A
Part C - Rights to subscribe
Name Details
Part D - Purchases and Sales
Name Date of Purchase/Sale Number of Price
dealing relevant per unit
securities
Lewis W. 21.10.08 Purchase 2,000 AUD70.20
Isaacs
Part E - Derivative Transactions
Name Date of Product long/short Number of Price per
dealing name (e.g. relevant relevant
contract securities security
for
difference)
N/A
Part F - Writing, selling, purchasing or varying options
Name Writing, Number of Exercise Type, Expiry Option
selling, securities e.g. money
purchasing, to which price American, date
varying the option European paid/
etc. relates etc. received
per unit
N/A
Part G - Exercising Options
Name Date of Product name (e.g. Number of Exercise
exercise option/award) relevant price
securities per
acquired relevant
security
N/A
Part H - Other dealings
Name Date of Number of Nature Details Price
exercis securities to of per unit
e which the transac (if
dealing relates tion applicab
le)
N/A
Date: 04/11/2008 11:58:20 Produced by the JSE SENS Department.
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