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AQP
AQP
AQP - Aquarius Platinum - New Issue Announcement, Application For Quotation Of
Additional Securities And Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities Fully paid shares in Aquarius
issued or to be issued Platinum Limited ("Shares")
2 Number of +securities 343,922 shares issued upon
issued or to be issued (if exercise of options;
known) or maximum number 38,869 shares issued upon
which may be issued exercise of options;
9,090,909 shares issued upon
exercise of options.
3 Principal terms of the Shares issued upon exercise
+securities (eg, if of options will rank equally
options, exercise price and with current fully paid
expiry date; if partly paid shares in the Company.
+securities, the amount
outstanding and due dates
for payment; if
+convertible securities,
the conversion price and
dates for conversion)
4 Do the +securities rank Shares issued upon the
equally in all respects exercise of options rank
from the date of allotment equally with the existing
with an existing +class of ordinary shares in all
quoted +securities? respects from the allotment
date including in respect of
If the additional future dividends.
securities do not rank
equally, please state:
the date from which they do
the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
the extent to which they do
not rank equally, other
than in relation to the
next dividend, distribution
or interest payment
5 Issue price or The Shares issued upon
consideration exercise of options were:
343,922 issued at the
exercise price of GBP0.85 per
share.
38,869 issued at the exercise
price of GBP0.97 per share.
Transfer to Aquarius of
issued common shares in Ridge
on the basis of 1 Aquarius
share for every 2.75 Ridge
shares. The relevant Ridge
shares were issued upon
exercise of unlisted options
at an exercise price of
GBP0.70 per share.
6 Purpose of the issue
(If issued as consideration Being the exercise of
for the acquisition of unlisted options;
assets, clearly identify
those assets) Being the exercise of
unlisted options;
In connection with the scheme
of arrangement between Ridge
and its shareholders, these
shares have been issued upon
exercise of unlisted options
which were in existence prior
to the scheme.
7 Dates of entering 4 September 2009
+securities into 4 September 2009
uncertificated holdings or 10 September 2009
despatch of certificates
Number +Class
8 Number and +class of all 461,341,744 Ordinary
+securities quoted on ASX
(including the securities
in clause 2 if applicable)
Number +Class
9 Number and +class 280,002 Unlisted options expiring
of all 379,581 21/11/13
+securities not 228,434 Unlisted options expiring
quoted on ASX 240,108 11/06/11
(including the Unlisted options expiring
securities in 02/11/11
clause 2 if Unlisted options expiring
applicable) 26/05/13
10 Dividend policy Whilst the Company does not have a
(in the case of a Dividend Policy, this matter is
trust, reviewed constantly by the Board of
distribution Directors.
policy) on the
increased capital
(interests)
+See chapter 19 for defined terms.
Part 2- Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
+Quotation of our additional +securities is in ASX`s absolute discretion. ASX
may quote the +securities on any conditions it decides.
We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and is not for
an illegal purpose.
There is no reason why those +securities should not be granted +quotation.
An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: ........................... Date: ......
(Director/Company secretary)
Print name: Willi Boehm.............................
11 September 2009
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 11/09/2009 07:53:33 Produced by the JSE SENS Department.
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