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AQP
AQP
AQP - Aquarius Platinum Limited - New Issue Announcement, Application For
Quotation Od Additional Securities And Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OD ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of Fully paid shares in Aquarius
+securities issued Platinum Limited ("Shares")
or to be issued
2 Number of 38,981 shares issued upon
+securities issued exercise of options;
or to be issued (if 109,091 shares issued upon
known) or maximum exercise of options.
number which may be
issued
+ See chapter 19 for
defined terms
3 Principal terms of Shares issued upon exercise
the +securities (eg, of options will rank equally
if options, exercise with current fully paid
price and expiry shares in the Company.
date; if partly paid
+securities, the
amount outstanding
and due dates for
payment; if
+convertible
securities, the
conversion price and
dates for
conversion)
4 Do the +securities
rank equally in all Shares issued upon the
respects from the exercise of options rank
date of allotment equally with the existing
with an existing ordinary shares in all
+class of quoted respects from the allotment
+securities? date including in respect of
future dividends.
If the additional
securities do not
rank equally, please
state:
the date from which
they do
the extent to which
they participate for
the next dividend,
(in the case of a
trust, distribution)
or interest payment
the extent to which
they do not rank
equally, other than
in relation to the
next dividend,
distribution or
interest payment
5 Issue price or
consideration Transfer to Aquarius of
issued common shares in Ridge
on the basis of 1 Aquarius
share for every 2.75 Ridge
shares. The relevant Ridge
shares were issued upon
exercise of unlisted options
at an exercise price of:
GBP0.70;
GBP0.515.
6 Purpose of the issue
(If issued as In connection with the scheme
consideration for of arrangement between Ridge
the acquisition of and its shareholders, these
assets, clearly shares have been issued upon
identify those exercise of unlisted options
assets) which were in existence prior
to the scheme.
7 Dates of entering
+securities into 22 September 2009
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class 461,647,961 Ordinary
of all +securities
quoted on ASX
(including the
securities in
clause 2 if
applicable)
Number +Class
9 Number and +class 280,002 Unlisted options expiring
of all +securities 379,581 21/11/13
not quoted on ASX 228,434 Unlisted options expiring
(including the 240,108 11/06/11
securities in Unlisted options expiring
clause 2 if 02/11/11
applicable) Unlisted options expiring
26/05/13
10 Dividend policy (in Whilst the Company does not have a
the case of a Dividend Policy, this matter is
trust, distribution reviewed constantly by the Board of
policy) on the Directors.
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to
be quoted and that no-one has any right to return any +securities to
be quoted under sections 737, 738 or 1016F of the Corporations Act
at the time that we request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted, it
has been provided at the time that we request that the +securities
be quoted.
- If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations
Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any breach
of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be)
true and complete.
Sign here: ............................................................
Date:..
(Director/Company secretary)
Print name: .Willi
Boehm........................................................
29 September 2009
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 29/09/2009 09:41:01 Produced by the JSE SENS Department.
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