| Thu 15 Oct 2009, 17:30 | | OML - Old Mutual Plc - Notification of Transactions of Directors Persons |
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OML
OLOML
OML - Old Mutual Plc - Notification of Transactions of Directors, Persons
Discharging Managerial Responsibility or Connected Persons
OLD MUTUAL plc
Issuer code: OLOML
JSE Share code: OML
NSX share code: OLM
ISIN: GB0007389926
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of a derivative relating the shares
of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete boxes 1
to 3 and 17 to 24.
An issuer making a notification in respect of a financial instrument relating to
the shares of the issuer (other than a debenture) should complete boxes 1 to 4,
6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
OLD MUTUAL PLC
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a)
YES
3. Name of person discharging managerial responsibilities/director
JULIAN VICTOR FROW ROBERTS
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
SHARE OPTIONS UNDER THE OLD MUTUAL SHARE OPTION AND DEFERRED DELIVERY PLAN
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them.
JULIAN VICTOR FROW ROBERTS
8. State the nature of the transaction.
EXERCISE OF 661,418 OLD MUTUAL PLC ORDINARY 10P SHARES HELD UNDER OPTION AND THE
SALE OF 601,892 SUCH SHARES TO COVER THE COST OF EXERCISE, INCOME TAX AND
EMPLOYEE`S NATIONAL INSURANCE CONTRIBUTIONS.
9. Number of shares, debentures or financial instruments relating to shares
acquired
661,418 OLD MUTUAL PLC ORDINARY 10P SHARES ACQUIRED ON THE EXERCISE OF OPTIONS
ORIGINALLY GRANTED ON 3 MARCH 2004 WITH AN EXERCISE PRICE OF GBP0.9525 PER
SHARE. THE FINAL DATE ON WHICH MR ROBERTS COULD HAVE EXERCISED THESE OPTIONS
PRIOR TO THEIR EXPIRY ON 3 MARCH 2010 WOULD HAVE BEEN 8 JANUARY 2010, OWING TO
THE FACT THAT OLD MUTUAL PLC WILL BE IN A CLOSED PERIOD BETWEEN 11 JANUARY 2010
AND THE DATE OF EXPIRY.
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.012%
11. Number of shares, debentures or financial instruments relating to shares
disposed
601,892 OLD MUTUAL PLC ORDINARY 10P SHARES
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
0.011%
13. Price per share or value of transaction
GBP1.1332
14. Date and place of transaction
14 OCTOBER 2009
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
THE TOTAL NUMBER OF OLD MUTUAL PLC ORDINARY 10P SHARES IN THE COMPANY
CONTINGENTLY HELD BY MR ROBERTS UNDER OPTION UNDER THE OLD MUTUAL SHARE OPTION
AND DEFERRED DELIVERY PLAN, THE OLD MUTUAL PLC SHARE REWARD PLAN AND THE OLD
MUTUAL PLC PERFORMANCE SHARE PLAN IS NOW 5,474,218, OF WHICH 304,348 HAVE
VESTED.
16. Date issuer informed of transaction
14 OCTOBER 2009
If a person discharging managerial responsibilities has been granted
options by the issuer complete the following boxes
17. Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
24. Name of contact and telephone number for queries
Name and signature of duly authorised officer of issuer responsible for making
notification
Martin C Murray
Company Secretary
Date of notification 15 October 2009
15 October 2009
Sponsor
Merrill Lynch South Africa (Pty) Limited
Date: 15/10/2009 17:30:01 Produced by the JSE SENS Department.
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