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AQP
AQP
AQP - Aquarius Platinum - New issue announcement, application for quoatation of
additional securities and agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
("Aquarius" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOATATION OF ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued Fully paid shares in Aquarius
or to be issued Platinum Limited ("Shares")
2 Number of +securities 430,590 shares issued upon
issued or to be issued (if exercise of options;
known) or maximum number
which may be issued
+ See chapter 19 for
defined terms.
3 Principal terms of the Shares issued upon exercise of
+securities (eg, if options, options will rank equally with
exercise price and expiry current fully paid shares in the
date; if partly paid Company.
+securities, the amount
outstanding and due dates for
payment; if +convertible
securities, the conversion
price and dates for
conversion)
4 Do the +securities rank
equally in all respects from Shares issued upon the exercise of options
the date of allotment with an rank equally with the existing ordinary
existing +class of quoted shares in all respects from the allotment
+securities? date including in respect of future
dividends.
If the additional securities
do not rank equally, please
state:
- the date from which they do
- the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
- the extent to which they do
not rank equally, other than
in relation to the next
dividend, distribution or
interest payment
5 Issue price or consideration
Transfer to Aquarius of issued common
shares in Ridge on the basis of 1
Aquarius share for every 2.75 Ridge
shares. The relevant Ridge shares
were issued upon exercise of unlisted
options at an exercise price of
GBP0.40.
6 Purpose of the issue
(If issued as consideration for In connection with the scheme of
the acquisition of assets, arrangement between Ridge and its
clearly identify those assets) shareholders, these shares have
been issued upon exercise of
unlisted options that were in
existence prior to the scheme.
7 Dates of entering
+securities into 21 October 2009
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class 462,094,914 Ordinary
of all +securities
quoted on ASX
(including the
securities in
clause 2 if
applicable)
Number +Class
9 Number and +class 280,002 Unlisted options expiring 21/11/13
of all +securities 379,581 Unlisted options expiring 11/06/11
not quoted on ASX 228,434 Unlisted options expiring 02/11/11
(including the 240,108 Unlisted options expiring 26/05/13
securities in
clause 2 if
applicable)
10 Dividend policy (in Whilst the Company does not have a Dividend
the case of a Policy, this matter is reviewed constantly
trust, distribution by the Board of Directors.
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1. +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2. We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for
an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here:............................... Date: ...
(Director/Company secretary)
Print name: Willi Boehm...................
23 October 2009
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 23/10/2009 12:31:01 Produced by the JSE SENS Department.
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