|
AQP
AQP
AQP - Aquarius Platinum Limited - New Issue Announcement, Application For
Quotation Of Additional Securities And Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities Fully paid shares in Aquarius Platinum
issued or to be issued Limited ("Shares")
2 Number of +securities (a) 2,851 shares issued upon exercise
issued or to be issued of options;
(if known) or maximum (b) 106,649 shares issued upon exercise
number which may be of options; and
issued (c) 27,272 shares issued upon exercise
of options.
+See chapter 19 for defined terms.
3 Principal terms of the Shares issued upon exercise of options will
+securities (eg, if rank equally with current fully paid shares
options, exercise price in the Company.
and expiry date; if
partly paid +securities,
the amount outstanding
and due dates for
payment; if +convertible
securities, the
conversion price and
dates for conversion)
4 Do the +securities rank
equally in all respects Shares issued upon the exercise of options
from the date of rank equally with the existing ordinary
allotment with an shares in all respects from the allotment
existing +class of quoted date including in respect of future
+securities? dividends.
If the additional
securities do not rank
equally, please state:
the date from which they
do
the extent to which they
participate for the next
dividend, (in the case of
a trust, distribution) or
interest payment
the extent to which they
do not rank equally,
other than in relation to
the next dividend,
distribution or interest
payment
5 Issue price or The Shares issued upon exercise of options
consideration were:
(a) 62,851 issued at the exercise price of
GBP0.85 per share.
Transfer to Aquarius of issued common
shares in Ridge on the basis of 1 Aquarius
share for every 2.75 Ridge shares. The
relevant Ridge shares were issued upon
exercise of unlisted options as follows:
(b) 106,649 at an exercise price of
GBP0.515;
(c) 27,272 at an exercise price of
GBP0.70.
6 Purpose of the issue
(If issued as (a) Being the exercise of unlisted options
consideration for the
acquisition of assets, (b) & (c) In connection with the scheme of
clearly identify those arrangement between Ridge and its
assets) shareholders, these shares have been issued
upon exercise of unlisted options that were
in existence prior to the scheme.
7 Dates of entering
+securities into 24 November 2009
uncertificated holdings
or despatch of
certificates
Number +Class
8 Number and +class of all 462,291,686 Ordinary
+securities quoted on
ASX (including the
securities in clause 2
if applicable)
Number +Class
9 Number and +class of all 280,002 Unlisted options expiring
+securities not quoted 316,730 21/11/13
on ASX (including the 228,434 Unlisted options expiring
securities in clause 2 240,108 11/06/11
if applicable) Unlisted options expiring
02/11/11
Unlisted options expiring
26/05/13
10 Dividend policy (in the Whilst the Company does not have a Dividend
case of a trust, Policy, this matter is reviewed constantly
distribution policy) on by the Board of Directors.
the increased capital
(interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1. +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2. We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be
quoted and that no-one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at the
time that we request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has
been provided at the time that we request that the +securities be
quoted.
- If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations
Act at the time that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Sign here: ..................... Date: .......
(Director/Company secretary)
Print name: Willi Boehm.....................
Date: 30/11/2009 11:09:05 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
