| Wed 2 Dec 2009, 9:43 | | GDO - Gold One International Limited - Notice of Initial Substantial Holder |
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GDO
GDO
GDO - Gold One International Limited - Notice of Initial Substantial Holder
Gold One International Limited
(Previously BMA Gold Limited)
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
ISIN: AU000000GDO5
OTCQX International: GLDZY
("Gold One" or the "company")
NOTICE OF INITIAL SUBSTANTIAL HOLDER
Gold One on Tuesday, 1 December 2009, received a Form 603 Australian
Corporations Act 2001, Section 671b "Notice of initial substantial holder":
QUOTE
TO COMPANY NAME / SCHEME
Gold One International Limited
ACN: 094 265 746
1 DETAILS OF SUBSTANTIAL HOLDER (1)
Name: Baker Steel Capital Managers LLP (clients of and associated or
connected parties).
The holder became a substantial holder on 16 November 2009
2 DETAILS OF VOTING POWER
The total number of votes attached to all the voting shares in the company
or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in on the date the substantial
holder became a substantial holder are as follows:
Class of Number of Person`s votes Voting power (6)
securities (4) securities (5)
Ordinary shares 43,479,360 43,479,360 5.40%
3 DETAILS OF RELEVANT INTERESTS
The nature of the relevant interest the substantial holder had in the
following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant Nature of relevant Class and number of
interest interest (7) securities
Genus Dynamic Gold Fund Beneficial holder Ordinary/ 8,312,000
CF Ruffer Baker Steel
Gold Fund Beneficial holder Ordinary/ 27,570,360
RIT Capital Partners
PLC Beneficial holder Ordinary/ 3,076,000
Select Gold Fund Beneficial holder Ordinary/ 4,521,000
4 DETAILS OF PRESENT REGISTERED HOLDERS
The persons registered as holders of the securities referred to in
paragraph 3 above are as follows:
Person entitled
Holder of Registered holder to be registered Class and number
relevant interest of securities as holder (8) of securities
HSBC Custody
Genus Dynamic Nominees As previous Ordinary/
Gold Fund (Australia) Ltd column 8,312,000
CF Ruffer Baker National Nominees As previous Ordinary/
Steel Gold Fund Ltd column 27,570,360
RIT Capital National Nominees As previous Ordinary/
Partners PLC Ltd column 3,076,000
As previous Ordinary/
Select Gold Fund Citibank Pty Ltd column 4,521,000
5 CONSIDERATION
The consideration paid for each relevant interest referred to in paragraph
3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder, is as follows:
Holder of Date of Consideration (9) Class and number
relevant interest acquisition of securities
Non-
Cash cash
See attached schedule 1
6 ASSOCIATES
The reason the persons named in paragraph 3 above are associates of the
substantial holder are as follows:
Name and CAN/ARSN (if applicable) Nature of association
Discretionary mandate of investment
Genus Dynamic Gold Fund manager
Discretionary mandate of investment
CF Ruffer Baker Steel Gold Fund manager
Discretionary mandate of investment
RIT Capital Partners PLC manager
Discretionary mandate of investment
Select Gold Fund manager
7 ADDRESSES
The addresses of persons named in this form are as follows:
Name Address
For all entities listed c/o Baker Steel Capital Managers LLP
86 Jermyn Street, London SW1Y6JD
Signed
Date: 1 December 2009
Print name: Tino Isnardi
(Head of trading)
DIRECTIONS
(1) If there is a number of substantial holders with similar or related
relevant interests (e.g. a corporation and its related corporations, or the
manager and trustee of an equity trust) the names could be included in an
annexure to the form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with names and
addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act
2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of
the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into
separate classes.
(5) The total number of votes attached to all the voting shares in the company
or voting interests in the scheme (if any) that the person or an associate
has a relevant interest in.
(6) The person`s votes divided by the total votes in the body corporate or
scheme multiplied by 100.
(7) Include details of:
(a) Any relevant agreement or other circumstances by which the relevant
interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement
certifying this contract, scheme or arrangement; and
(b) Any qualification of the power of a person to exercise, control the
exercise of, or influence the exercise of, the voting powers or disposal of
the securities to which the relevant interest relates (indicating clearly
the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations
Act 2001.
(8) If the substantial shareholder is unable to determine the identity of the
person (e.g. if the relevant interest arises because of an option) write
"unknown".
(9) Details of the consideration must include any and all benefits, money and
other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details
must be included even if the benefit is conditional on the happening or not
of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisition,
even if they are not paid directly to the person from whom the relevant
interest was acquired.
SCHEDULE 1
Person whose Consideration Class and
relevant Nature of given in number of Person`s
Date of interest change relation to securities votes
change changed (6) change (7) affected affected
CF Ruffer
Baker Steel
16-Nov-09 Gold purchase AUD 75,020 ordinary 229,594
Baker Steel
12-Nov-09 Gold Fund purchase AUD 35,118 ordinary 104,000
Genus
Dynamic Gold
12-Nov-09 Fund purchase AUD 187,409 ordinary 555,000
CF Ruffer
Baker Steel
12-Nov-09 Gold Fund purchase AUD 230,788 ordinary 683,463
RIT Capital
12-Nov-09 partners PLC purchase AUD 21,949 ordinary 65,000
Baker Steel
10-Nov-09 Gold Fund purchase AUD 39,092 ordinary 120,000
Genus
Dynamic Gold
10-Nov-09 Fund purchase AUD 65,154 ordinary 200,000
CF Ruffer
Baker Steel
10-Nov-09 Gold Fund purchase AUD 226,718 ordinary 695,943
RIT Capital
10-Nov-09 Partners PLC purchase AUD 26,062 ordinary 80,000
Baker Steel
06-Nov-09 Gold Fund purchase AUD 39,065 ordinary 125,000
Genus
Dynamic Gold
06-Nov-09 Fund purchase AUD 62,505 ordinary 200,000
CF Ruffer
Baker Steel
06-Nov-09 Gold Fund purchase AUD 120,322 ordinary 385,000
RIT Capital
06-Nov-09 Partners PLC purchase AUD 31,252 ordinary 100,000
Baker Steel
04-Nov-09 Gold Fund purchase AUD 36,685 ordinary 120,000
Genus
Dynamic Gold
04-Nov-09 Fund purchase AUD 60,225 ordinary 197,000
CF Ruffer
Baker Steel
04-Nov-09 Gold Fund purchase AUD 180,369 ordinary 590,000
RIT Capital
04-Nov-09 Partners PLC purchase AUD 27,208 ordinary 89,000
Baker Steel
03-Nov-09 Gold Fund purchase AUD 23,843 ordinary 82,000
Genus
Dynamic Gold
03-Nov-09 Fund purchase AUD 126,485 ordinary 435,000
CF Ruffer
Baker Steel
03-Nov-09 Gold Fund purchase AUD 140,151 ordinary 482,000
RIT Capital
03-Nov-09 Partners PLC purchase AUD 27,683 ordinary 95,000
Baker Steel
30-Oct-09 Gold Fund purchase AUD 40,906 ordinary 140,000
Genus
Dynamic Gold
30-Oct-09 Fund purchase AUD 96,420 ordinary 330,000
CF Ruffer
Steel Gold
30-Oct-09 Fund purchase AUD 255,368 ordinary 874,000
RIT Capital
30-Oct-09 Partners PLC purchase AUD 30,971 ordinary 106,000
CF Ruffer
Baker Steel
16-Oct-09 Gold Fund purchase AUD 211,262 ordinary 600,000
RIT Capital
16-Oct-09 Partners PLC purchase AUD 52,815 ordinary 150,000
CF Ruffer
Baker Steel
15-Oct-09 Gold Fund purchase AUD 629,156 ordinary 1,750,000
Baker Steel
27-Aug-09 Gold Fund purchase AUD 646,755 ordinary 2,054,494
Genus
Dynamic Gold
27-Aug-09 Fund purchase AUD 1,081,170 ordinary 3,434,467
CF Ruffer
Steel Gold
27-Aug-09 Fund purchase AUD 3,611,499 ordinary 11,472,360
RIT Capital
27-Aug-09 Partners PLC purchase AUD 383,640 ordinary 1,218,679
UNQUOTE
Parktown, Johannesburg
2 December 2009
Sponsor
Macquarie First South Advisers (Pty) Limited
Date: 02/12/2009 09:43:01 Produced by the JSE SENS Department.
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