|
AQP
AQP
AQP - Aquarius - New Issue Announcement, Application For Quoatation Of
Additional Securities And Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
("Aquarius" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOATATION OF ADDITIONAL SECURITIES
AND AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to Fully paid shares in Aquarius
be issued Platinum Limited ("Shares")
2 Number of +securities issued or 145,454 shares issued upon exercise
to be issued (if known) or maximum of options;
number which may be issued 54,545 shares issued upon exercise of
options.
+ See chapter 19 for defined
terms.
3 Principal terms of the +securities Shares issued upon exercise of
(eg, if options, exercise price options will rank equally with
and expiry date; if partly paid current fully paid shares in the
+securities, the amount Company.
outstanding and due dates for
payment; if +convertible
securities, the conversion price
and dates for conversion)
See chapter 19 for defined terms.
4 Do the +securities rank equally in
all respects from the date of Shares issued upon the exercise of
allotment with an existing +class options rank equally with the
of quoted +securities? existing ordinary shares in all
respects from the allotment date
If the additional securities do including in respect of future
not rank equally, please state: dividends.
the date from which they do
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration
Transfer to Aquarius of issued common
shares in Ridge on the basis of 1
Aquarius share for every 2.75 Ridge
shares. The relevant Ridge shares
were issued upon exercise of unlisted
options as follows:
145,454 at an exercise price of
GBP0.70;
54,545 at an exercise price of
GBP1.035.
6 Purpose of the issue
(If issued as consideration for In connection with the scheme of
the acquisition of assets, clearly arrangement between Ridge and its
identify those assets) shareholders, these shares have been
issued upon exercise of unlisted
options that were in existence prior
to the scheme.
7 Dates of entering +securities
into uncertificated holdings or 16 December 2009
despatch of certificates
Number +Class
8 Number and +class of all 462,491,685 Ordinary
+securities quoted on ASX
(including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class of all 280,002 Unlisted options expiring
+securities not quoted on 316,730 21/11/13
ASX (including the 228,434 Unlisted options expiring
securities in clause 2 if 240,108 11/06/11
applicable) Unlisted options expiring
02/11/11
Unlisted options expiring
26/05/13
10 Dividend policy (in the case Whilst the Company does not have a
of a trust, distribution Dividend Policy, this matter is reviewed
policy) on the increased constantly by the Board of Directors.
capital (interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee incentive
share securities when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
-An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here:............................... Date: ...
(Director/Company secretary)
Print name: Willi Boehm...................
21 December 2009
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 21/12/2009 11:00:01 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
