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AQP
AQP
AQP - Aquarius Platinum Limited - New Issue Announcement, Application for
Quotation of Additional Securities and Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
("Aquarius" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities Fully paid shares in Aquarius
issued or to be issued Platinum Limited ("Shares")
2 Number of +securities 18,181 shares issued upon
issued or to be issued (if exercise of options;
known) or maximum number 12,363 shares issued upon
which may be issued exercise of options.
3 Principal terms of the Shares issued upon exercise
+securities (eg, if of options will rank equally
options, exercise price with current fully paid
and expiry date; if partly shares in the Company.
paid +securities, the
amount outstanding and due
dates for payment; if
+convertible securities,
the conversion price and
dates for conversion)
+ See chapter 19 for
defined terms.
4 Do the +securities rank
equally in all respects Shares issued upon the
from the date of allotment exercise of options rank
with an existing +class of equally with the existing
quoted +securities? ordinary shares in all
respects from the allotment
If the additional date including in respect of
securities do not rank future dividends.
equally, please state:
the date from which they
do
the extent to which they
participate for the next
dividend, (in the case of
a trust, distribution) or
interest payment
the extent to which they
do not rank equally, other
than in relation to the
next dividend,
distribution or interest
payment
5 Issue price or
consideration
Transfer to Aquarius of
issued common shares in Ridge
on the basis of 1 Aquarius
share for every 2.75 Ridge
shares. The relevant Ridge
shares were issued upon
exercise of unlisted options
as follows:
18,181 at an exercise price
of GBP0.515;
12,363 at an exercise price
of GBP0.70.
6 Purpose of the issue
(If issued as In connection with the scheme
consideration for the of arrangement between Ridge
acquisition of assets, and its shareholders, these
clearly identify those shares have been issued upon
assets) exercise of unlisted options
that were in existence prior
to the scheme.
7 Dates of entering
+securities into 5 January 2010
uncertificated holdings
or despatch of
certificates
Number +Class
8 Number and +class of all 462,522,229 Ordinary
+securities quoted on ASX
(including the securities
in clause 2 if
applicable)
Number +Class
9 Number and +class 280,002 Unlisted options
of all +securities 316,730 expiring 21/11/13
not quoted on ASX 228,434 Unlisted options
(including the 240,108 expiring 11/06/11
securities in Unlisted options
clause 2 if expiring 02/11/11
applicable) Unlisted options
expiring 26/05/13
10 Dividend policy (in Whilst the Company does not
the case of a have a Dividend Policy, this
trust, distribution matter is reviewed constantly
policy) on the by the Board of Directors.
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1. +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2. We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for
an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here:............................... Date: ...
(Director/Company secretary)
Print name: Willi Boehm...................
11 January 2010
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 11/01/2010 09:25:01 Produced by the JSE SENS Department.
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