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AQP
AQP
AQP - Aquarius Platinum Limited - New Issue Announcement, Application For
Quotation Of Additional Securities And Agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND
AGREEMENT
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or Fully paid shares in Aquarius Platinum
to be issued Limited ("Shares")
2 Number of +securities issued or (a) 47,344 shares issued upon
to be issued (if known) or exercise of options;
maximum number which may be (b) 181,818 shares issued upon
issued exercise of options.
3 Principal terms of the Shares issued upon exercise of options
+securities (eg, if options, will rank equally with current fully
exercise price and expiry date; paid shares in the Company.
if partly paid +securities, the
amount outstanding and due dates
for payment; if +convertible
securities, the conversion price
and dates for conversion)
+ See chapter 19 for defined terms.
4 Do the +securities rank equally
in all respects from the date of Shares issued upon the exercise of
allotment with an existing +class options rank equally with the existing
of quoted +securities? ordinary shares in all respects from
the allotment date including in
If the additional securities do respect of future dividends.
not rank equally, please state:
- the date from which they do
- the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or interest
payment
- the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration The Shares issued upon exercise of
options were:
(a) 47,344 issued at the exercise
price of GBP0.85 per share.
Transfer to Aquarius of issued common
shares in Ridge on the basis of 1
Aquarius share for every 2.75 Ridge
shares. The relevant Ridge shares
were issued upon exercise of unlisted
options as follows:
(b) 181,818 at an exercise price of
GBP0.515.
6 Purpose of the issue (a)Being the exercise of unlisted
(If issued as consideration for options
the acquisition of assets,
clearly identify those assets) (b) In connection with the scheme of
arrangement between Ridge and its
shareholders, these shares have been
issued upon exercise of unlisted
options that were in existence prior
to the scheme.
7 Dates of entering +securities 15 January 2010
into uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 462,751,391 Ordinary
+securities quoted on ASX
(including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class 280,002 Unlisted options expiring 21/11/13
of all +securities 269,386 Unlisted options expiring 11/06/11
not quoted on ASX 228,434 Unlisted options expiring 02/11/11
(including the 240,108 Unlisted options expiring 26/05/13
securities in
clause 2 if
applicable)
10 Dividend policy Whilst the Company does not have a Dividend
(in the case of a Policy, this matter is reviewed constantly
trust, by the Board of Directors.
distribution
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
+ See chapter 19 for defined terms.
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1. +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2. We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
- Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to
be quoted and that no-one has any right to return any +securities to
be quoted under sections 737, 738 or 1016F of the Corporations Act
at the time that we request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted, it
has been provided at the time that we request that the +securities
be quoted.
- If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations
Act at the time that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any breach
of the warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be)
true and complete.
Sign here: ........................... Date: ....
(Director/Company secretary)
Print name: Willi Boehm...............
Date: 18/01/2010 09:27:01 Produced by the JSE SENS Department.
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