| Fri 12 Mar 2010, 13:46 | | OML - Old Mutual Plc - Notification Of Transactions Of Directors Persons |
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OML
OLOML
OML - Old Mutual Plc - Notification Of Transactions Of Directors, Persons
Discharging Managerial Responsibility Or Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of a derivative relating the shares
of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24.
An issuer making a notification in respect of a financial instrument relating
to the shares of the issuer (other than a debenture) should complete boxes 1
to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
OLD MUTUAL PLC
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a)
Yes
3. Name of person discharging managerial responsibilities/director
JULIAN VICTOR FROW ROBERTS
DONALD IAN HOPE
PAUL BRENDAN HANRATTY
ANDREW SEATON BIRRELL
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
N/A
5. Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a non-beneficial
interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
SHARE OPTIONS UNDER THE OLD MUTUAL SHARE OPTION AND DEFERRED DELIVERY PLAN (SOP)
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them.
JULIAN VICTOR FROW ROBERTS - 307,504 SHARES HELD UNDER OPTION
DONALD IAN HOPE - 25,214 SHARES HELD UNDER OPTION
PAUL BRENDAN HANRATTY - 114,895 SHARES HELD UNDER OPTION
ANDREW SEATON BIRRELL - 177,261 SHARES HELD UNDER OPTION
8. State the nature of the transaction.
LAPSE OF OPTIONS UNDER THE SOP AS A RESULT OF THE IFRS EPS-BASED PERFORMANCE
TARGET REQUIRED FOR VESTING NOT BEING ACHIEVED. OPTIONS FOR MR ROBERTS AND MR
HOPE WERE ORIGINALLY GRANTED ON 30 MARCH 2007 WITH AN EXERCISE PRICE OF GBP1.626
PER SHARE. OPTIONS FOR MR HANRATTY WERE ORIGINALLY GRANTED ON 30 MARCH 2007 WITH
AN EXERCISE PRICE OF R23.40 PER SHARE. OPTIONS FOR MR BIRRELL WERE ORIGINALLY
GRANTED ON 23 AUGUST 2007 WITH AN EXERCISE PRICE OF R22.34 PER SHARE.
9. Number of shares, debentures or financial instruments relating to shares
acquired
NONE
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares
disposed
NIL
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
NIL
13. Price per share or value of transaction
N/A
14. Date and place of transaction
11 MARCH 2010
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
N/A
16. Date issuer informed of transaction
11 MARCH 2010
If a person discharging managerial responsibilities has been granted
options by the issuer complete the following boxes
17. Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
24. Name of contact and telephone number for queries
Name and signature of duly authorised officer of issuer responsible for making
notification
Martin C Murray
Company Secretary
Date of notification 12 March 2010
Sponsor: Merrill Lynch South Africa (Pty) Limited
Date: 12/03/2010 13:46:01 Produced by the JSE SENS Department.
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