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INL INP
INL INP
INL/INP - Investec - Rule 8.1 of the UK City Code on Takeovers and Merger
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
As part of the dual listed company ("DLC") structure, disclosures made
pursuant to requirements applicable to the London Stock Exchange or the JSE
Limited are released on both exchanges.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the INVESTEC SECURITIES LTD)
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 16/04/2010
(f) Has the party previously disclosed, or YES
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 44,799,084 9.5427
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 527,100 0.1119 4,196,800 0.8908
to purchase/sell:
45,326,184 9.6211 4,196,800 0.8908
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
0.02p ordinary Purchase 556,235 534,2037p
Sale 1,284 527.5p
Sale 83,517 528p
Sale 12,412 528.5p
Sale 6,133 530p
Sale 22,486 530.5p
Sale 17,602 531p
Sale 7,394 532p
Sale 3,897 533p
Sale 11,885 534p
Sale 19,531 535p
Sale 7,021 535.5p
Sale 344,040 536.5p
Sale 19,033 537p
Purchase 556,235 ZAR 60.70
Purchase 700 ZAR 61.69
Purchase 1,070 ZAR 61.70
Purchase 410 ZAR 61.78
Purchase 1,070 ZAR 61.81
Purchase 100 ZAR 61.84
Purchase 848 ZAR 61.85
Purchase 6,768 ZAR 61.87
Purchase 500 ZAR 61.89
Purchase 300 ZAR 61.90
Purchase 80 ZAR 61.90
Purchase 200 ZAR 61.90
Purchase 435 ZAR 61.90
Purchase 1,427 ZAR 61.90
Purchase 500 ZAR 61.91
Purchase 290 ZAR 61.92
Purchase 15 ZAR 61.93
Purchase 2,140 ZAR 61.95
Purchase 4,000 ZAR 61.95
Purchase 9,687 ZAR 61.96
Purchase 13,140 ZAR 61.97
Purchase 16 ZAR 61.99
Purchase 1,070 ZAR 61.99
Purchase 750 ZAR 62.00
Purchase 210 ZAR 62.00
Purchase 424 ZAR 62.00
Purchase 600 ZAR 62.00
Purchase 1,070 ZAR 62.00
Purchase 22,637 ZAR 62.00
Purchase 7,616 ZAR 62.03
Sale 556,235 ZAR 60.70
Sale 2,214 ZAR 61.28
Sale 360 ZAR 61.70
Sale 263,261 ZAR 61.95
Sale 1,000 ZAR 61.97
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercis Type Expi Option
relevant descrip purchasin securities e price e.g. ry money
security tion g, to which per Americ date paid/
e.g. selling, option unit an, receiv
call varying relates Europe ed per
option etc. an unit
etc.
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 19/04/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant descrip or securities price e.g. date
security tion e.g. purchased to which per unit American,
call option or European
option derivative etc.
relates
0.02p Call Purchased 452,100 58 Rand American 17/06/2010
ordinary Option
0.02p Call Written 17,600 54 Rand American 17/06/2010
ordinary Option
0.02p Call Written 75,000 80 Rand European 15/10/2010
ordinary Option
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,508,200 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
19 April 2010
Sponsor: Investec Bank Limited
Date: 19/04/2010 15:31:01 Produced by the JSE SENS Department.
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