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INL INP
INL INP
INL / INP - Investec Limited / Investec Plc - Public dealing disclosure by a
party to an offer or person acting in concert
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer INVESTEC PLC (DEALINGS BY
or person acting in concert making the INVESTEC BANK PLC, INVESTEC
disclosure: SECURITIES LTD, INVESTEC ASSET
MANAGEMENT (PTY) LTD)
(b) Owner or controller of interests
and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation INVESTEC PLC
to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the OFFEROR
disclosure:
e.g. offeror, offeree, person
acting in concert with the
offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 21/04/2010
(f) Has the party previously disclosed, YES - INVESTEC LTD
or is it today disclosing, under the
Code in respect of any other party to
this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant 0.02p ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant 44,321,672 9.4418
securities owned and/or
controlled:
(2) Derivatives (other
than options):
(3) Options and 527,100 0.1119 4,215,000 0.8947
agreements to
purchase/sell:
44,848,772 9.5197 4,215,000 0.8947
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
INVESTEC ASSET
0.02p ordinary MANAGEMENT (PTY) LTD
Sale 71,696 ZAR 61.10
INVESTEC BANK PLC
Purchase 5,511 GBP 5.385
Purchase 106,227 GBP 5.39
Purchase 729 GBP 5.3925
Purchase 30,128 GBP 539.5
Purchase 110,402 GBP 5.40
Purchase 955 GBP 5.4025
Purchase 18,698 GBP 5.405
Purchase 803 GBP 5.4075
Purchase 4,037 GBP 5.41
Sale 2,108 GBP 5.335
Sale 309 GBP 5.3375
Sale 3,535 GBP 5.345
Sale 803 GBP 5.3475
Sale 19,048 GBP 5.35
Sale 796 GBP 5.3525
Sale 8,101 GBP 5.355
Sale 7,133 GBP 5.36
Sale 3,773 GBP 5.365
Sale 15,000 GBP 5.37
Sale 15,000 GBP 5.375
Sale 15,000 GBP 5.38
Sale 22,500 GBP 5.39
Sale 22,500 GBP 5.395
Sale 60,253 GBP 5.40
Sale 3,105 GBP 5.4025
Sale 27,455 GBP 5.405
Sale 3,159 GBP 5.4075
Sale 48,002 GBP 5.41
INVESTEC SECURITIES LTD
1,070 ZAR 61.10
Purchase
1,070 ZAR 61.34
Purchase
1,070 ZAR 61.40
Purchase
21,000 ZAR 61.45
Purchase
222 ZAR 61.81
Purchase
740 ZAR 61.00
Sale
500 ZAR 61.15
Sale
1,000 ZAR 61.20
Sale
40 ZAR 61.40
Sale
7,391 ZAR 61.42
Sale
225 ZAR 61.55
Sale
496 ZAR 61.80
Sale
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exerci Type Expiry Option
relevant descript purchasin securitie se e.g. date money
security ion e.g. g, s to price American, paid/
call selling, which per European received
option varying option unit etc. per unit
etc. relates
0.02p Futures Purchasin 1,500 European 17/06/
ordinary g 2010
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 22/04/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities the disclosure
relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant descripti purchased securitie price e.g. date
security on e.g. s to per unit American,
call which European
option option or etc.
derivativ
e relates
0.02p Call Purchased 452,100 58 Rand American 17/06/2010
ordinary Option
0.02p Call Written 17,600 54 Rand American 17/06/2010
ordinary Option
0.02p Call Written 75,000 80 Rand European 15/10/2010
ordinary Option
0.02p Put Written 75,000 80 Rand European 15/10/2010
ordinary Option
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,526,400 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
22 April 2010
Sponsor: Investec Bank Limited
Date: 22/04/2010 14:15:05 Produced by the JSE SENS Department.
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