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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the INVESTEC BANK PLC, INVESTEC
disclosure: SECURITIES LTD, INVESTEC
ASSET MANAGEMENT (PTY) LTD)
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 22/04/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 43,874,986 9.3473
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1119 4,212,500 0.8942
purchase/sell:
44,402,086 9.4249 4,212,500 0.8942
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share
rights concerned and relevant options
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
INVESTEC ASSET
0.02p ordinary MANAGEMENT (PTY) LTD
Purchase 5,700 ZAR 59.90
Sale 400 ZAR 60.22
Sale 2,728 ZAR 59.63
Sale 456,741 ZAR 60.22
INVESTEC BANK PLC
Purchase 909 GBP 5.30
Purchase 1,200 GBP 5.30
Purchase 761 GBP 5.30
Purchase 291 GBP 5.30
Purchase 181 GBP 5.30
Purchase 811 GBP 5.30
Purchase 439 GBP 5.30
Purchase 866 GBP 5.30
Purchase 124 GBP 5.30
Purchase 54 GBP 5.30
Purchase 29 GBP 5.30
Purchase 594 GBP 5.30
Purchase 2,051 GBP 5.30
Purchase 355 GBP 5.30
Purchase 2,238 GBP 5.30
Purchase 200 GBP 5.30
Purchase 300 GBP 5.30
Purchase 400 GBP 5.30
Purchase 500 GBP 5.30
Purchase 500 GBP 5.30
Purchase 100 GBP 5.30
Purchase 664 GBP 5.30
Purchase 248 GBP 5.30
Purchase 252 GBP 5.30
Purchase 36 GBP 5.30
Purchase 385 GBP 5.30
Purchase 128 GBP 5.30
Purchase 347 GBP 5.30
Purchase 841 GBP 5.31
Purchase 341 GBP 5.31
Purchase 4,659 GBP 5.31
Purchase 435 GBP 5.31
Purchase 1,077 GBP 5.31
Purchase 835 GBP 5.31
Purchase 879 GBP 5.31
Purchase 21 GBP 5.31
Purchase 1,396 GBP 5.31
Purchase 134 GBP 5.32
Purchase 1,500 GBP 5.32
Purchase 896 GBP 5.32
Purchase 896 GBP 5.32
Purchase 180 GBP 5.32
Purchase 500 GBP 5.32
Purchase 500 GBP 5.32
Purchase 23 GBP 5.32
Purchase 661 GBP 5.32
Purchase 499 GBP 5.32
Purchase 1,784 GBP 5.32
Purchase 500 GBP 5.32
Purchase 156 GBP 5.32
Purchase 652 GBP 5.32
Purchase 368 GBP 5.32
Purchase 1,043 GBP 5.32
Purchase 508 GBP 5.32
Purchase 170 GBP 5.32
Purchase 200 GBP 5.32
Purchase 1,079 GBP 5.32
Purchase 500 GBP 5.32
Purchase 1,213 GBP 5.32
Purchase 6,069 GBP 5.32
Purchase 218 GBP 5.32
Purchase 4,000 GBP 5.32
Purchase 4,403 GBP 5.32
Purchase 5,000 GBP 5.32
Purchase 1,000 GBP 5.32
Purchase 328 GBP 5.32
Purchase 529 GBP 5.32
Purchase 1,490 GBP 5.32
Purchase 3,362 GBP 5.32
Purchase 899 GBP 5.32
Purchase 1,467 GBP 5.32
Purchase 413 GBP 5.32
Purchase 906 GBP 5.32
Purchase 156 GBP 5.32
Purchase 500 GBP 5.32
Purchase 201 GBP 5.32
Purchase 866 GBP 5.32
Purchase 895 GBP 5.32
Purchase 606 GBP 5.32
Purchase 1,775 GBP 5.32
Purchase 522 GBP 5.32
Purchase 1,879 GBP 5.32
Purchase 143 GBP 5.32
Purchase 316 GBP 5.32
Purchase 1,268 GBP 5.32
Purchase 562 GBP 5.32
Purchase 4,034 GBP 5.32
Purchase 1,815 GBP 5.32
Purchase 676 GBP 5.32
Purchase 3,000 GBP 5.32
Purchase 344 GBP 5.32
Purchase 729 GBP 5.32
Purchase 3,611 GBP 5.33
Purchase 713 GBP 5.33
Purchase 1,085 GBP 5.33
Purchase 3,078 GBP 5.33
Purchase 1,984 GBP 5.33
Purchase 872 GBP 5.33
Purchase 368 GBP 5.33
Purchase 223 GBP 5.33
Purchase 475 GBP 5.33
Purchase 500 GBP 5.33
Purchase 675 GBP 5.33
Purchase 500 GBP 5.33
Purchase 279 GBP 5.33
Purchase 809 GBP 5.33
Purchase 591 GBP 5.33
Purchase 857 GBP 5.33
Sale 92 GBP 5.30
Sale 946 GBP 5.30
Sale 26 GBP 5.30
Sale 75 GBP 5.30
Sale 225 GBP 5.30
Sale 25 GBP 5.30
Sale 11 GBP 5.30
Sale 100,000 GBP 5.31
Sale 983 GBP 5.31
Sale 17 GBP 5.31
Sale 69 GBP 5.31
Sale 384 GBP 5.31
Sale 70 GBP 5.31
Sale 30 GBP 5.31
Sale 113 GBP 5.31
Sale 7 GBP 5.31
Sale 106 GBP 5.31
Sale 7 GBP 5.31
Sale 14 GBP 5.31
Sale 540 GBP 5.32
Sale 225 GBP 5.32
Sale 300 GBP 5.32
Sale 135 GBP 5.32
Sale 169 GBP 5.32
Sale 900 GBP 5.32
Sale 900 GBP 5.32
Sale 31 GBP 5.32
INVESTEC SECURITIES LTD
Purchase 1,070 ZAR 59.57
Purchase 400 ZAR 59.90
Purchase 5,712 ZAR 59.91
Purchase 137 ZAR 59.95
Purchase 3,479 ZAR 60.00
Purchase 500 ZAR 60.79
Sale 140 ZAR 60.00
Sale 3,240 ZAR 60.15
Sale 435 ZAR 60.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exerc Type Expiry Option
relevant descripti purchasing of ise e.g. date money
security on e.g. , selling, securiti price America paid/
call varying es to per n, received
option etc. which unit Europea per unit
option n etc.
relates
0.02p Futures Purchasing 2,500 Europea 17/06/201
ordinary n 0
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 23/04/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry date
relevant description or securities price e.g.
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,523,900 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 23/04/2010 14:30:02 Produced by the JSE SENS Department.
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