|
INL INP
INL INP
INL / INP - Investec Limited / Investec Plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the INVESTEC BANK PLC; INVESTEC
disclosure: SECURITIES LTD)
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person
acting in concert with the
offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 29/04/2010
(f) Has the party previously disclosed, or YES - INVESTEC LTD
is it today disclosing, under the Code
in respect of any other party to this
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant 0.02p ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities 42,573,692 9.0722
owned and/or controlled:
(2) Derivatives (other
than options):
(3) Options and 527,100 0.1119 4,255,000 0.9032
agreements to
purchase/sell:
43,100,792 9.1487 4,255,000 0.9032
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription
right exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
INVESTEC BANK PLC
0.02p ordinary
Purchase 686 GBP 5.16
Purchase 591 GBP 5.16
Purchase 955 GBP 5.16
Purchase 204 GBP 5.16
Purchase 300 GBP 5.16
Purchase 896 GBP 5.16
Purchase 800 GBP 5.16
Purchase 2,200 GBP 5.16
Purchase 91 GBP 5.16
Purchase 114 GBP 5.16
Purchase 238 GBP 5.16
Purchase 626 GBP 5.16
Purchase 522 GBP 5.16
Purchase 433 GBP 5.16
Purchase 305 GBP 5.16
Purchase 762 GBP 5.16
Purchase 565 GBP 5.16
Purchase 935 GBP 5.16
Purchase 1,441 GBP 5.16
Purchase 59 GBP 5.16
Purchase 1,500 GBP 5.16
Purchase 297 GBP 5.16
Purchase 1,203 GBP 5.16
Purchase 1,500 GBP 5.16
Purchase 1,500 GBP 5.16
Purchase 1,064 GBP 5.16
Purchase 436 GBP 5.16
Purchase 2,043 GBP 5.16
Purchase 1,478 GBP 5.16
Purchase 944 GBP 5.16
Purchase 273 GBP 5.16
Purchase 145 GBP 5.16
Purchase 300 GBP 5.16
Purchase 140 GBP 5.16
Purchase 935 GBP 5.16
Purchase 1,033 GBP 5.16
Purchase 729 GBP 5.16
Purchase 100 GBP 5.16
Purchase 565 GBP 5.16
Purchase 835 GBP 5.16
Purchase 944 GBP 5.16
Purchase 944 GBP 5.16
Purchase 326 GBP 5.17
Purchase 385 GBP 5.17
Purchase 396 GBP 5.17
Purchase 341 GBP 5.17
Purchase 440 GBP 5.17
Purchase 27 GBP 5.17
Purchase 1,000 GBP 5.17
Purchase 501 GBP 5.17
Purchase 84 GBP 5.17
Purchase 944 GBP 5.17
Purchase 500 GBP 5.17
Purchase 356 GBP 5.17
Purchase 144 GBP 5.17
Purchase 147 GBP 5.17
Purchase 500 GBP 5.17
Purchase 261 GBP 5.17
Purchase 209 GBP 5.17
Purchase 145 GBP 5.17
Purchase 146 GBP 5.17
Purchase 498 GBP 5.17
Purchase 2 GBP 5.17
Purchase 157 GBP 5.17
Purchase 226 GBP 5.17
Purchase 405 GBP 5.17
Purchase 47 GBP 5.17
Purchase 48 GBP 5.17
Purchase 489 GBP 5.17
Purchase 11 GBP 5.17
Purchase 316 GBP 5.17
Purchase 55 GBP 5.17
Purchase 364 GBP 5.17
Purchase 69 GBP 5.17
Purchase 431 GBP 5.17
Purchase 477 GBP 5.17
Purchase 913 GBP 5.17
Purchase 729 GBP 5.17
Purchase 803 GBP 5.17
Purchase 803 GBP 5.17
Purchase 342 GBP 5.17
Purchase 261 GBP 5.17
Purchase 261 GBP 5.17
Purchase 732 GBP 5.17
Purchase 523 GBP 5.17
Purchase 729 GBP 5.17
Purchase 803 GBP 5.17
Purchase 1,478 GBP 5.17
Purchase 1,826 GBP 5.17
Purchase 803 GBP 5.17
Purchase 943 GBP 5.17
Purchase 943 GBP 5.17
Purchase 777 GBP 5.17
Purchase 944 GBP 5.17
Purchase 364 GBP 5.17
Purchase 800 GBP 5.17
Purchase 762 GBP 5.17
Purchase 67 GBP 5.17
Purchase 1,471 GBP 5.17
Purchase 36 GBP 5.17
Purchase 500 GBP 5.17
Purchase 167 GBP 5.17
Purchase 694 GBP 5.17
Purchase 766 GBP 5.17
Purchase 281 GBP 5.17
Purchase 1,271 GBP 5.17
Purchase 1,271 GBP 5.17
Purchase 359 GBP 5.17
Purchase 342 GBP 5.17
Purchase 316 GBP 5.17
Purchase 106 GBP 5.17
Purchase 909 GBP 5.17
Purchase 2,000 GBP 5.17
Purchase 360 GBP 5.17
Purchase 100 GBP 5.17
Purchase 2,604 GBP 5.17
Purchase 878 GBP 5.17
Purchase 2,000 GBP 5.17
Purchase 157 GBP 5.17
Purchase 2,000 GBP 5.17
Purchase 500 GBP 5.17
Purchase 2,000 GBP 5.17
Purchase 1,546 GBP 5.17
Purchase 500 GBP 5.17
Purchase 500 GBP 5.17
Sale 75,000 GBP 5.16
Sale 118 GBP 5.17
Sale 1,824 GBP 5.17
Sale 4,376 GBP 5.17
Sale 60 GBP 5.17
Sale 250 GBP 5.17
Sale 187 GBP 5.17
Sale 52 GBP 5.17
Sale 451 GBP 5.17
INVESTEC SECURITIES LTD
Purchase
247 GBP 5.19
Purchase
623 GBP 5.19
Purchase
1,259 GBP 5.19
Purchase
618 GBP 5.19
Purchase
300 GBP 5.19
Purchase
2,200 GBP 5.19
Purchase
2,500 GBP 5.19
Purchase
2,500 GBP 5.19
Purchase
2,500 GBP 5.19
Purchase
2,500 GBP 5.19
Purchase
2,500 GBP 5.19
Purchase
452 GBP 5.19
Purchase
2,048 GBP 5.19
Purchase
426 GBP 5.19
Purchase
390 GBP 5.19
Purchase
74 GBP 5.19
Purchase
426 GBP 5.19
Purchase
74 GBP 5.19
Purchase
1,610 GBP 5.19
Purchase
500 GBP 5.19
Purchase
1,100 GBP 5.19
Purchase
400 GBP 5.19
Purchase
625 GBP 5.20
Purchase
975 GBP 5.20
Purchase
400 GBP 5.20
Purchase
500 GBP 5.20
Purchase
800 GBP 5.20
Purchase
1,453 GBP 5.20
Sale
30,000 GBP 5.20
Purchase
Purchase
1,070 ZAR 57.52
Purchase
2,174 ZAR 57.68
Purchase
570 ZAR 58.19
Purchase
357 ZAR 58.20
Purchase
3,238 ZAR 58.25
Purchase
25,000 ZAR 58.30
Purchase
30,000 ZAR 58.45
Purchase
1,784 ZAR 58.45
Purchase
892 ZAR 58.47
Purchase
2,787 ZAR 58.49
Purchase
70 ZAR 58.53
Purchase
200 ZAR 58.55
Purchase
2,037 ZAR 58.55
Purchase
1,170 ZAR 58.63
Sale
1,070 ZAR 58.74
Sale
3,000 ZAR 56.84
Sale
892 ZAR 57.55
Sale
1,784 ZAR 57.68
Sale
1,570 ZAR 57.70
Sale
892 ZAR 57.87
Sale
7,706 ZAR 58.00
Sale
221 ZAR 58.20
Sale
892 ZAR 58.24
Sale
52 ZAR 58.26
Sale
520 ZAR 58.30
Sale
892 ZAR 58.30
Sale
153 ZAR 58.31
Sale
1,327 ZAR 58.32
Sale
46,632 ZAR 58.37
Sale
4,727 ZAR 58.38
Sale
892 ZAR 58.39
Sale
3,550 ZAR 58.40
Sale
891 ZAR 58.40
Sale
247 ZAR 58.44
Sale
7,354 ZAR 58.45
Sale
2,753 ZAR 58.49
Sale
739 ZAR 58.49
Sale
12,646 ZAR 58.50
1 ZAR 58.73
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercis Type Expir Option
relevant description purchasing of e price e.g. y money
security e.g. call , selling, securit per American, date paid/
option varying ies to unit European receiv
etc. which etc. ed per
option unit
relates
0.02p Equity Purchasing 3,000 European 17/06
ordinary Futures /2010
shares
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 30/04/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities the disclosure
relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price e.g. date
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,566,400 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
30 April 20010
Sponsor: Investec Bank Limited
Date: 30/04/2010 14:19:01 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
