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INL INP
INL INP
INL/INP - Investec - Public dealing disclosure by a party to an offer or person
acting in concert (including dealings for the account of discretionary
investment clients)
Investec Limited Investec plc
Incorporated in the Republic of South Incorporated in England and Wales
Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the disclosure: INVESTEC SECURITIES LTD;
INVESTEC ASSET MANAGEMENT
(PTY) LTD)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 05/05/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 42,537,263 9.0291
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1119 4,225,100 0.8968
purchase/sell:
43,064,363 9.1410 4,225,100 0.8968
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
0.02p ordinary INVESTEC SECURITIES LTD
Purchase 500 GBP 4.967
Purchase 1,680 GBP 4.967
Purchase 500 GBP 4.967
Purchase 500 GBP 4.967
Purchase 500 GBP 4.967
Purchase 1,320 GBP 4.967
Purchase 180 GBP 4.969
Purchase 9 GBP 4.969
Purchase 2,000 GBP 4.970
Purchase 3,000 GBP 4.970
Purchase 500 GBP 4.970
Purchase 500 GBP 4.970
Purchase 1,685 GBP 4.970
Purchase 1,368 GBP 4.970
Purchase 758 GBP 4.970
Purchase 1,870 GBP 4.977
Purchase 3,130 GBP 4.977
Purchase 2,643 GBP 4.995
Purchase 2,357 GBP 4.995
Purchase 1,533 GBP 5.000
Purchase 918 GBP 5.000
Purchase 2,549 GBP 5.000
Purchase 476 GBP 5.010
Purchase 1,791 GBP 5.010
Purchase 1,111 GBP 5.010
Purchase 691 GBP 5.010
Purchase 827 GBP 5.010
Purchase 1,292 GBP 5.010
Purchase 1,812 GBP 5.010
Purchase 5,740 GBP 5.020
Purchase 1,977 GBP 5.020
Purchase 1,337 GBP 5.020
Purchase 946 GBP 5.020
Purchase 6,000 GBP 5.040
Sale 54,000 GBP 5.004
Purchase 1,000 ZAR 55.39
Purchase 242 ZAR 56.52
Purchase 258 ZAR 56.68
Purchase 15,000 ZAR 56.85
Purchase 785 ZAR 56.95
Purchase 285 ZAR 56.96
Purchase 200 ZAR 57.20
Purchase 892 ZAR 57.20
Purchase 2,174 ZAR 57.38
Purchase 7,616 ZAR 57.42
Purchase 620 ZAR 57.55
Purchase 54,000 ZAR 57.57
Purchase 7,616 ZAR 57.83
Sale 747 ZAR 56.52
Sale 892 ZAR 56.70
Sale 892 ZAR 56.76
Sale 892 ZAR 56.98
Sale 892 ZAR 57.05
Sale 1,388 ZAR 57.05
Sale 8,075 ZAR 57.20
Sale 7,825 ZAR 57.21
Sale 1,784 ZAR 57.21
Sale 4,100 ZAR 57.30
Sale 892 ZAR 57.33
Sale 8,715 ZAR 57.35
Sale 300 ZAR 57.36
Sale 250 ZAR 57.37
Sale 4,600 ZAR 57.37
Sale 1,784 ZAR 57.38
Sale 3,300 ZAR 57.38
Sale 300 ZAR 57.39
Sale 7,785 ZAR 57.40
Sale 4,285 ZAR 57.50
Sale 715 ZAR 57.52
Sale 1,070 ZAR 57.52
Sale 5,000 ZAR 57.60
Sale 892 ZAR 57.66
Sale 892 ZAR 57.68
Sale 892 ZAR 57.69
Sale 892 ZAR 57.73
Sale 892 ZAR 57.76
Sale 892 ZAR 57.77
Sale 8,000 ZAR 57.78
Sale 10,000 ZAR 57.83
Sale 892 ZAR 57.90
Sale 500 ZAR 57.90
Sale 23,925 ZAR 57.99
Sale 6,000 ZAR 58.05
Sale 34,778 ZAR 58.11
Sale 506 ZAR 58.19
Sale 892 ZAR 58.49
INVESTEC ASSET MANAGEMENT
(PTY) LTD
Purchase 2,600 ZAR 56.85
Purchase 3,700 ZAR 58.17
Sale 17,512 ZAR 56.90
Sale 1,400 ZAR 56.85
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip purchasing securities price e.g. date money
security tion e.g. , selling, to which per unit American paid/
call varying option , receiv
option etc. relates European ed per
etc. unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 06/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,536,500 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
6 May 2010
Sponsor: Investec Bank Limited
Date: 06/05/2010 14:06:01 Produced by the JSE SENS Department.
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