| Fri 7 May 2010, 8:01 | | OML - OLD Mutual PLC - Public opening position disclosure/dealing disclosure by |
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OML
OLOML
OML - OLD Mutual PLC - Public opening position disclosure/dealing disclosure by
a person with interests in relevant securities representing 1% or more
OLD MUTUAL plc
Issuer code: OLOML
JSE Share code: OML
NSX share code: OLM
ISIN: GB0007389926
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
FORM 8.3
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose Old Mutual plc and
positions/dealings are being disclosed: subsidiaries
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to Investec Ltd
whose relevant securities this form relates: (B17BBR6)
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/offeree, state this and specify
identity of offeror/offeree:
(e) Date position held/dealing undertaken: 6th May
(f) Has the discloser previously disclosed, or NO
are they today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary 0.02 ZAR
Interests Short positions
Number % Number %
(1) Relevant securities 19,278,161 7.65
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell:
19,278,161 7.65
TOTAL:
All interests and all short positions should be disclosed.
Please see previous days dealings at the bottom of this form.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
Ordinary Purchase 10,197 ZAR 59.7038
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
rele- description purchasing, of price e.g. date money
vant e.g. call selling, securit per unit American, paid/
secu- option varying ies to European received
rity etc. which etc. per unit
option
relates
(ii) Exercising
Class of Product Number of Exercise price per
relevant description securities unit
security e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of disclosure: 6th May 2010
Contact name: Peter Keynes
Telephone number: 020 7002 7119
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Activity post 30 March 2010
Opening position as at 30 March:
23,631,256 (9.38%)
-23,158
Sell 31/03/2010 @ ZAR 62.7122
Sell 31/03/2010 @ ZAR 62.40 -725
Buy 31/03/2010 @ ZAR 62.19 15,160
Sell 01/04/2010 @ ZAR 62.3121 -24,225
Buy 01/04/2010 @ ZAR 62.43 109
Sell 06/04/2010 @ ZAR 64.02 -55,191
Buy 07/04/2010 @ ZAR 63.97 5,000
Sell 07/04/2010 @ ZAR 63.9537 -36,214
Sell 08/04/2010 @ ZAR 63.7000 -83,514
Sell 08/04/2010 @ ZAR 63.4 -9,200
Sell 08/04/2010 @ZAR 63.57 -2,400
Sell 08/04/2010 @ZAR 63.82 -1,390
Sell 08/04/2010 @ZAR 63.82 -1,110
Buy 08/04/2010 @ ZAR 63.79 550
Sell 09/04/2010 @ ZAR 63.7324 -56,414
Sell 09/04/2010 @ ZAR 63.76 -1,412
Sell 12/04/2010 @ ZAR 63.7786 -28,487
Sell 13/04/2010 @ ZAR 64.1500 -38,503
Sell 14/04/2010 @ ZAR 64.6284 -42,124
Buy 14/04/2010 @ ZAR 65.16 1,483
Sell 15/04/2010 @ ZAR 65.1100 -40,774
Sell 16/04/2010 @ ZAR 64.9892 -23,665
Buy 22/04/2010 @ ZAR 63.26 543
Sell 23/04/2010 @ ZAR 64.75 -2,142,519
Sell 23/04/2010 @ ZAR 64.75 -851,517
Sell 26/04/2010 @ ZAR 64.72 -22,018
Buy 28/04/2010 @ ZAR 62.0395 23,585
Buy 29/04/2010 @ ZAR 61.7559 33,598
Sell 29/04/2010 @ ZAR 61.40 -4,217
Buy 30/04/2010 @ ZAR 62.5 113
Buy 30/04/2010 @ ZAR 62.3977 33,989
Sell 30/04/2010 @ ZAR 60.179 -1,343
Sell 03/05/2010 @ ZAR 61.80 -9,167
Sell 04/05/2010 @ ZAR 62.05 -941
Sell 05/05/2010 @ ZAR 60.5699 -733,069
Sell 05/05/2010 @ ZAR 60.65 -834
Sell 05/05/2010 @ ZAR 60.5699 -46,800
Sell 06/05/2010 @ ZAR 59.0231 -196,500
Buy 06/05/2010 @ ZAR 59.7038 10,197
Total Share Holdings 19,278,152
Current percentage 7.65%
07 May 2010
Sponsor
Merrill Lynch South Africa (Pty) Limited
Date: 07/05/2010 08:01:01 Produced by the JSE SENS Department.
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