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INL INP
INL INP
INL / INP - Investec Limited / Investec Plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person INVESTEC PLC (DEALINGS BY
acting in concert making the disclosure: INVESTEC SECURITIES LTD;
INVESTEC ASSET MANAGEMENT
(PTY) LTD)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 06/05/2010
(f) Has the party previously disclosed, or is it YES - INVESTEC LTD
today disclosing, under the Code in respect of
any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant 0.02p ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities owned 42,428,114 9.0059
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1119 4,149,600 0.8808
purchase/sell:
TOTAL: 42,955,214 9.1178 4,149,600 0.8808
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
0.02p INVESTEC SECURITIES LTD
ordinary
Purchase 1,200 ZAR 55.81
Purchase 1,376 ZAR 55.95
Purchase 8,070 ZAR 56.00
Purchase 200 ZAR 56.46
Purchase 150 ZAR 56.69
Purchase 3,808 ZAR 56.70
Purchase 500 ZAR 56.80
Purchase 400 ZAR 56.80
Purchase 500 ZAR 56.80
Purchase 300 ZAR 56.80
Purchase 300 ZAR 56.80
Purchase 700 ZAR 56.83
Purchase 500 ZAR 56.83
Purchase 300 ZAR 56.83
Purchase 400 ZAR 56.83
Purchase 300 ZAR 56.83
Purchase 1,000 ZAR 56.83
Purchase 500 ZAR 56.83
Purchase 500 ZAR 56.83
Purchase 1,000 ZAR 56.83
Purchase 500 ZAR 56.83
Purchase 892 ZAR 56.90
Purchase 700 ZAR 56.99
Sale 1,204 ZAR 55.80
Sale 580 ZAR 55.92
Sale 4,800 ZAR 56.00
Sale 892 ZAR 56.00
Sale 892 ZAR 56.06
Sale 892 ZAR 56.29
Sale 892 ZAR 56.30
Sale 78 ZAR 56.40
Sale 814 ZAR 56.41
Sale 5,000 ZAR 56.53
Sale 892 ZAR 56.59
Sale 892 ZAR 56.63
Sale 892 ZAR 56.71
Sale 892 ZAR 56.72
Sale 5,500 ZAR 56.72
Sale 892 ZAR 56.75
Sale 1,300 ZAR 56.75
Sale 155 ZAR 56.80
Sale 1,000 ZAR 56.82
Sale 892 ZAR 56.84
Sale 1,962 ZAR 56.85
Sale 10,000 ZAR 56.85
Sale 892 ZAR 56.86
Sale 5,000 ZAR 56.90
Sale 5,000 ZAR 56.90
Sale 188,668 ZAR 56.92
Sale 790 ZAR 56.92
Sale 454 ZAR 56.92
Sale 2,700 ZAR 56.95
Sale 102 ZAR 56.96
Sale 29,581 ZAR 57.00
Sale 18,506 ZAR 57.00
Sale 9,965 ZAR 57.15
Sale 2,400 ZAR 57.18
Sale 892 ZAR 57.19
Sale 20,000 ZAR 57.65
INVESTEC ASSET MANAGEMENT
(PTY) LTD
Purchase 4,500 ZAR 56.96
Sale 900 ZAR 56.97
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exerc Type Expiry Option
relevant description purchasing of ise e.g. date money
security e.g. call , selling, securi price American paid/
option varying ties per , received
etc. to unit European per unit
which etc.
option
relate
s
0.02p Equity Purchasing 75,500 European 17/06/
ordinary Futures 2010
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 07/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price e.g. date
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,461,000 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
7 May 2010
Sponsor: Investec Bank Limited
Date: 07/05/2010 14:30:02 Produced by the JSE SENS Department.
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