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INL INP
INL INP
INL/INP - Investec - Public dealing disclosure by a party to an offer or person
acting in concert (including dealings for the account of discretionary
investment clients)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the disclosure: INVESTEC BANK PLC; INVESTEC
SECURITIES LTD)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 07/05/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 42,500,000 9.0212
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1119 4,156,700 0.8823
purchase/sell:
43,027,100 9.1331 4,156,700 0.8823
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
0.02p ordinary INVESTEC BANK PLC
Purchase 3,407 GBP 4.685
Purchase 858 GBP 4.685
Sale 4,265 GBP 4.689
INVESTEC SECURITIES LTD
Purchase
2,500 ZAR 52.00
Purchase
5,000 ZAR 52.00
Purchase
25,000 ZAR 52.00
Purchase
11,424 ZAR 52.34
Purchase
6,033 ZAR 52.60
Purchase
700 ZAR 53.00
Purchase
3,000 ZAR 53.70
Purchase
450 ZAR 53.90
Purchase
10 ZAR 53.98
Purchase
18,736 ZAR 54.00
Purchase
1,800 ZAR 54.05
Purchase
442 ZAR 54.15
Purchase
694 ZAR 54.15
Purchase
270 ZAR 54.21
Purchase
1,915 ZAR 54.29
Purchase
21,023 ZAR 54.30
Purchase
1,000 ZAR 54.66
Purchase
8,178 ZAR 54.84
Purchase
1,100 ZAR 54.91
Sale
714 ZAR 52.00
Sale
2,178 ZAR 52.00
Sale
3,320 ZAR 52.00
Sale
892 ZAR 52.21
Sale
428 ZAR 52.30
Sale
892 ZAR 52.35
Sale
892 ZAR 52.39
Sale
1,356 ZAR 52.40
Sale
506 ZAR 52.52
Sale
892 ZAR 52.60
Sale
239 ZAR 52.65
Sale
653 ZAR 52.66
Sale
114 ZAR 52.73
Sale
892 ZAR 52.73
Sale
1,070 ZAR 53.20
Sale
111 ZAR 53.94
Sale
781 ZAR 53.95
Sale
8,178 ZAR 54.15
Sale
892 ZAR 54.16
Sale
892 ZAR 54.17
Sale
2,000 ZAR 54.30
Sale
892 ZAR 54.31
Sale
892 ZAR 54.35
Sale
150 ZAR 54.37
Sale
920 ZAR 54.40
Sale
2,560 ZAR 54.40
Sale
67 ZAR 54.42
Sale
403 ZAR 54.45
Sale
489 ZAR 54.50
Sale
700 ZAR 54.50
Sale
1,070 ZAR 54.54
Sale
825 ZAR 54.67
Sale
343 ZAR 54.72
Sale
549 ZAR 54.73
Sale
75 ZAR 54.74
Sale
892 ZAR 54.80
Sale
52 ZAR 54.96
Sale
26 ZAR 55.02
Sale
75 ZAR 55.05
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exer Type Expiry Option
of rele descrip purchasing, of secu cise e.g. date money
vant tion selling, rities price American, paid/
secu e.g. varying to per European received
rity call etc. which unit etc. per unit
option option
relates
0.02p Equity Writing 7,100 European 17/06/20
ordinar Futures 10
y
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 10/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,468,100 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
10 May 2010
Sponsor: Investec Bank Limited
Date: 10/05/2010 14:06:02 Produced by the JSE SENS Department.
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