|
INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person INVESTEC PLC (DEALINGS BY
acting in concert making the disclosure: INVESTEC BANK PLC;
(b) INVESTEC SECURITIES LTD)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 10/05/2010
(f) Has the party previously disclosed, or is it YES - INVESTEC LTD
today disclosing, under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 42,354,514 8.9903
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 527,100 0.1119 4,154,400 0.8818
to purchase/sell:
42,881,614 9.1022 4,154,400 0.8818
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to 0.02p ordinary
which subscription right exists:
Details, including nature of the rights 1,643,900 staff share
concerned and relevant percentages: options
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
0.02p ordinary INVESTEC BANK PLC
Purchase 618 GBP 4.966
Purchase 501 GBP 4.967
Purchase 200 GBP 4.968
Purchase 500 GBP 4.968
Purchase 500 GBP 4.968
Purchase 300 GBP 4.969
Purchase 500 GBP 4.969
Purchase 200 GBP 4.969
Purchase 500 GBP 4.969
Purchase 998 GBP 4.969
Purchase 861 GBP 4.969
Purchase 1,000 GBP 4.970
Purchase 859 GBP 4.970
Purchase 1,726 GBP 4.970
Purchase 425 GBP 4.970
Purchase 129 GBP 4.970
Purchase 1,371 GBP 4.970
Purchase 400 GBP 4.970
Purchase 402 GBP 4.970
Purchase 1,211 GBP 4.975
Purchase 148 GBP 4.975
Purchase 148 GBP 4.975
Purchase 94 GBP 4.975
Purchase 530 GBP 4.975
Purchase 62 GBP 4.975
Purchase 138 GBP 4.975
Purchase 496 GBP 4.975
Sale 14,817 GBP 4.978
INVESTEC SECURITIES LTD
Purchase
16,356 ZAR 54.15
Purchase
1,000 ZAR 54.80
Purchase
2,200 ZAR 54.91
Purchase
1,697 ZAR 54.99
Purchase
1,000 ZAR 55.15
Purchase
300 ZAR 55.36
Purchase
1,260 ZAR 56.00
Purchase
892 ZAR 56.26
Purchase
1,070 ZAR 56.28
Purchase
350 ZAR 56.30
Purchase
892 ZAR 56.32
Purchase
300 ZAR 56.40
Purchase
892 ZAR 56.40
Purchase
1,070 ZAR 56.62
Sale
16,356 ZAR 54.84
Sale
10,000 ZAR 54.90
Sale
5,000 ZAR 55.00
Sale
24,112 ZAR 55.20
Sale
888 ZAR 55.21
Sale
892 ZAR 55.88
Sale
892 ZAR 55.89
Sale
10,000 ZAR 55.90
Sale
892 ZAR 55.95
Sale
150 ZAR 56.00
Sale
1,070 ZAR 56.01
Sale
1,500 ZAR 56.05
Sale
20,000 ZAR 56.05
Sale
144 ZAR 56.09
Sale
926 ZAR 56.12
Sale
1,000 ZAR 56.16
Sale
1,000 ZAR 56.20
Sale
5,000 ZAR 56.25
Sale
892 ZAR 56.30
Sale
892 ZAR 56.32
Sale
1,070 ZAR 56.39
Sale
2,241 ZAR 56.40
Sale
749 ZAR 56.45
Sale
18,099 ZAR 56.70
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/closing reference per unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exer- Type Expiry Option
rele- descri- purchasing of cise e.g. date money
vant ption , selling, securi- price America paid/
secu- e.g. varying ties per n, recei-ved
rity call etc. to unit Europea per unit
option which n etc.
option
relate
s
0.02p Equity Purchasing 2,300 Europea 17/06/
ordinary Futures n 2010
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making the
disclosure and any other person:
If there are no such agreements, arrangements or understandings,
state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 11/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price e.g. date
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,465,800 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
11 May 2010
Sponsor: Investec Bank Limited
Date: 11/05/2010 17:19:04 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
