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INL INP
INL INP
INL/INP - Investec - Public dealing disclosure by a party to an offer or
person acting in concert (including dealings for the account of discretionary
investment clients)
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the INVESTEC SECURITIES LTD;
disclosure: INVESTEC ASSET MANAGEMENT
(PTY) LTD)
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 11/05/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 42,339,066 8.9870
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 527,100 0.1119 4,159,000 0.8828
to purchase/sell:
42,866,166 9.0989 4,159,000 0.8828
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
0.02p ordinary INVESTEC SECURITIES LTD
Purchase 207 GBP 4.890
Purchase 220 GBP 4.890
Purchase 573 GBP 4.890
Purchase 1,462 GBP 4.955
Purchase 1,038 GBP 4.955
Purchase 591 GBP 4.955
Purchase 260 GBP 4.955
Purchase 331 GBP 4.955
Purchase 636 GBP 4.955
Purchase 341 GBP 4.955
Purchase 341 GBP 4.955
Purchase 337 GBP 4.960
Purchase 1,751 GBP 4.960
Purchase 7,912 GBP 4.960
Purchase 2,243 GBP 4.968
Purchase 757 GBP 4.968
Sale 19,000 GBP 4.970
Purchase 78 ZAR 54.35
Purchase 67 ZAR 54.35
Purchase 5,000 ZAR 54.45
Purchase 5,000 ZAR 54.50
Purchase 532 ZAR 54.59
Purchase 9,468 ZAR 54.60
Purchase 1,000 ZAR 54.60
Purchase 854 ZAR 54.68
Purchase 4,146 ZAR 54.70
Purchase 120 ZAR 54.72
Purchase 1,500 ZAR 54.76
Purchase 180 ZAR 54.80
Purchase 90 ZAR 54.89
Purchase 80 ZAR 54.89
Purchase 510 ZAR 54.90
Purchase 410 ZAR 54.90
Purchase 130 ZAR 54.90
Purchase 507 ZAR 54.96
Purchase 3,000 ZAR 54.97
Purchase 6,400 ZAR 54.98
Purchase 5,000 ZAR 54.99
Purchase 10,093 ZAR 55.00
Purchase 100 ZAR 55.20
Purchase 1,000 ZAR 55.20
Purchase 19,000 ZAR 55.51
Sale 1,496 ZAR 54.35
Sale 2,081 ZAR 54.35
Sale 2,988 ZAR 54.35
Sale 50,000 ZAR 54.45
Sale 1,070 ZAR 54.67
Sale 1,070 ZAR 54.71
Sale 1,757 ZAR 54.90
Sale 1,000 ZAR 55.00
Sale 7,616 ZAR 55.01
Sale 1,070 ZAR 55.16
Sale 13,200 ZAR 55.50
Sale 1,800 ZAR 55.51
Sale 2,704 ZAR 55.70
Sale 296 ZAR 55.71
INVESTEC ASSET MANAGEMNT
(PTY) LTD
Sale 1,565 ZAR 54.64
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exerci Type Expiry date Option
relevant descript purchasin of se e.g. money
security ion e.g. g, securit price American, paid/
call selling, ies to per European receiv
option varying which unit etc. ed per
etc. option unit
relates
0.02p Equity Writing 4,600 European 17/06/2010
ordinary Futures
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 12/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,470,400 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
12 May 2010
Sponsor: Investec Bank Limited
Date: 12/05/2010 14:23:02 Produced by the JSE SENS Department.
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