|
INL INP
INL INP
INL/INP - Investec plc/ Investec Limited - FORM 8 (DD)
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT
CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (DEALINGS BY
person acting in concert making the INVESTEC SECURITIES LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC LTD
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 18/05/2010
(f) Has the party previously disclosed, or YES - INVESTEC PLC
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: ZAR 0.0002 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 17,551,052 6.9699
owned and/or controlled:
(2) Derivatives (other than
options):
100,800 0.0400
(3) Options and agreements
to purchase/sell:
TOTAL: 17,551,052 6.9699 100,800 0.0400
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
Purchase 471 ZAR 57.04
ZAR 0.0002
ordinary Purchase 614 ZAR 57.05
Purchase 614 ZAR 57.25
Purchase 15,000 ZAR 57.33
Purchase 516 ZAR 57.40
Purchase 614 ZAR 57.47
Purchase 614 ZAR 57.49
Purchase 11,563 ZAR 57.50
Purchase 614 ZAR 57.53
Purchase 423 ZAR 57.56
Purchase 1,333 ZAR 57.59
Purchase 1,681 ZAR 57.60
Sale 412 ZAR 56.54
Sale 512 ZAR 56.59
Sale 100 ZAR 56.65
Sale 100 ZAR 56.65
Sale 512 ZAR 56.72
Sale 614 ZAR 56.83
Sale 614 ZAR 57.04
Sale 5,000 ZAR 57.10
Sale 49,286 ZAR 57.27
Sale 14,278 ZAR 57.35
Sale 614 ZAR 57.39
Sale 614 ZAR 57.50
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/closing reference per unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writin Number of Exer Type Expiry Option
of descript g, securities cise e.g. date money
relevan ion e.g. purcha to which pric America paid/
t call sing, option e n, received
securit option sellin relates per Europea per unit
y g, unit n etc.
varyin
g etc.
ZAR Equity Purcha 100 Europea 17/6/201
0.0002 Future se n 0
ordinar
y
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if
security conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 3(a), (b),
(c) or (d) (as appropriate) for each additional class of relevant security
dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 19/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price e.g. date
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
ZAR Call Option Purchased 1,000 40 Rand European 23/09/2010
0.0002
ordinary
ZAR Futures Written 99,800 European 17/06/2010
0.0002
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread
bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
19 May 2010
Sponsor : Investec Bank Limited
Date: 19/05/2010 14:06:03 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
