| Wed 19 May 2010, 17:43 | | OML - Old Mutual Plc - FORM 8.3 |
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OML
OLOML
OML - Old Mutual Plc - FORM 8.3
OLD MUTUAL plc
Issuer code: OLOML
JSE Share code: OML
NSX share code: OLM
ISIN: GB0007389926
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose Old Mutual plc and
positions/dealings are being disclosed: subsidiaries
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to whose Investec PLC
relevant securities this form relates: (ISIN B17BBQ5)
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of offeror/offeree:
(e) Date position held/dealing undertaken: 17th and 18th of May
2010
(f) Has the discloser previously disclosed, or Yes (Investec Limited)
are they today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary 0.02p
Interests Short positions
Number % Number %
(1) Relevant securities owned 29,425,963 6.25%
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to
purchase/sell:
TOTAL: 29,425,963 6.25%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Ordinary Buy (17th May) 16985 ZAR 54.60
Sell (17th May) -16985 ZAR 54.60
Buy (18th May) 8210 ZAR 61.13
Sell (18th May) -22451 ZAR 54.99
Sell (18th May) -17922 ZAR 54.49
Sell (18th May) -24198 ZAR 54.49
Buy (18th May) 13210 ZAR 61.13
Sell (18th May) -8210 ZAR 61.13
Sell (18th May) -13210 ZAR 61.13
Buy (18th May) 26860 ZAR 61.13
Sell (18th May) -26860 ZAR 61.13
Buy(18th May) 14480 ZAR 61.13
Sell (18th May) -14480 ZAR 61.13
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number of Exercis Type Expiry Option
of descriptio purchasing securitie e price e.g. date money
relevan n e.g. , selling, s to per American paid/
t call varying which unit , receiv
securit option etc. option European ed per
y relates etc. unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of disclosure: 18th May 2010
Contact name: Peter Keynes
Telephone number: 020 7002 7119
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Sponsor
Merrill Lynch South Africa (Pty) Limited
19 May 2010
Date: 19/05/2010 17:43:01 Produced by the JSE SENS Department.
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