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INL INP
INL INP
INL / INP - Investec Limited / Investec Plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (Dealings by
person acting in concert making the Investec Bank Plc, and
disclosure: Investec Securities Ltd and
Investec Asset Management Pty
Ltd)
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 20/05/2010
(f) Has the party previously disclosed, or YES - INVESTEC LTD
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 43,383,143 9.2086
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 527,100 0.1119 4,146,600 0.8802
to purchase/sell:
TOTAL: 43,383,143 9.2086 4,146,600 0.8802
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation 0.02p ordinary
to which subscription right exists:
Details, including nature of the rights 1,643,900 staff share options
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Price per unit
security
Investec Bank Plc
0.02p ordinary
Purchase 219 GBP 4.726
Purchase 236 GBP 4.726
Purchase 391 GBP 4.726
Purchase 478 GBP 4.726
Purchase 145 GBP 4.726
Purchase 964 GBP 4.726
Purchase 469 GBP 4.726
Purchase 98 GBP 4.729
Purchase 573 GBP 4.745
Purchase 501 GBP 4.746
Purchase 501 GBP 4.746
Purchase 758 GBP 4.747
Purchase 222 GBP 4.747
Purchase 712 GBP 4.747
Purchase 1733 GBP 4.747
Purchase 1845 GBP 4.925
Purchase 1500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1000 GBP 4.930
Purchase 500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 500 GBP 4.930
Purchase 1000 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1000 GBP 4.930
Purchase 500 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 500 GBP 4.930
Purchase 1000 GBP 4.930
Purchase 1500 GBP 4.930
Purchase 1000 GBP 4.930
Purchase 398 GBP 4.930
Purchase 1102 GBP 4.930
Sale 795 GBP 4.925
Sale 1050 GBP 4.925
Sale 30000 GBP 4.930
Investec Securities
Ltd
50 ZAR 53.09
Purchase
70 ZAR 53.50
Purchase
150 ZAR 53.20
Purchase
179 ZAR 54.10
Purchase
200 ZAR 55.00
Purchase
249 ZAR 54.23
Purchase
250 ZAR 54.48
Purchase
358 ZAR 53.43
Purchase
358 ZAR 53.64
Purchase
405 ZAR 53.65
Purchase
463 ZAR 53.45
Purchase
463 ZAR 53.64
Purchase
668 ZAR 53.67
Purchase
824 ZAR 54.22
Purchase
894 ZAR 53.90
Purchase
1,073.00 ZAR 53.50
Purchase
1,073.00 ZAR 53.52
Purchase
1,073.00 ZAR 53.82
Purchase
1,073.00 ZAR 54.39
Purchase
1,073.00 ZAR 54.80
Purchase
1,073.00 ZAR 54.97
Purchase
1,073.00 ZAR 55.30
Purchase
1,073.00 ZAR 55.50
Purchase
1,431.00 ZAR 53.53
Purchase
1,431.00 ZAR 53.80
Purchase
2,091.00 ZAR 55.28
Purchase
2,146.00 ZAR 55.41
Purchase
11,424.00 ZAR 53.40
Purchase
15,232.00 ZAR 53.85
Purchase
139 ZAR 54.44
Sale
148 ZAR 55.40
Sale
169 ZAR 54.25
Sale
209 ZAR 55.14
Sale
249 ZAR 53.91
Sale
279 ZAR 54.28
Sale
349 ZAR 54.93
Sale
558 ZAR 53.59
Sale
558 ZAR 53.77
Sale
558 ZAR 55.08
Sale
725 ZAR 53.45
Sale
1,046.00 ZAR 53.40
Sale
1,073.00 ZAR 53.38
Sale
1,073.00 ZAR 53.51
Sale
1,073.00 ZAR 53.85
Sale
1,534.00 ZAR 54.92
Sale
2,091.00 ZAR 54.76
Sale
2,091.00 ZAR 55.02
Sale
Investec Asset
Management Pty Ltd
37,700.00 ZAR 54.24
Purchase
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercis Type Expiry Option
relevant descript purchasing of e price e.g. date money
security ion e.g. , selling, securiti per American paid/
call varying es to unit , receive
option etc. which European d per
option etc. unit
relates
0.02p
ordinary Future Purchase 4000 European 17/06/
2010
(ii) Exercising
Class of Product Number of Exercise price per
relevant description securities unit
security e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 21/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2
ordinary 010
0.02p Call Option Written 17,600 54 Rand American 17/06/2
ordinary 010
0.02p Call Option Written 75,000 80 Rand European 15/10/2
ordinary 010
0.02p Put Option Written 75,000 80 Rand European 15/10/2
ordinary 010
0.02p Futures Written 269,100 European 17/06/2
ordinary 010
0.02p Futures Written 101,000 European 16/09/2
ordinary 010
0.02p Futures Written 1,865,800 European 15/12/2
ordinary 010
0.02p Futures Written 360,100 European 17/03/2
ordinary 011
0.02p Futures Written 1,458,000 European 17/06/2
ordinary 010
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 21/05/2010 14:47:02 Produced by the JSE SENS Department.
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