|
INL INP
INL INP
INL/INP - Investec Limited/Investec Plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South
Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC (Dealings
person acting in concert making the Investec Securities Ltd
disclosure: and Investec Asset
Management Pty Ltd)
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
OFFEROR
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
21/05/2010
(e) Date dealing undertaken:
YES - INVESTEC LTD
(f) Has the party previously disclosed, or
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
43,295,700 9.1901
(1) Relevant securities
owned and/or controlled:
(2) Derivatives (other
than options):
527,100 0.1119 4,146,600 0.8802
(3) Options and agreements
to purchase/sell:
43,295,700 9.1901 4,146,600 0.8802
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription
right exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Price per
relevant unit
security
Investec Securities Ltd
0.02p
ordinary
Sale 5763 GBP 4.705
Sale 237 GBP 4.705
Sale 1417 GBP 4.705
Sale 1002 GBP 4.705
Sale 581 GBP 4.705
Sale 2000 GBP 4.705
Sale 177 GBP 4.703
Sale 823 GBP 4.703
Sale 411 GBP 4.680
Sale 541 GBP 4.680
Sale 345 GBP 4.680
Sale 1703 GBP 4.680
Sale 200 GBP 4.678
Sale 800 GBP 4.678
Sale 849 GBP 4.672
Sale 3151 GBP 4.672
Sale 1556 GBP 4.672
Sale 1731 GBP 4.672
Sale 713 GBP 4.672
Sale 352 GBP 4.625
Sale 2000 GBP 4.625
Sale 648 GBP 4.625
Sale 3000 GBP 4.597
Sale 2276 GBP 4.600
Sale 301 GBP 4.600
Sale 423 GBP 4.600
Sale 116 GBP 4.625
Sale 18 GBP 4.630
Sale 866 GBP 4.630
Sale 2000 GBP 4.600
Sale 1043 GBP 4.600
Sale 957 GBP 4.600
Sale 2000 GBP 4.600
Purchase 40000 GBP 4.650
Investec Asset Management
(Pty) Ltd
Sale 92,000 ZAR 0.52
Investec Securities Ltd
Purchase 463 ZAR 51.86
Purchase 400 ZAR 51.95
Purchase 1,073.00 ZAR 51.97
Purchase 3,000.00 ZAR 52.05
Purchase 3,000.00 ZAR 52.07
Purchase 375 ZAR 52.14
Purchase 500 ZAR 52.15
Purchase 6,000.00 ZAR 52.20
Purchase 400 ZAR 52.25
Purchase 116 ZAR 52.30
Purchase 573 ZAR 52.30
Purchase 10,000.00 ZAR 52.30
Purchase 1,073.00 ZAR 52.35
Purchase 100 ZAR 52.39
Purchase 884 ZAR 52.41
Purchase 3,000.00 ZAR 52.48
Purchase 600 ZAR 52.55
Purchase 500 ZAR 52.70
Purchase 11,000.00 ZAR 53.00
Purchase 1,000.00 ZAR 53.10
Purchase 1,073.00 ZAR 53.25
Purchase 1,000.00 ZAR 53.27
Purchase 2,000.00 ZAR 53.35
Purchase 400 ZAR 53.35
Purchase 200 ZAR 53.36
Purchase 200 ZAR 53.41
Purchase 604 ZAR 53.44
Purchase 3,000.00 ZAR 53.50
Purchase 3,200.00 ZAR 53.54
Purchase 3,394.00 ZAR 53.58
Purchase 766 ZAR 53.59
Purchase 1,840.00 ZAR 53.60
Sale 866 ZAR 51.89
Sale 1,073.00 ZAR 51.90
Sale 1,636.00 ZAR 52.00
Sale 510 ZAR 52.01
Sale 6,500.00 ZAR 52.05
Sale 207 ZAR 52.09
Sale 695 ZAR 52.26
Sale 2,146.00 ZAR 52.41
Sale 2,175.00 ZAR 52.41
Sale 40,000.00 ZAR 52.84
Sale 994 ZAR 53.00
Sale 1,073.00 ZAR 53.24
Sale 219 ZAR 53.35
Sale 1,510.00 ZAR 53.41
Sale 854 ZAR 53.50
Sale 1,073.00 ZAR 53.54
Sale 1,073.00 ZAR 53.59
Sale 1,073.00 ZAR 53.62
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exerci Type Expiry Option
rele- descri- purchasing, of secu- se e.g. date money
vant iption selling, rities price American paid/
secu- e.g. varying etc. to which per , received
rity call option unit European per unit
option relates etc.
0.02p
ordinary
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price per
security e.g. call unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d)
(as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the party to the offer or person acting
in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings,
state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in
concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 24/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions INVESTEC SECURITIES
are being disclosed: LTD
Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities the disclosure
relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry date
relevant descri- or secur- price per e.g.
security ption purchased ities to unit American,
e.g. which European
call option or etc.
option deriva-
tive
relates
0.02p Call Purchased 452,100 58 Rand American 17/06/2010
ordinary Option
0.02p Call Written 17,600 54 Rand American 17/06/2010
ordinary Option
0.02p Call Written 75,000 80 Rand European 15/10/2010
ordinary Option
0.02p Put Written 75,000 80 Rand European 15/10/2010
ordinary Option
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,458,000 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 24/05/2010 17:05:02 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
