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INL INP
INL INP
INL/INP - Investec Limited/ Investec plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
DEALINGS BY INVESTEC
(a) Identity of the party to the offer or SECURITIES LTD
person acting in concert making the disclosure:
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
INVESTEC LTD
(c) Name of offeror/offeree in relation to
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
OFFEROR
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
25/05/2010
(e) Date dealing undertaken:
YES - INVESTEC PLC
(f) Has the party previously disclosed, or is
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: ZAR 0.0002 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 17,497,372 6.9475
and/or controlled:
(2) Derivatives (other than
options):
101,920 0.0403
(3) Options and agreements to
purchase/sell:
TOTAL: 17,497,372 6.9475 101,920 0.0403
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ZAR0.0002 rdinary Investec Securities Ltd
Purchase 6,633 ZAR 54.35
Purchase 4,988 ZAR 54.35
Purchase 12 ZAR 54.37
Purchase 1 ZAR 54.38
Purchase 613 ZAR 54.45
Purchase 4,000 ZAR 54.60
Purchase 265 ZAR 54.61
Purchase 1,000 ZAR 54.67
Purchase 100 ZAR 54.67
Sale 197 ZAR 54.21
Sale 417 ZAR 54.38
Sale 614 ZAR 54.70
Sale 409 ZAR 54.74
Sale 614 ZAR 54.76
Sale 614 ZAR 54.78
Sale 614 ZAR 54.83
Sale 614 ZAR 54.86
Sale 614 ZAR 54.94
Sale 1,000 ZAR 55.00
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expi Opti
relevant description purchasing, securities price e.g. ry on
security e.g. call selling, to which per unit American, date mone
option varying option European y
etc. relates etc. paid
/
rece
ived
per
unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 26/05/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant descript purchased securities price e.g. date
security ion e.g. to which per unit American,
call option or European
option derivative etc.
relates
ZAR 0.0002 Call Purchased 2120 40 Rand European 23/09/2010
ordinary Option
ZAR 0.0002 Futures Written 99,800 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 26/05/2010 14:30:01 Produced by the JSE SENS Department.
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