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INL INP
INL INP
INL /INP - Investec Limited / Investec plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC - Investec
person acting in concert making the disclosure: Securities Ltd and Investec
Asset Management (Pty) Ltd)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 03/06/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
42,985,890 9.1243
(1) Relevant securities
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 527,100 0.1119 4,188,400 0.8890
to purchase/sell:
TOTAL: 43,512,990 9.2362 4,188,400 0.8890
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Price per unit
relevant
security
0.02p ordinary Investec Securities
Limited
185 ZAR 55.71
Purchase
273 ZAR 56.35
Purchase
300 ZAR 56.14
Purchase
322 ZAR 56.17
Purchase
400 ZAR 56.15
Purchase
412 ZAR 56.03
Purchase
500 ZAR 55.97
Purchase
528 ZAR 56.08
Purchase
645 ZAR 56.03
Purchase
661 ZAR 56.07
Purchase
1,073 ZAR 56.00
Purchase
1,073 ZAR 56.02
Purchase
1,073 ZAR 56.05
Purchase
1,073 ZAR 56.20
Purchase
1,073 ZAR 56.26
Purchase
1,073 ZAR 56.30
Purchase
1,073 ZAR 56.58
Purchase
1,118 ZAR 56.09
Purchase
1,668 ZAR 55.70
Purchase
1,873 ZAR 56.25
Purchase
2,097 ZAR 56.05
Purchase
2,299 ZAR 56.10
Purchase
3,220 ZAR 56.11
Purchase
7,616 ZAR 55.83
Purchase
13,453 ZAR 55.99
Purchase
31 ZAR 56.31
Sale
200 ZAR 55.97
Sale
219 ZAR 56.30
Sale
676 ZAR 56.07
Sale
715 ZAR 56.00
Sale
730 ZAR 56.00
Sale
1,073 ZAR 55.70
Sale
1,073 ZAR 55.87
Sale
1,431 ZAR 55.66
Sale
2,146 ZAR 55.71
Sale
2,146 ZAR 55.89
Sale
3,653 ZAR 55.96
Sale
5,191 ZAR 56.10
Sale
6,000 ZAR 55.72
Sale
9,000 ZAR 55.70
Sale
Investec Asset
Management (Pty)
Limited
3,800 ZAR 55.89
Purchase 300 ZAR 55.89
Purchase 500 ZAR 55.89
Purchase 400 ZAR 55.89
Purchase 1,000 ZAR 55.89
Purchase 300 ZAR 55.89
Purchase 1,000 ZAR 55.89
Purchase 6,200 ZAR 56.04
Sale
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exerci Type Expiry Option
relevant descript purchasing, securities se e.g. date money
security ion e.g. selling, to which price American, paid/
call varying option per European received
option etc. relates unit etc. per unit
0.02p
ordinary
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 04/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
INVESTEC SECURITIES LTD
Identity of person whose open positions are
being disclosed:
INVESTEC PLC
Name of offeror/offeree in relation to whose
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,499,800 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
4 June 2010
Sponsor: Investec Bank Limited
Date: 04/06/2010 14:05:19 Produced by the JSE SENS Department.
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