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INL INP
INL INP
INL/INP - Investec Limited/ Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC PLC - Investec Bank
person acting in concert making the disclosure: Plc, Investec Securities Ltd
and Investec Asset Management
(Pty) Ltd)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 04/06/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 43,053,532 9.1236
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1117 4,160,500 0.8817
purchase/sell:
43,580,632 9.2353 4,160,500 0.8817
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Price per unit
security
0.02p ordinary Investec Bank Plc
Purchase 1,890 GBP4.883
Sale 315 GBP4.883
Sale 425 GBP4.883
Sale 781 GBP4.883
Sale 299 GBP4.883
Sale 70 GBP4.885
Investec Securities Ltd
Purchase 165,000 GBP4.802
Sale 1,009 GBP4.800
Sale 844 GBP4.800
Sale 3,624 GBP4.800
Sale 844 GBP4.800
Sale 844 GBP4.800
Sale 175 GBP4.800
Sale 771 GBP4.800
Sale 1,000 GBP4.800
Sale 2,000 GBP4.800
Sale 1,000 GBP4.800
Sale 100 GBP4.800
Sale 993 GBP4.800
Sale 489 GBP4.800
Sale 1,400 GBP4.800
Sale 600 GBP4.800
Sale 1,000 GBP4.800
Sale 1,000 GBP4.800
Sale 600 GBP4.800
Sale 1,000 GBP4.800
Sale 600 GBP4.800
Sale 1,000 GBP4.800
Sale 1,492 GBP4.800
Sale 1,000 GBP4.800
Sale 1,427 GBP4.800
Sale 989 GBP4.800
Sale 1,800 GBP4.800
Sale 700 GBP4.800
Sale 1,000 GBP4.800
Sale 300 GBP4.800
Sale 400 GBP4.800
Sale 650 GBP4.800
Sale 600 GBP4.800
Sale 400 GBP4.800
Sale 654 GBP4.800
Sale 1,663 GBP4.800
Sale 300 GBP4.800
Sale 600 GBP4.800
Sale 300 GBP4.800
Sale 4,248 GBP4.800
Sale 2,000 GBP4.800
Sale 800 GBP4.800
Sale 395 GBP4.800
Sale 1,200 GBP4.800
Sale 100 GBP4.800
Sale 200 GBP4.800
Sale 1,533 GBP4.800
Sale 1,468 GBP4.800
Sale 389 GBP4.800
Sale 1,913 GBP4.800
Sale 2,000 GBP4.801
Sale 1,900 GBP4.801
Sale 300 GBP4.801
Sale 600 GBP4.801
Sale 134 GBP4.801
Sale 364 GBP4.801
Sale 400 GBP4.801
Sale 300 GBP4.801
Sale 300 GBP4.802
Sale 1,000 GBP4.802
Sale 1,000 GBP4.802
Sale 2,600 GBP4.802
Sale 400 GBP4.802
Sale 1,688 GBP4.802
Sale 1,688 GBP4.802
Sale 2,000 GBP4.802
Sale 300 GBP4.802
Sale 400 GBP4.802
Sale 910 GBP4.802
Sale 850 GBP4.802
Sale 400 GBP4.803
Sale 3,956 GBP4.804
Sale 581 GBP4.804
Sale 2,000 GBP4.804
Sale 600 GBP4.804
Sale 1,000 GBP4.804
Sale 20 GBP4.804
Sale 300 GBP4.804
Sale 20 GBP4.804
Sale 300 GBP4.804
Sale 1,000 GBP4.804
Sale 2,600 GBP4.804
Sale 300 GBP4.804
Sale 1,425 GBP4.804
Sale 20 GBP4.804
Sale 2,327 GBP4.804
Sale 1,687 GBP4.804
Sale 590 GBP4.805
Sale 1,970 GBP4.805
Sale 1,892 GBP4.805
Sale 2,528 GBP4.805
Sale 4,666 GBP4.805
Sale 300 GBP4.805
Sale 1,226 GBP4.805
Sale 2,600 GBP4.805
Sale 600 GBP4.805
Sale 2,600 GBP4.805
Sale 856 GBP4.805
Sale 1,000 GBP4.805
Sale 600 GBP4.805
Sale 2,400 GBP4.805
Sale 300 GBP4.805
Sale 300 GBP4.805
Sale 838 GBP4.805
Sale 980 GBP4.805
Sale 400 GBP4.805
Sale 600 GBP4.805
Sale 300 GBP4.805
Sale 400 GBP4.805
Sale 400 GBP4.805
Sale 400 GBP4.805
Sale 87 GBP4.806
Sale 2,350 GBP4.806
Sale 2,000 GBP4.806
Sale 860 GBP4.806
Sale 325 GBP4.806
Sale 3,920 GBP4.806
Sale 2,600 GBP4.806
Sale 20 GBP4.806
Sale 2,600 GBP4.806
Sale 775 GBP4.806
Sale 775 GBP4.806
Sale 400 GBP4.806
Sale 600 GBP4.806
Sale 300 GBP4.806
Sale 400 GBP4.806
Sale 556 GBP4.806
Sale 400 GBP4.806
Sale 400 GBP4.807
Sale 814 GBP4.807
Sale 300 GBP4.808
Sale 300 GBP4.809
Sale 871 GBP4.809
Sale 354 GBP4.810
Sale 2,127 GBP4.810
Sale 1,231 GBP4.810
Sale 817 GBP4.810
Sale 200 GBP4.810
Sale 942 GBP4.810
Sale 4,329 GBP4.810
Sale 1,685 GBP4.810
Sale 842 GBP4.812
Sale 300 GBP4.812
Sale 1,230 GBP4.812
Sale 163 GBP4.812
Sale 862 GBP4.812
Sale 94 GBP4.812
Sale 600 GBP4.813
Sale 1,000 GBP4.813
Sale 300 GBP4.813
Sale 20 GBP4.813
Sale 2,416 GBP4.814
Sale 2,000 GBP4.814
Sale 1,375 GBP4.830
Sale 300 GBP4.830
Sale 1,314 GBP4.830
Sale 300 GBP4.830
Sale 600 GBP4.831
Sale 2,116 GBP4.835
Purchase 6,485 ZAR 53.84
Purchase 2,316 ZAR 53.89
Purchase 15,000 ZAR 53.90
Purchase 2,146 ZAR 53.90
Purchase 2,316 ZAR 53.99
Purchase 100,000 ZAR 54.00
Purchase 600 ZAR 54.00
Purchase 1,000 ZAR 54.00
Purchase 5,000 ZAR 54.04
Purchase 1,073 ZAR 54.05
Purchase 780 ZAR 54.10
Purchase 3,028 ZAR 54.11
Purchase 1,500 ZAR 54.13
Purchase 700 ZAR 54.14
Purchase 34,462 ZAR 54.15
Purchase 2,000 ZAR 54.16
Purchase 5,700 ZAR 54.18
Purchase 50,000 ZAR 54.20
Purchase 550 ZAR 54.21
Purchase 2,073 ZAR 54.38
Purchase 11,927 ZAR 54.41
Purchase 708 ZAR 55.00
Purchase 4,300 ZAR 55.06
Purchase 2,900 ZAR 55.08
Purchase 8,070 ZAR 55.09
Purchase 4,730 ZAR 55.10
Purchase 186 ZAR 55.13
Purchase 118 ZAR 55.85
Purchase 407 ZAR 55.91
Purchase 1,073 ZAR 56.00
Purchase 1,073 ZAR 56.18
Sale 1,073 ZAR 53.90
Sale 1,073 ZAR 53.92
Sale 1,073 ZAR 53.96
Sale 1,073 ZAR 53.97
Sale 165,000 ZAR 54.05
Sale 1,073 ZAR 54.15
Sale 1,073 ZAR 54.18
Sale 1,073 ZAR 54.20
Sale 894 ZAR 54.24
Sale 294 ZAR 54.88
Sale 894 ZAR 54.92
Sale 600 ZAR 55.00
Sale 1,073 ZAR 55.02
Sale 894 ZAR 55.14
Sale 1,073 ZAR 55.24
Sale 1,073 ZAR 55.39
Sale 1,073 ZAR 55.55
Investec Asset
Management (Pty) Ltd
Purchase 3,700 ZAR 54.96
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing Number of Exerci Type Expiry Option
relevant descripti , securities se e.g. date money
security on e.g. purchas to which price American, paid/
call ing, option per European received
option selling relates unit etc. per unit
,
varying
etc.
0.02p Futures Purchas 27,900 European 17/06/2010
ordinary ing
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 07/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,471,900 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
7 June 2010
Sponsor: Investec Bank Limited
Date: 07/06/2010 15:18:01 Produced by the JSE SENS Department.
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