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INL INP
INL INP
INL/INP - Investec Limited/Investec Plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or Dealings by Investec Bank
person acting in concert making the Plc and Investec
disclosure: Securities Ltd
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 08/06/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
43,012,447 9.1149
(1) Relevant securities
owned and/or controlled:
(2) Derivatives (other than
options):
527,100 0.1117 4,149,600 0.8794
(3) Options and agreements
to purchase/sell:
43,539,547 9.2266 4,149,600 0.8794
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Price per unit
relevant
security
0.02p ordinary Investec Bank
Securities
Sale 1000 GBP 4.657
Sale 100 GBP 4.680
Sale 400 GBP 4.680
Sale 500 GBP 4.680
Sale 400 GBP 4.658
Sale 600 GBP 4.658
Sale 304 GBP 4.663
Sale 619 GBP 4.663
Sale 77 GBP 4.663
Sale 157 GBP 4.656
Sale 843 GBP 4.656
Sale 741 GBP 4.662
Sale 134 GBP 4.662
Sale 125 GBP 4.662
Sale 345 GBP 4.670
Sale 655 GBP 4.670
Sale 1000 GBP 4.670
Sale 655 GBP 4.661
Sale 300 GBP 4.661
Sale 45 GBP 4.661
Sale 1000 GBP 4.661
Sale 568 GBP 4.641
Sale 800 GBP 4.635
Sale 300 GBP 4.635
Sale 800 GBP 4.635
Sale 1634 GBP 4.638
Sale 1650 GBP 4.632
Sale 300 GBP 4.632
Sale 514 GBP 4.632
Sale 1634 GBP 4.632
Sale 200 GBP 4.633
Sale 200 GBP 4.633
Sale 200 GBP 4.633
Sale 200 GBP 4.633
Sale 310 GBP 4.634
Sale 554 GBP 4.634
Sale 592 GBP 4.634
Sale 1544 GBP 4.634
Sale 12 GBP 4.631
Sale 228 GBP 4.631
Sale 200 GBP 4.631
Sale 560 GBP 4.631
Sale 433 GBP 4.627
Sale 1974 GBP 4.627
Sale 3593 GBP 4.627
Sale 1000 GBP 4.630
Sale 500 GBP 4.627
Sale 500 GBP 4.627
Sale 1000 GBP 4.625
Sale 484 GBP 4.623
Sale 516 GBP 4.623
Sale 673 GBP 4.620
Sale 327 GBP 4.620
Sale 700 GBP 4.627
Sale 300 GBP 4.627
Sale 449 GBP 4.629
Sale 947 GBP 4.629
Sale 604 GBP 4.629
Sale 332 GBP 4.640
Sale 668 GBP 4.640
Sale 345 GBP 4.639
Sale 1039 GBP 4.639
Sale 2007 GBP 4.639
Sale 609 GBP 4.639
Sale 800 GBP 4.660
Sale 300 GBP 4.660
Sale 400 GBP 4.660
Sale 500 GBP 4.660
Purchase 44000 GBP 4.634
Purchase 1,000.00 ZAR 51.79
Purchase 2,000.00 ZAR 51.85
Purchase 1,000.00 ZAR 51.86
Purchase 1,000.00 ZAR 51.89
Purchase 1,000.00 ZAR 51.90
Purchase 2,000.00 ZAR 51.92
Purchase 1,000.00 ZAR 51.93
Purchase 981 ZAR 51.95
Purchase 1,019.00 ZAR 51.97
Purchase 10,000.00 ZAR 52.00
Purchase 222 ZAR 52.00
Purchase 600 ZAR 52.00
Purchase 9,520.00 ZAR 52.00
Purchase 400 ZAR 52.02
Purchase 1,000.00 ZAR 52.10
Purchase 1,000.00 ZAR 52.18
Purchase 300 ZAR 52.20
Purchase 4,000.00 ZAR 52.22
Purchase 939 ZAR 52.25
Purchase 400 ZAR 52.25
Purchase 400 ZAR 52.25
Purchase 400 ZAR 52.25
Purchase 3,061.00 ZAR 52.26
Purchase 2,000.00 ZAR 52.28
Purchase 661 ZAR 52.29
Purchase 3,339.00 ZAR 52.30
Purchase 1,000.00 ZAR 52.40
Purchase 3,000.00 ZAR 52.49
Purchase 1,000.00 ZAR 52.50
Purchase 5,000.00 ZAR 52.54
Purchase 300 ZAR 53.00
Sale 1,073.00 ZAR 51.95
Sale 1,073.00 ZAR 52.00
Sale 730 ZAR 52.00
Sale 1,073.00 ZAR 52.03
Sale 4 ZAR 52.09
Sale 1,037.00 ZAR 52.10
Sale 44,000.00 ZAR 52.14
Sale 340 ZAR 52.21
Sale 737 ZAR 52.22
Sale 608 ZAR 52.24
Sale 1,790.00 ZAR 52.25
Sale 780 ZAR 52.26
Sale 1,073.00 ZAR 52.28
Sale 1,073.00 ZAR 52.30
Sale 1,089.00 ZAR 52.33
Sale 1,409.00 ZAR 52.50
Sale 1,073.00 ZAR 52.53
Sale 1,073.00 ZAR 52.56
Sale 1,073.00 ZAR 52.71
Sale 1,073.00 ZAR 53.00
Investec Bank Plc
Sale
925 GBP 4.623
Sale
1115 GBP 4.623
Sale
146 GBP 4.623
Sale
969 GBP 4.623
Sale
1115 GBP 4.623
Sale
1115 GBP 4.623
Sale
1115 GBP 4.623
Sale
327 GBP 4.622
Sale
173 GBP 4.622
Sale
305 GBP 4.622
Sale
300 GBP 4.622
Sale
1418 GBP 4.622
Sale
977 GBP 4.622
Sale
564 GBP 4.623
Sale
1436 GBP 4.623
Sale
16 GBP 4.630
Sale
584 GBP 4.630
Sale
305 GBP 4.630
Sale
398 GBP 4.630
Sale
111 GBP 4.630
Sale
887 GBP 4.630
Sale
998 GBP 4.630
Sale
998 GBP 4.630
Sale
998 GBP 4.630
Sale
998 GBP 4.630
Sale
137 GBP 4.630
Sale
570 GBP 4.630
Sale
2839 GBP 4.630
Sale
161 GBP 4.630
Sale
390 GBP 4.630
Sale
638 GBP 4.630
Sale
300 GBP 4.630
Sale
829 GBP 4.630
Sale
1063 GBP 4.630
Sale
980 GBP 4.630
Sale
800 GBP 4.631
Sale
300 GBP 4.620
Sale
386 GBP 4.630
Sale
300 GBP 4.660
Sale
392 GBP 4.652
Sale
761 GBP 4.652
Sale
168 GBP 4.652
Sale
209 GBP 4.652
Sale
720 GBP 4.652
Sale
300 GBP 4.716
Purchase
12000 GBP 4.623
Purchase
15000 GBP 4.630
Purchase
300 GBP 4.620
Purchase
386 GBP 4.630
Purchase
300 GBP 4.660
Purchase
2250 GBP 4.652
Purchase
300 GBP 4.716
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
rele- descri- purchasing, of secur- price e.g. date money
vant ption selling, ities to per unit American, paid/
secu- e.g. varying which European rece-
rity call etc. option etc. ived
option relates per
unit
0.02p Futures Written 3,000 European 17/06/2010
ordinary
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 09/06/2010
Contact name: JACQUELINE LOVIS
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,461,000 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
9 June 2010
Sponsor: Investec Bank Limited
Date: 09/06/2010 15:35:02 Produced by the JSE SENS Department.
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