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INL INP
INL INP
INL/INP - Investec Limited/Investec Plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or DEALINGS BY INVESTEC
person acting in concert making the disclosure: SECURITIES LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC LTD
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 09/06/2010
(f) Has the party previously disclosed, or is YES - INVESTEC PLC
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: ZAR 0.0002 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 17,315,201 6.8787
owned and/or controlled:
(2) Derivatives (other than
options):
2,297,442 0.9127
(3) Options and agreements
to purchase/sell: 421,200 0.1673
TOTAL: 17,736,401 7.0461 2,297,442 0.9127
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
ZAR 0.0002 Investec
ordinary Securities Ltd
Purchase 530 ZAR 55.00
Purchase 614 ZAR 55.50
Purchase 307 ZAR 56.00
Purchase 3,000.00 ZAR 56.09
Purchase 5,000.00 ZAR 56.10
Purchase 512 ZAR 56.39
Sale 2,000.00 ZAR 55.00
Sale 614 ZAR 55.51
Sale 100 ZAR 55.82
Sale 614 ZAR 55.90
Sale 73 ZAR 56.14
Sale 541 ZAR 56.15
Sale 614 ZAR 56.20
Sale 614 ZAR 56.34
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/closing a reference per unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant descry- purch- of secu- price e.g. date money
security iption asing, rities per unit American paid/
e.g. selling, to which , received
call varying option European per unit
option etc. relates etc.
ZAR
0.0002 Futures Written 2100 Equity 17/6/2010
ordinary
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if
security conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 10/06/2010
Contact name: JACQUELINE LOVIS
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price per e.g. date
security e.g. call purchased to which unit American,
option option or European
derivative etc.
relates
ZAR Call Option Written 234,609 ZAR 51 European 13/06/2011
0.0002
ordinary
ZAR Call Option Written 477,908 ZAR 50 European 13/06/2011
0.0002
ordinary
ZAR Call Option Written 457,065 ZAR 57 European 22/07/2010
0.0002
ordinary
ZAR Put Option Purchased 450,000 ZAR 48 American 16/09/2010
0.0002
ordinary
ZAR Put Option Written 210,600 ZAR 59 American 17/06/2010
0.0002
ordinary
ZAR Call Option Purchased 210,600 ZAR 59 American 17/06/2010
0.0002
ordinary
ZAR Futures Written 180,500 European 16/09/2010
0.0002
ordinary
ZAR Futures Written 308,600 European 15/12/2010
0.0002
ordinary
ZAR Call Option Purchased 1,060 40 Rand European 23/09/2010
0.0002
ordinary
ZAR Futures Written 145,600 European 17/06/2010
0.0002
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
10 June 2010
Sponsor: Investec Bank Limited
Date: 10/06/2010 16:00:01 Produced by the JSE SENS Department.
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