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INL INP
INL INP
INL/INP - Investec /Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or Dealings by Investec Bank Plc
person acting in concert making the and Investec Securities Ltd
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 09/06/2010
(f) Has the party previously disclosed, or YES - INVESTEC LTD
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
43,018,328 9.1162
(1) Relevant securities owned
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 527,100 0.1117 4,146,600 0.8787
purchase/sell:
TOTAL: 43,545,428 9.2279 4,146,600 0.8787
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription
right exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Price per unit
security
Investec Bank Plc
0.02p ordinary
Purchase 2220 GBP 4.720
Purchase 5000 GBP 4.750
Purchase 5000 GBP 4.750
Purchase 5000 GBP 4.750
Purchase 5000 GBP 4.760
Purchase 5000 GBP 4.768
Purchase 5000 GBP 4.772
Purchase 5000 GBP 4.760
Purchase 5000 GBP 4.750
Purchase 5000 GBP 4.743
Purchase 5000 GBP 4.740
Purchase 263 GBP 4.737
Purchase 337 GBP 4.737
Purchase 112 GBP 4.737
Purchase 620 GBP 4.737
Purchase 56 GBP 4.737
Purchase 56 GBP 4.737
Purchase 56 GBP 4.737
Purchase 50000 GBP 4.740
Sale 139 GBP 4.720
Sale 499 GBP 4.720
Sale 499 GBP 4.720
Sale 917 GBP 4.720
Sale 83 GBP 4.720
Sale 83 GBP 4.720
Sale 751 GBP 4.755
Sale 29 GBP 4.755
Sale 496 GBP 4.755
Sale 662 GBP 4.755
Sale 187 GBP 4.755
Sale 129 GBP 4.755
Sale 58 GBP 4.755
Sale 30 GBP 4.755
Sale 89 GBP 4.755
Sale 40 GBP 4.755
Sale 283 GBP 4.755
Sale 88 GBP 4.755
Sale 283 GBP 4.755
Sale 92 GBP 4.755
Sale 32 GBP 4.755
Sale 194 GBP 4.755
Sale 92 GBP 4.755
Sale 400 GBP 4.755
Sale 89 GBP 4.755
Sale 27 GBP 4.755
Sale 375 GBP 4.755
Sale 574 GBP 4.755
Sale 280 GBP 4.750
Sale 312 GBP 4.750
Sale 1783 GBP 4.750
Sale 696 GBP 4.750
Sale 1242 GBP 4.750
Sale 375 GBP 4.750
Sale 125 GBP 4.750
Sale 187 GBP 4.750
Sale 969 GBP 4.740
Sale 145 GBP 4.740
Sale 467 GBP 4.740
Sale 404 GBP 4.740
Sale 290 GBP 4.740
Sale 1600 GBP 4.740
Sale 1125 GBP 4.745
Sale 439 GBP 4.753
Sale 1460 GBP 4.753
Sale 1468 GBP 4.760
Sale 599 GBP 4.767
Sale 182 GBP 4.767
Sale 500 GBP 4.770
Sale 75 GBP 4.770
Sale 450 GBP 4.770
Sale 150 GBP 4.770
Sale 825 GBP 4.770
Sale 21 GBP 4.766
Sale 707 GBP 4.766
Sale 700 GBP 4.766
Sale 900 GBP 4.766
Sale 85 GBP 4.766
Sale 3451 GBP 4.768
Sale 1532 GBP 4.779
Sale 848 GBP 4.778
Sale 9 GBP 4.763
Sale 479 GBP 4.763
Sale 570 GBP 4.763
Sale 738 GBP 4.763
Sale 2131 GBP 4.763
Sale 4661 GBP 4.749
Sale 29 GBP 4.750
Sale 2 GBP 4.750
Sale 58 GBP 4.750
Sale 920 GBP 4.749
Sale 149 GBP 4.750
Sale 100 GBP 4.750
Sale 36 GBP 4.750
Sale 93 GBP 4.750
Sale 158 GBP 4.750
Sale 562 GBP 4.750
Sale 1033 GBP 4.750
Sale 93 GBP 4.750
Sale 187 GBP 4.750
Sale 575 GBP 4.746
Sale 885 GBP 4.746
Sale 885 GBP 4.746
Sale 363 GBP 4.746
Sale 522 GBP 4.746
Sale 317 GBP 4.746
Sale 568 GBP 4.746
Sale 885 GBP 4.746
Sale 835 GBP 4.742
Sale 1831 GBP 4.742
Sale 1251 GBP 4.740
Sale 1332 GBP 4.740
Sale 3567 GBP 4.740
Sale 298 GBP 4.740
Sale 4118 GBP 4.739
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 231 GBP 4.740
Sale 5422 GBP 4.740
Sale 1269 GBP 4.740
Sale 750 GBP 4.739
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 5986 GBP 4.740
Sale 974 GBP 4.740
Sale 917 GBP 4.740
Sale 583 GBP 4.740
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 1268 GBP 4.740
Sale 1266 GBP 4.740
Sale 1490 GBP 4.740
Sale 10 GBP 4.740
Sale 586 GBP 4.740
Sale 854 GBP 4.740
Sale 60 GBP 4.740
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 1500 GBP 4.740
Sale 969 GBP 4.740
Sale 531 GBP 4.740
Sale 702 GBP 4.740
Sale 184 GBP 4.740
Sale 1316 GBP 4.740
Investec Securities
Ltd
460 ZAR 53.00
Purchase
926 ZAR 53.00
Purchase
92 ZAR 53.09
Purchase
1,073.00 ZAR 53.10
Purchase
1,134.00 ZAR 53.10
Purchase
10,000.00 ZAR 53.11
Purchase
10,000.00 ZAR 53.20
Purchase
400 ZAR 53.42
Purchase
400 ZAR 53.42
Purchase
360 ZAR 53.60
Purchase
537 ZAR 53.63
Purchase
894 ZAR 53.76
Purchase
1,073.00 ZAR 53.00
Sale
600 ZAR 53.11
Sale
1,073.00 ZAR 53.30
Sale
1,800.00 ZAR 53.50
Sale
1,073.00 ZAR 53.54
Sale
1,000.00 ZAR 53.60
Sale
1,073.00 ZAR 53.70
Sale
730 ZAR 53.71
Sale
11,849.00 ZAR 53.71
Sale
1,073.00 ZAR 53.76
Sale
651 ZAR 53.80
Sale
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of price e.g. date money
security e.g. call selling, securit per unit American, paid/
option varying ies to European received
etc. which etc. per unit
option
relates
0.02p Futures Purchase 3,000 European 17/06/2
ordinary 010
(ii) Exercising
Class of Product Number of Exercise price per
relevant description securities unit
security e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 10/06/2010
Contact name: JACQUELINE LOVIS
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 75,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,458,000 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
10 June 2010
Sponsor: Investec Bank Limited
Date: 10/06/2010 16:26:26 Produced by the JSE SENS Department.
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