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INL INP
INL INP
INL / INP - Investec Limited - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer Dealings by Investec Bank Plc
or person acting in concert making the and Investec Securities Ltd
disclosure:
(b) Owner or controller of interests
and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in INVESTEC PLC
relation to whose relevant securities
this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the OFFEROR
disclosure:
e.g. offeror, offeree, person
acting in concert with the
offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 10/06/2010
(f) Has the party previously YES - INVESTEC LTD
disclosed, or is it today disclosing,
under the Code in respect of any other
party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 42,805,713 9.0711
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 502,100 0.1064 4,121,600 0.8734
to purchase/sell:
TOTAL: 43,307,813 9.1775 4,121,600 0.8734
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to 0.02p ordinary
which subscription right exists:
Details, including nature of the rights 1,643,900 staff share options
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Price per unit
security
0.02p ordinary Investec Bank Plc
Purchase 667 GBP 4.807
Purchase 100 GBP 4.807
Purchase 166 GBP 4.807
Purchase 152 GBP 4.807
Purchase 1017 GBP 4.807
Purchase 305 GBP 4.807
Purchase 915 GBP 4.807
Purchase 362 GBP 4.807
Purchase 1316 GBP 4.807
Purchase 187 GBP 4.820
Purchase 1250 GBP 4.820
Purchase 375 GBP 4.820
Purchase 1125 GBP 4.820
Purchase 2063 GBP 4.820
Purchase 562 GBP 4.820
Purchase 688 GBP 4.820
Purchase 1125 GBP 4.820
Purchase 140 GBP 4.820
Purchase 422 GBP 4.820
Purchase 375 GBP 4.820
Purchase 1501 GBP 4.820
Purchase 187 GBP 4.820
Purchase 1015 GBP 4.825
Purchase 1500 GBP 4.825
Purchase 1353 GBP 4.825
Purchase 485 GBP 4.825
Purchase 147 GBP 4.825
Purchase 822 GBP 4.825
Purchase 86 GBP 4.825
Purchase 1414 GBP 4.825
Purchase 291 GBP 4.825
Purchase 1209 GBP 4.825
Purchase 678 GBP 4.825
Purchase 1000 GBP 4.825
Purchase 70000 GBP 4.866
Sale 25000 GBP 4.828
Sale 358 GBP 4.866
Sale 931 GBP 4.866
Sale 1409 GBP 4.866
Sale 1302 GBP 4.866
Sale 1050 GBP 4.866
Sale 304 GBP 4.866
Sale 1050 GBP 4.866
Sale 21 GBP 4.866
Sale 3537 GBP 4.867
Sale 1463 GBP 4.867
Sale 316 GBP 4.867
Sale 2545 GBP 4.867
Sale 400 GBP 4.867
Sale 1131 GBP 4.867
Sale 608 GBP 4.867
Sale 1120 GBP 4.867
Sale 1334 GBP 4.867
Sale 91 GBP 4.867
Sale 800 GBP 4.867
Sale 382 GBP 4.867
Sale 1273 GBP 4.867
Sale 428 GBP 4.867
Sale 660 GBP 4.867
Sale 1043 GBP 4.867
Sale 1056 GBP 4.867
Sale 1392 GBP 4.867
Sale 4135 GBP 4.867
Sale 975 GBP 4.867
Sale 400 GBP 4.867
Sale 4173 GBP 4.867
Sale 176 GBP 4.868
Sale 258 GBP 4.868
Sale 581 GBP 4.868
Sale 751 GBP 4.868
Sale 455 GBP 4.868
Sale 361 GBP 4.868
Sale 367 GBP 4.868
Sale 648 GBP 4.868
Sale 654 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 680 GBP 4.868
Sale 335 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 184 GBP 4.868
Sale 831 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 100 GBP 4.868
Sale 567 GBP 4.868
Sale 400 GBP 4.868
Sale 1334 GBP 4.868
Sale 400 GBP 4.868
Sale 967 GBP 4.868
Sale 48 GBP 4.868
Sale 1015 GBP 4.868
Sale 1015 GBP 4.868
Sale 348 GBP 4.868
Sale 197 GBP 4.868
Sale 1050 GBP 4.868
Sale 639 GBP 4.868
Sale 542 GBP 4.868
Sale 1050 GBP 4.868
Sale 1050 GBP 4.868
Sale 487 GBP 4.868
Sale 111 GBP 4.868
Sale 300 GBP 4.868
Sale 751 GBP 4.869
Sale 818 GBP 4.869
Sale 1050 GBP 4.869
Sale 563 GBP 4.869
Sale 1050 GBP 4.869
Investec Securities Ltd
Purchase 296 ZAR 54.30
Purchase 1,073 ZAR 54.90
Purchase 950 ZAR 54.99
Purchase 123 ZAR 55.00
Sale 6,250 ZAR 53.95
Sale 2,500 ZAR 54.00
Sale 12,000 ZAR 54.00
Sale 3,000 ZAR 54.04
Sale 2,146 ZAR 54.06
Sale 1,073 ZAR 54.07
Sale 680 ZAR 54.10
Sale 6,250 ZAR 54.10
Sale 1,073 ZAR 54.16
Sale 1,073 ZAR 54.25
Sale 5,815 ZAR 54.32
Sale 3,705 ZAR 54.37
Sale 170 ZAR 54.41
Sale 1,073 ZAR 54.45
Sale 92 ZAR 54.50
Sale 92 ZAR 54.50
Sale 903 ZAR 54.53
Sale 200 ZAR 54.57
Sale 873 ZAR 54.60
Sale 1,073 ZAR 54.68
Sale 14,088 ZAR 54.70
Sale 76 ZAR 54.72
Sale 730 ZAR 54.80
Sale 55,000 ZAR 54.80
Sale 997 ZAR 54.82
Sale 1,073 ZAR 54.85
Investec Asset
Management (Pty) Ltd
Sale 95,500 ZAR 54.36
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. date money
security e.g. call selling, to which per unit Amer paid/
option varying option ican receive
etc. relates , d per
Euro unit
pean
etc.
0.02p Put Option Purchasing 25,000 80 Rand Euro 15/10/
ordinary pean 2010
0.02p Call Option Purchasing 25,000 80 Rand Euro 15/10/
ordinary pean 2010
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 11/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 452,100 58 Rand American 17/06/2010
ordinary
0.02p Call Option Written 17,600 54 Rand American 17/06/2010
ordinary
0.02p Call Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 269,100 European 17/06/2010
ordinary
0.02p Futures Written 101,000 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
0.02p Futures Written 1,458,000 European 17/06/2010
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
11 June 2010
Sponsor: Investec Bank Limited
Date: 11/06/2010 14:25:02 Produced by the JSE SENS Department.
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