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INL INP
INL INP
INL/ INP - Investec/Investec Plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec Plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or Dealings by Investec Bank Plc;
person acting in concert making the Investec Securities Ltd
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the OFFEROR
disclosure:
e.g. offeror, offeree, person acting
in concert with the offeror/offeree
(specify name of offeror/offeree)
(e) Date dealing undertaken: 18/06/2010
(f) Has the party previously disclosed, or YES - INVESTEC LTD
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 42,540,186 9.0148
and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 50,000 0.0106 3,848,500 0.8155
purchase/sell:
TOTAL: 42,590,186 9.0254 3,848,500 0.8155
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription
right exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Price per unit
security
0.02p ordinary Investec Bank Plc
Purchase 925 GBP 4.972
Purchase 1,575 GBP 4.977
Sale 145 GBP 4.972
Sale 40 GBP 4.972
Sale 400 GBP 4.972
Sale 170 GBP 4.972
Sale 170 GBP 4.972
Sale 1,575 GBP 4.977
Investec Securities
Ltd
56,000 GBP 4.954
Purchase
1,680 GBP 4.950
Sale
300 GBP 4.950
Sale
20 GBP 4.950
Sale
334 GBP 4.950
Sale
3,234 GBP 4.950
Sale
432 GBP 4.950
Sale
1,000 GBP 4.952
Sale
780 GBP 4.952
Sale
300 GBP 4.952
Sale
2,920 GBP 4.952
Sale
315 GBP 4.954
Sale
685 GBP 4.954
Sale
284 GBP 4.954
Sale
716 GBP 4.954
Sale
100 GBP 4.954
Sale
900 GBP 4.954
Sale
1,723 GBP 4.955
Sale
2,280 GBP 4.955
Sale
200 GBP 4.955
Sale
797 GBP 4.955
Sale
299 GBP 4.957
Sale
1,140 GBP 4.957
Sale
300 GBP 4.957
Sale
400 GBP 4.957
Sale
700 GBP 4.957
Sale
1,161 GBP 4.957
Sale
166 GBP 4.958
Sale
1,463 GBP 4.958
Sale
371 GBP 4.958
Sale
386 GBP 4.958
Sale
877 GBP 4.958
Sale
170 GBP 4.958
Sale
400 GBP 4.958
Sale
546 GBP 4.958
Sale
367 GBP 4.958
Sale
300 GBP 4.958
Sale
100 GBP 4.958
Sale
509 GBP 4.958
Sale
2,178 GBP 4.958
Sale
400 GBP 4.959
Sale
170 GBP 4.959
Sale
892 GBP 4.960
Sale
629 GBP 4.960
Sale
2,198 GBP 4.960
Sale
2,281 GBP 4.960
Sale
597 GBP 4.960
Sale
136 GBP 4.960
Sale
141 GBP 4.960
Sale
557 GBP 4.960
Sale
90 GBP 4.960
Sale
30 GBP 4.960
Sale
758 GBP 4.960
Sale
788 GBP 4.960
Sale
133 GBP 4.964
Sale
867 GBP 4.964
Sale
21 GBP 4.964
Sale
979 GBP 4.964
Sale
1,161 GBP 4.965
Sale
839 GBP 4.965
Sale
1,186 GBP 4.965
Sale
100 GBP 4.965
Sale
714 GBP 4.965
Sale
524 GBP 4.965
Sale
1,476 GBP 4.965
Sale
335 GBP 4.965
Sale
600 GBP 4.965
Sale
1,445 GBP 4.965
Sale
620 GBP 4.965
Sale
700 GBP 4.965
Sale
300 GBP 4.965
Sale
274 GBP 4.965
Sale
127 GBP 4.965
Sale
196 GBP 4.965
Sale
1,113 GBP 4.970
Sale
600 GBP 4.970
Sale
1,190 GBP 4.970
Sale
57 ZAR 55.00
Purchase
4,000 ZAR 55.01
Purchase
199 ZAR 55.04
Purchase
2,248 ZAR 55.06
Purchase
6,000 ZAR 55.07
Purchase
752 ZAR 55.08
Purchase
5,000 ZAR 55.10
Purchase
150 ZAR 55.10
Purchase
1,389 ZAR 55.11
Purchase
11,012 ZAR 55.11
Purchase
1,073 ZAR 55.13
Purchase
2,314 ZAR 55.13
Purchase
4,943 ZAR 55.14
Purchase
2,146 ZAR 55.14
Purchase
6,131 ZAR 55.14
Purchase
5,801 ZAR 55.15
Purchase
2,000 ZAR 55.18
Purchase
8,000 ZAR 55.20
Purchase
1,000 ZAR 55.21
Purchase
2 ZAR 55.21
Purchase
2,000 ZAR 55.23
Purchase
1,000 ZAR 55.24
Purchase
2,000 ZAR 55.25
Purchase
1,150 ZAR 55.25
Purchase
3,000 ZAR 55.26
Purchase
926 ZAR 55.26
Purchase
4,510 ZAR 55.30
Purchase
1,073 ZAR 55.30
Purchase
587 ZAR 55.40
Purchase
1,500 ZAR 55.43
Purchase
13,600 ZAR 55.46
Purchase
1,073 ZAR 55.49
Purchase
2,903 ZAR 55.50
Purchase
3,703 ZAR 55.50
Purchase
550 ZAR 55.52
Purchase
400 ZAR 55.52
Purchase
1,073 ZAR 55.65
Purchase
988 ZAR 55.74
Purchase
85 ZAR 55.75
Purchase
1,073 ZAR 54.95
Sale
10,000 ZAR 55.00
Sale
215 ZAR 55.12
Sale
1,073 ZAR 55.16
Sale
56,000 ZAR 55.18
Sale
1,073 ZAR 55.18
Sale
5,000 ZAR 55.20
Sale
1,073 ZAR 55.21
Sale
12,900 ZAR 55.30
Sale
7,100 ZAR 55.31
Sale
1,073 ZAR 55.35
Sale
286,700 ZAR 55.46
Sale
1,333 ZAR 55.50
Sale
371 ZAR 55.50
Sale
2,181 ZAR 55.50
Sale
30,000 ZAR 55.50
Sale
300 ZAR 55.65
Sale
1,500 ZAR 55.70
Sale
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercis Type Expiry Optio
of description purchasing, of e price e.g. date n
relevan e.g. call selling, securiti per American, money
t option varying es to unit European paid/
securit etc. which etc. recei
y option ved
relates per
unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 21/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 1,572,600 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
21 June 2010
Sponsor: Investec Bank Limited
Date: 21/06/2010 15:43:01 Produced by the JSE SENS Department.
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