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INL INP
INL INP
INL/INP - Investec Limited/ Investec plc - FORM 8 (DD)
Investec LimitedIncorporated in the Republic of South AfricaRegistration
number 1925/002833/06JSE share code: INLISIN: ZAE000081949
Investec plcIncorporated in England and WalesRegistration number 3633621JSE
share code: INPISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC SECURITIES LTD
person acting in concert making the
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 22/06/2010
(f) Has the party previously disclosed, or is YES - INVESTEC LTD
it today disclosing, under the Code in respect
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities 42,568,953 8.9868
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements 50,000 0.0106 3,847,500 0.8123
to purchase/sell:
42,618,953 8.9974 3,847,500 0.8123
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in 0.02p ordinary
relation to which subscription right
exists:
Details, including nature of the 1,643,900 staff share options
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
0.02p ordinary Investec Securities Ltd
Purchase 50,000 GBP 4.965
Sale 1,590 GBP 4.955
Sale 400 GBP 4.955
Sale 170 GBP 4.956
Sale 100 GBP 4.956
Sale 487 GBP 4.956
Sale 172 GBP 4.956
Sale 81 GBP 4.956
Sale 18 GBP 4.960
Sale 337 GBP 4.960
Sale 59 GBP 4.960
Sale 188 GBP 4.960
Sale 58 GBP 4.960
Sale 340 GBP 4.960
Sale 2,600 GBP 4.960
Sale 400 GBP 4.960
Sale 157 GBP 4.961
Sale 225 GBP 4.962
Sale 177 GBP 4.962
Sale 170 GBP 4.962
Sale 209 GBP 4.962
Sale 1,219 GBP 4.962
Sale 60 GBP 4.962
Sale 170 GBP 4.962
Sale 172 GBP 4.962
Sale 1,465 GBP 4.962
Sale 133 GBP 4.962
Sale 300 GBP 4.962
Sale 279 GBP 4.962
Sale 274 GBP 4.962
Sale 400 GBP 4.962
Sale 2,000 GBP 4.962
Sale 590 GBP 4.962
Sale 813 GBP 4.965
Sale 89 GBP 4.965
Sale 311 GBP 4.965
Sale 1,641 GBP 4.965
Sale 170 GBP 4.965
Sale 2,122 GBP 4.965
Sale 184 GBP 4.965
Sale 170 GBP 4.965
Sale 697 GBP 4.965
Sale 501 GBP 4.965
Sale 170 GBP 4.965
Sale 400 GBP 4.965
Sale 1,997 GBP 4.965
Sale 125 GBP 4.965
Sale 196 GBP 4.965
Sale 1,926 GBP 4.965
Sale 904 GBP 4.965
Sale 170 GBP 4.965
Sale 300 GBP 4.965
Sale 748 GBP 4.965
Sale 1,621 GBP 4.965
Sale 501 GBP 4.965
Sale 1,752 GBP 4.965
Sale 72 GBP 4.965
Sale 298 GBP 4.965
Sale 810 GBP 4.965
Sale 100 GBP 4.965
Sale 1,212 GBP 4.965
Sale 2,262 GBP 4.969
Sale 300 GBP 4.969
Sale 168 GBP 4.969
Sale 100 GBP 4.969
Sale 170 GBP 4.969
Sale 414 GBP 4.972
Sale 539 GBP 4.972
Sale 100 GBP 4.972
Sale 431 GBP 4.972
Sale 516 GBP 4.972
Sale 1,562 GBP 4.974
Sale 400 GBP 4.974
Sale 1,356 GBP 4.974
Sale 682 GBP 4.974
Sale 118 GBP 5.010
Sale 1,882 GBP 5.010
Sale 1,380 GBP 5.015
Sale 920 GBP 5.015
Sale 1,500 GBP 5.015
Sale 200 GBP 5.015
Purchase 5,000 ZAR 54.95
Purchase 2,000 ZAR 55.00
Purchase 37,632 ZAR 55.10
Purchase 250 ZAR 55.20
Purchase 1,485 ZAR 55.24
Purchase 883 ZAR 55.30
Purchase 790 ZAR 55.34
Purchase 2,000 ZAR 55.40
Purchase 4,000 ZAR 55.45
Purchase 4,000 ZAR 55.50
Purchase 1,066 ZAR 55.50
Purchase 1 ZAR 55.62
Purchase 799 ZAR 55.63
Sale 1,000 ZAR 54.80
Sale 50,000 ZAR 55.18
Sale 580 ZAR 55.31
Sale 679 ZAR 55.50
Sale 727 ZAR 55.50
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of descriptio purchasi of price e.g. date money
relevan n e.g. ng, securiti per unit American paid/
t call selling, es to , receive
securit option varying which European d per
y etc. option etc. unit
relates
0.02p Future Purchasi 1,000 European 16/09/201
ordinar ng 0
y
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 23/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC SECURITIES LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Put Option Written 50,000 80 Rand European 15/10/2010
ordinary
0.02p Futures Written 1,571,600 European 16/09/2010
ordinary
0.02p Futures Written 1,865,800 European 15/12/2010
ordinary
0.02p Futures Written 360,100 European 17/03/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 23/06/2010 13:16:02 Produced by the JSE SENS Department.
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