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INL INP
INL INP
INL / INP - Investec Limited / Investec plc - FORM 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person acting in INVESTEC
concert making the disclosure: SECURITIES LTD
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose relevant INVESTEC PLC
securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in concert with
the offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 23/06/2010
(f) Has the party previously disclosed, or is it today YES - INVESTEC
disclosing, under the Code in respect of any other party to LTD
this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 42,597,099 8.9927
controlled:
(2) Derivatives (other than
options):
(3) Options and agreements to 50,000 0.0106 3,847,500 0.8123
purchase/sell:
TOTAL: 42,647,099 9.0033 3,847,500 0.8123
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which 0.02p ordinary
subscription right exists:
Details, including nature of the rights 1,643,900 staff share
concerned and relevant percentages: options
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
0.02p ordinary Purchase 70,000 GBP 4.928
Sale 20 GBP 4.860
Sale 264 GBP 4.860
Sale 716 GBP 4.860
Sale 822 GBP 4.900
Sale 212 GBP 4.910
Sale 610 GBP 4.910
Sale 610 GBP 4.910
Sale 900 GBP 4.915
Sale 16 GBP 4.915
Sale 242 GBP 4.915
Sale 1,921 GBP 4.915
Sale 397 GBP 4.915
Sale 1,362 GBP 4.915
Sale 162 GBP 4.915
Sale 35 GBP 4.915
Sale 646 GBP 4.915
Sale 1,240 GBP 4.915
Sale 210 GBP 4.920
Sale 210 GBP 4.920
Sale 790 GBP 4.920
Sale 1,000 GBP 4.920
Sale 1,000 GBP 4.920
Sale 170 GBP 4.920
Sale 830 GBP 4.920
Sale 85 GBP 4.920
Sale 915 GBP 4.920
Sale 352 GBP 4.920
Sale 648 GBP 4.920
Sale 267 GBP 4.920
Sale 733 GBP 4.920
Sale 209 GBP 4.920
Sale 791 GBP 4.920
Sale 1,000 GBP 4.920
Sale 209 GBP 4.920
Sale 791 GBP 4.920
Sale 613 GBP 4.930
Sale 841 GBP 4.930
Sale 541 GBP 4.930
Sale 300 GBP 4.930
Sale 841 GBP 4.930
Sale 64 GBP 4.930
Sale 777 GBP 4.930
Sale 841 GBP 4.930
Sale 36 GBP 4.930
Sale 675 GBP 4.930
Sale 130 GBP 4.930
Sale 841 GBP 4.930
Sale 500 GBP 4.930
Sale 60 GBP 4.933
Sale 100 GBP 4.933
Sale 1,840 GBP 4.933
Sale 36 GBP 4.933
Sale 684 GBP 4.933
Sale 633 GBP 4.935
Sale 745 GBP 4.935
Sale 745 GBP 4.935
Sale 492 GBP 4.935
Sale 1,294 GBP 4.935
Sale 215 GBP 4.937
Sale 85 GBP 4.937
Sale 844 GBP 4.937
Sale 244 GBP 4.937
Sale 600 GBP 4.937
Sale 609 GBP 4.937
Sale 15 GBP 4.937
Sale 220 GBP 4.937
Sale 551 GBP 4.938
Sale 991 GBP 4.938
Sale 829 GBP 4.939
Sale 799 GBP 4.939
Sale 1,072 GBP 4.939
Sale 300 GBP 4.939
Sale 104 GBP 4.940
Sale 399 GBP 4.940
Sale 148 GBP 4.940
Sale 295 GBP 4.940
Sale 741 GBP 4.940
Sale 560 GBP 4.940
Sale 181 GBP 4.940
Sale 741 GBP 4.940
Sale 741 GBP 4.940
Sale 87 GBP 4.940
Sale 654 GBP 4.940
Sale 937 GBP 4.940
Sale 739 GBP 4.940
Sale 681 GBP 4.940
Sale 908 GBP 4.940
Sale 746 GBP 4.940
Sale 340 GBP 4.940
Sale 1,083 GBP 4.940
Sale 1,000 GBP 4.942
Sale 925 GBP 4.942
Sale 75 GBP 4.942
Sale 354 GBP 4.943
Sale 646 GBP 4.943
Sale 253 GBP 4.943
Sale 599 GBP 4.943
Sale 148 GBP 4.943
Sale 766 GBP 4.943
Sale 234 GBP 4.943
Sale 77 GBP 4.945
Sale 641 GBP 4.945
Sale 587 GBP 4.945
Sale 13 GBP 4.945
Sale 41 GBP 4.945
Sale 641 GBP 4.945
Sale 83 GBP 4.954
Sale 95 GBP 4.954
Sale 1,708 GBP 4.955
Sale 3,056 GBP 4.955
Sale 1,000 GBP 4.955
Sale 1,236 GBP 4.956
Sale 2,000 GBP 4.956
Sale 68 GBP 4.958
Sale 644 GBP 4.958
Sale 644 GBP 4.958
Sale 644 GBP 4.958
Sale 349 GBP 4.964
Purchase 1,000 ZAR 54.72
Purchase 398 ZAR 55.00
Purchase 152 ZAR 55.05
Purchase 822 ZAR 55.10
Purchase 1,432 ZAR 55.15
Purchase 210 ZAR 55.17
Purchase 1,000 ZAR 55.18
Purchase 921 ZAR 55.19
Purchase 15,000 ZAR 55.20
Purchase 1,066 ZAR 55.22
Purchase 2,506 ZAR 55.37
Purchase 5,189 ZAR 55.40
Purchase 3,909 ZAR 55.44
Purchase 13,343 ZAR 55.45
Purchase 1,320 ZAR 55.45
Purchase 2,123 ZAR 55.49
Purchase 1,500 ZAR 55.50
Purchase 2,367 ZAR 55.54
Purchase 500 ZAR 55.54
Purchase 1,000 ZAR 55.55
Purchase 1,711 ZAR 55.59
Purchase 4,199 ZAR 55.60
Purchase 912 ZAR 55.65
Purchase 911 ZAR 55.66
Purchase 696 ZAR 55.67
Purchase 1,066 ZAR 55.67
Purchase 304 ZAR 55.68
Purchase 888 ZAR 55.68
Purchase 8,356 ZAR 55.70
Purchase 1,043 ZAR 55.70
Purchase 2,000 ZAR 55.72
Purchase 1,776 ZAR 55.72
Purchase 1,000 ZAR 55.75
Purchase 1,000 ZAR 55.81
Sale 727 ZAR 54.10
Sale 97 ZAR 54.65
Sale 791 ZAR 54.66
Sale 888 ZAR 54.90
Sale 1,066 ZAR 55.37
Sale 70,000 ZAR 55.43
Sale 39 ZAR 55.57
Sale 849 ZAR 55.60
Sale 901 ZAR 55.64
Sale 888 ZAR 55.66
Sale 165 ZAR 55.77
Sale 888 ZAR 55.79
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercis Type Expiry Option
of descriptio purchasing, of e price e.g. date money
relevan n e.g. selling, securi per America paid/
t call varying ties unit n, received
securit option etc. to Europea per unit
y which n etc.
option
relate
s
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 24/06/2010
Contact name: DAVID BURFOOT
Telephone number: 0207 597 4394
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being INVESTEC SECURITIES
disclosed: LTD
Name of offeror/offeree in relation to whose relevant INVESTEC PLC
securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Written 50,000 80 Rand European 15/10/
ordinary 2010
0.02p Put Option Written 50,000 80 Rand European 15/10/
ordinary 2010
0.02p Futures Written 1,571,600 European 16/09/
ordinary 2010
0.02p Futures Written 1,865,800 European 15/12/
ordinary 2010
0.02p Futures Written 360,100 European 17/03/
ordinary 2011
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 24/06/2010 14:40:01 Produced by the JSE SENS Department.
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