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FSE
FSE
FSE - Firestone Energy Limited - Appendix 3B New issue
announcement, application for quotation of additional
securities and agreement
FIRESTONE ENERGY LIMITED
(Registration number: ABN 058 436 794)
(SA company registration number: 200/023973/10
Share code on the JSE: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
("FSE" or "the Company")
Appendix 3B
New issue announcement, application for quotation of
additional securities and agreement
Information or documents not available now must be given to
ASX as soon as available. Information and documents given
to ASX become ASX`s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98,
1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003,
24/10/2005.
Name of entity
Firestone Energy Limited
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if
there is not enough space).
1 +Class of Convertible Notes
+securities issued
or to be issued
2 Number of 1 x $500,000 note
+securities issued
or to be issued (if 27 x $100,000 notes
known) or maximum
number which may be
issued
3 Principal terms of As per the amended terms of
the +securities (eg, the convertible note deed
if options, exercise announced to the market on 23
price and expiry August 2010 the following
date; if partly paid applies to this these issues.
+securities, the
amount outstanding $500,000 note converts to
and due dates for 12,500,000 ord shares (4cps
payment; if conversion)
+convertible 13 x $100,000 converts to
securities, the 32,500,000 ord shares (4cps
conversion price and conversion)
dates for 8 x $100,000 converts to
conversion) 40,000,000 ord shares (2cps
conversion)
6 x $100,000 converts to
26,315,790 ord shares (2.28cps
conversion)
General Terms of Convertible
Notes
* First repayment date is 4
June 2013
* Notes are unsecured
* Interest is payable on a
semi-annual basis at 10% per
annum
4 Do the +securities Not until conversion takes
rank equally in all place, post conversion the
respects from the securities will rank equally
date of allotment with ordinary shares on
with an existing issue.
+class of quoted
+securities?
If the additional
securities do not
rank equally, please
state:
* the date from
which they do
* the extent to
which they
participate for the
next dividend, (in
the case of a trust,
distribution) or
interest payment
* the extent to
which they do not
rank equally, other
than in relation to
the next dividend,
distribution or
interest payment
5 Issue price or 1 x $500,000 note =
consideration $ 500,000
27 x $100,000 notes =
$2,700,000
Total
$3,200,000
6 Purpose of the issue Meeting all commitments due
(If issued as to its Joint
consideration for Venture partner, Sekoko Coal
the acquisition of (Pty) Limited and working
assets, clearly capital requirements, as
identify those announced to market 11
assets) September 2009.
7 Dates of entering 30 August 2010
+securities into
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class 2,331,300,464 Ordinary fully
of all +securities paid shares
quoted on ASX (FSE)
(including the
securities in
clause 2 if
applicable)
Number +Class
9 Number and +class Unlisted Unlisted
of all +securities Options Options
not quoted on ASX Exercise
(including the 30,000,000 Expiry
securities in FSEAK 5 cents 30
clause 2 if 110,000,000 Nov 12
applicable) FSEAM 6 cents 31
96,904,767 May 13
FSEAO 6 cents 30
25,875,000 Jun 13
FSEAI 6 cents 30
Jun 14
Unlisted
Convertible Conversion
Notes number-
Variable per
Con Note 1 - 12 Note
FSEAQ Repayment
Con Note 2 - 3 dates -
FSEAS 2 October
Con Note 3 - 3 2012
FSEAU 16 November
Con Note 4 - 3 2012
FSEAY 18 December
Con Note 5- 3 2012
FSEAW 21 January
Con Note 6 - 3 2013
FSEAZ 23 February
Con Note 7 - 3 2013
FSEAA 23 March 2013
Con Note 8 - 1 30 April 2010
x ($500k) 04 June 2013
04 June 2013
4 x ($100k) 13 July 2013
Con Note 9 - 9 27 July 2013
x ($100k) 24 August
Con Note 10 - 2013
8 x ($100k)
Con Note 11 -
6 x ($100k)
10 Dividend policy (in Company may pay dividends to
the case of a ordinary shareholders as the
trust, distribution Directors resolve.
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder N/A
approval required?
12 Is the issue N/A
renounceable or non-
renounceable?
13 Ratio in which the N/A
+securities will be
offered
14 +Class of N/A
+securities to which
the offer relates
15 +Record date to N/A
determine
entitlements
16 Will holdings on N/A
different registers
(or subregisters) be
aggregated for
calculating
entitlements?
17 Policy for deciding N/A
entitlements in
relation to
fractions
18 Names of countries N/A
in which the entity
has +security
holders who will not
be sent new issue
documents
Note: Security
holders must be told
how their
entitlements are to
be dealt with.
Cross reference:
rule 7.7.
19 Closing date for N/A
receipt of
acceptances or
renunciations
20 Names of any N/A
underwriters
21 Amount of any N/A
underwriting fee or
commission
22 Names of any brokers N/A
to the issue
23 Fee or commission N/A
payable to the
broker to the issue
24 Amount of any N/A
handling fee payable
to brokers who lodge
acceptances or
renunciations on
behalf of +security
holders
25 If the issue is N/A
contingent on
+security holders`
approval, the date
of the meeting
26 Date entitlement and N/A
acceptance form and
prospectus or
Product Disclosure
Statement will be
sent to persons
entitled
27 If the entity has N/A
issued options, and
the terms entitle
option holders to
participate on
exercise, the date
on which notices
will be sent to
option holders
28 Date rights trading N/A
will begin (if
applicable)
29 Date rights trading N/A
will end (if
applicable)
30 How do +security N/A
holders sell their
entitlements in full
through a broker?
31 How do +security N/A
holders sell part of
their entitlements
through a broker and
accept for the
balance?
32 How do +security N/A
holders dispose of
their entitlements
(except by sale
through a broker)?
33 +Despatch date N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1.
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities N/A
for which +quotation
is sought
39 Class of +securities N/A
for which quotation
is sought
40 Do the +securities N/A
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities?
If the additional
securities do not
rank equally, please
state:
* the date from
which they do
* the extent to
which they
participate for the
next dividend, (in
the case of a trust,
distribution) or
interest payment
* the extent to
which they do not
rank equally, other
than in relation to
the next dividend,
distribution or
interest payment
41 Reason for request N/A
for quotation now
Example: In the case
of restricted
securities, end of
restriction period
(if issued upon
conversion of
another security,
clearly identify
that other security)
Number +Class
42 Number and +class of
all +securities
quoted on ASX
(including the
securities in clause
38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s
absolute discretion. ASX may quote the +securities on
any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with
the law and is not for an illegal purpose.
* There is no reason why those +securities should not be
granted +quotation.
* An offer of the +securities for sale within 12 months
after their issue will not require disclosure under
section 707(3) or section 1012C(6) of the Corporations
Act.
Note: An entity may need to obtain appropriate
warranties from subscribers for the securities in order
to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act
does not apply to any applications received by us in
relation to any +securities to be quoted and that no-
one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the
Corporations Act at the time that we request that the
+securities be quoted.
* If we are a trust, we warrant that no person has the
right to return the +securities to be quoted under
section 1019B of the Corporations Act at the time that
we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted
by law in respect of any claim, action or expense
arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by
this form. If any information or document not
available now, will give it to ASX before +quotation of
the +securities begins. We acknowledge that ASX is
relying on the information and documents. We warrant
that they are (will be) true and complete.
Company Secretary
Jerry Monzu
Pretoria
30 August 2010
Sponsor and Corporate Advisor
River Group
Date: 30/08/2010 09:48:01 Produced by the JSE SENS Department.
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