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FSE
FSE
FSE - Firestone Energy Limited - Appendix 3B
FIRESTONE ENERGY LIMITED
(Registration number: ABN 058 436 794)
(SA company registration number: 200/023973/10
Share code on the JSE: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
("FSE" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Firestone Energy Limited
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to Convertible Notes
be issued
2 Number of +securities issued or 6 x $100,000 notes
to be issued (if known) or maximum
number which may be issued
3 Principal terms of the +securities As per the amended terms of the
(eg, if options, exercise price convertible note deed announced to
and expiry date; if partly paid the market on 23 August 2010 the
+securities, the amount following applies to this these
outstanding and due dates for issues.
payment; if +convertible
securities, the conversion price 6 x $100,000 converts to 29,411,766
and dates for conversion) ord shares (2.04cps conversion)
General Terms of Convertible Notes
First repayment date is 22 September
2013
Notes are unsecured
Interest is payable on a semi-annual
basis at 10% per annum
4 Do the +securities rank equally in Not until conversion takes place,
all respects from the date of post conversion the securities will
allotment with an existing +class rank equally with ordinary shares on
of quoted +securities? issue.
If the additional securities do
not rank equally, please state:
the date from which they do
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration 6 x $100,000 notes = $600,000
6 Purpose of the issue Meeting all commitments due to its
(If issued as consideration for Joint
the acquisition of assets, clearly Venture partner, Sekoko Coal (Pty)
identify those assets) Limited and working capital
requirements, as announced to market
11 September 2009.
7 Dates of entering +securities 22 September 2010
into uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 2,331,300,464 Ordinary fully
+securities quoted on ASX paid shares (FSE)
(including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class of all Unlisted Unlisted Options
+securities not quoted on ASX Options Exercise Expiry
(including the securities in 5 cents 30 Nov 12
clause 2 if applicable) 30,000,000 6 cents 31 May 13
FSEAK 6 cents 30 Jun 13
110,000,000 6 cents 30 Jun 14
FSEAM
96,904,767 Conversion number-
FSEAO Variable per Note
25,875,000 Repayment dates -
FSEAI 2 October 2012
16 November 2012
Unlisted 18 December 2012
Convertible 21 January 2013
Notes 23 February 2013
23 March 2013
Con Note 1 - 30 April 2010
12 FSEAQ 04 June 2013
Con Note 2 - 04 June 2013
3 FSEAS 13 July 2013
Con Note 3 - 27 July 2013
3 FSEAU 24 August 2013
Con Note 4 - 22 September 2013
3 FSEAY
Con Note 5- 3
FSEAW
Con Note 6 -
3 FSEAZ
Con Note 7 -
3 FSEAA
Con Note 8 -
1 x ($500k)
4 x ($100k)
Con Note 9 -
9 x ($100k)
Con Note 10 -
8 x ($100k)
Con Note 11 -
6 x ($100k)
Con Note 12 -
6 x ($100k)
10 Dividend policy (in the case Company may pay dividends to ordinary
of a trust, distribution shareholders as the Directors resolve.
policy) on the increased
capital (interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required? N/A
12 Is the issue renounceable or non- N/A
renounceable?
13 Ratio in which the +securities will be N/A
offered
14 +Class of +securities to which the offer N/A
relates
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or N/A
subregisters) be aggregated for calculating
entitlements?
17 Policy for deciding entitlements in relation N/A
to fractions
18 Names of countries in which the entity has N/A
+security holders who will not be sent new
issue documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or N/A
renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to N/A
the issue
24 Amount of any handling fee payable to brokers N/A
who lodge acceptances or renunciations on
behalf of +security holders
25 If the issue is contingent on +security N/A
holders` approval, the date of the meeting
26 Date entitlement and acceptance form and N/A
prospectus or Product Disclosure Statement
will be sent to persons entitled
27 If the entity has issued options, and the N/A
terms entitle option holders to participate
on exercise, the date on which notices will
be sent to option holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if applicable) N/A
30 How do +security holders sell their N/A
entitlements in full through a broker?
31 How do +security holders sell part of their N/A
entitlements through a broker and accept for
the balance?
32 How do +security holders dispose of their N/A
entitlements (except by sale through a
broker)?
33 +Despatch date N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
a Securities described in Part 1.
b All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation N/A
is sought
39 Class of +securities for which quotation N/A
is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment with
an existing +class of quoted +securities?
If the additional securities do not rank
equally, please state:
the date from which they do
the extent to which they participate for
the next dividend, (in the case of a
trust, distribution) or interest payment
the extent to which they do not rank
equally, other than in relation to the
next dividend, distribution or interest
payment
41 Reason for request for quotation now N/A
Example: In the case of restricted
securities, end of restriction period
(if issued upon conversion of another
security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities
quoted on ASX (including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Jerry Monzu
22 September 2010
Company Secretary
Pretoria
22 September 2010
Sponsor and Corporate Advisor
River Group
Date: 22/09/2010 08:53:36 Produced by the JSE SENS Department.
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