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FSE
FSE
FSE - Firestone Energy Limited - Appendix 3B disclosure
FIRESTONE ENERGY LIMITED
(Registration number: ABN 058 436 794)
(SA company registration number: 200/023973/10)
Share code on the JSE: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
("FSE" or "the Company")
APPENDIX 3B disclosure
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Firestone Energy Limited
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or Convertible Notes
to be issued
2 Number of +securities issued or 6 x $100,000 notes
to be issued (if known) or
maximum number which may be
issued
3 Principal terms of the As per amended terms of the
+securities (eg, if options, convertible note deed announced to
exercise price and expiry date; the market on 23 August 2010 the
if partly paid +securities, the following applies to this issue.
amount outstanding and due dates
for payment; if +convertible 6 x $100,000 converts to
securities, the conversion price 24,000,000 ordinary shares (2.50
and dates for conversion) cps conversion)
General Terms of the Convertible
Notes
* First repayment date is 22
December 2013
* Notes are unsecured
* Interest is payable on a semi-
annual basis at 10% per annum
Do the +securities rank equally Not until conversion takes place.
in all respects from the date of
allotment with an existing +class
of quoted +securities?
If the additional securities do
not rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or interest
payment
* the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration 6 x $100,000 notes = $600,000
6 Purpose of the issue Meeting all commitments due to
(If issued as consideration for its Joint Venture partner, Sekoko
the acquisition of assets, Coal (PTY) Limited and working
clearly identify those assets) capital requirements, as
announced to Market on 11
September 2009
7 Dates of 22 December 2010
entering
+securities into
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and 2,400,712,230 Ordinary fully
+class of all paid shares
+securities (FSE)
quoted on ASX
(including the
securities in
clause 2 if
applicable)
Number +Class
9 Number and Unlisted Options Unlisted Options
+class of all Exercise Expiry
+securities not 30,000,000 FSEAK 5 cents 30 Nov
quoted on ASX 110,000,000 FSEAM 12
(including the 96,904,767 FSEAO 6 cents 31 May
securities in 25,875,000 FSEAI 13
clause 2 if 6 cents 30 Jun
applicable) 13
6 cents 30 Jun
Unlisted Convertible 14
Notes Conversion
number-
Con Note 1 - 12 FSEAQ Variable per
Con Note 2 - 3 FSEAS Note
Con Note 3 - 3 FSEAU Repayment dates
Con Note 4 - 3 FSEAY -
Con Note 5- 3 FSEAW 2 October 2012
Con Note 6 - 3 FSEAZ 16 November 2012
Con Note 7 - 3 FSEAA 18 December 2012
Con Note 8 - 1 x ($500k) 21 January 2013
4 x ($100k) 23 February 2013
Con Note 9 - 9 x ($100k) 23 March 2013
Con Note 10A - 2 x ($100k) 30 April 2010
Con Note 11 - 6 x ($100k) 04 June 2013
Con Note 12 - 6 x ($100k) 04 June 2013
Con Note 13 - 6 x ($100k) 13 July 2013
Con Note 14 - 6 x ($100k) 27 July 2013
Con Note 15 - 6 x ($100k) 24 August 2013
22 September
2013
8 November 2013
23 November 2013
22 December 2013
10 Dividend policy (in the case of a trust, Company may pay
distribution policy) on the increased capital dividends to ordinary
(interests) shareholders as the
Directors resolve.
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required? N/A
12 Is the issue renounceable or non- N/A
renounceable?
13 Ratio in which the +securities will be N/A
offered
14 +Class of +securities to which the offer N/A
relates
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or N/A
subregisters) be aggregated for calculating
entitlements?
17 Policy for deciding entitlements in relation N/A
to fractions
18 Names of countries in which the entity has N/A
+security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are
to be dealt with. Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or N/A
renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to N/A
the issue
24 Amount of any handling fee payable to brokers N/A
who lodge acceptances or renunciations on behalf of
+security holders
25 If the issue is contingent on +security N/A
holders` approval, the date of the meeting
26 Date entitlement and acceptance form and N/A
prospectus or Product Disclosure Statement
will be sent to persons entitled
27 If the entity has issued options, and the N/A
terms entitle option holders to participate on exercise,
the date on which notices will be sent to option holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if applicable) N/A
30 How do +security holders sell their N/A
entitlements in full through a broker?
31 How do +security holders sell part of their N/A
entitlements through a broker and accept for the balance?
32 How do +security holders dispose of their N/A
entitlements (except by sale through a broker)?
33 +Despatch date N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities (tick one)
a Securities described in Part 1.
b All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest
holders of the additional +securities, and the number and percentage of
additional +securities held by
those holders
36 If the +securities are +equity securities, a distribution schedule of the
additional +securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation N/A
is sought
39 Class of +securities for which quotation N/A
is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment with
an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a
trust, distribution) or interest payment the extent to which they do not rank
equally, other than in relation to the next dividend, distribution or interest
payment
41 Reason for request for quotation now N/A
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities quoted on ASX (including the securities
in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Jerry Monzu
22 December 2010
Company Secretary
Pretoria
22 September 2010
Sponsor and Corporate Advisor
River Group
Date: 22/12/2010 11:52:01 Produced by the JSE SENS Department.
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