| Tue 18 Jan 2011, 7:05 | | OML - Old Mutual Plc - Form 8.3 |
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OML CSO
OLOML
OML - Old Mutual Plc - Form 8.3
OLD MUTUAL plc
Issuer code: OLOML
JSE Share code: OML
NSX share code: OLM
ISIN: GB0007389926
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS
IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a)Identity of the person whose Old Mutual plc
positions/dealings are being disclosed: (and subsidiaries)
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to Capital Shopping Centres
whose relevant securities this form relates: Group plc
Use a separate form for each ISIN - GB0006834344
offeror/offeree Sedol - 068343
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e)Date position held/dealing undertaken: 14 January 2011
(f)Has the discloser previously disclosed, No
or are they today disclosing, under the Code
in respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: (Ordinary 50p)
Interests Short positions
Number % Number %
(1)Relevant securities 10,320,343 1.49%
owned and/or controlled:
(2)Derivatives (other than
options):
(3)Options and agreements
to purchase/sell:
TOTAL: 10,320,343 1.49%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
Ordinary: Purchase 400 40.80 ZAR
Sale (1,439) 40.79 ZAR
Sale (3,494) 40.79ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of descr- purchasing, of secu- price e.g. date money
rele- iption selling, rities per unit American paid/
vant e.g. varying etc. to which , received
secu- call option European per unit
rity option relates etc.
(ii) Exercising
Class of Product Number of Exercise price per
relevant description securities unit
security e.g. call
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per unit (if
relevant dealing applicable)
security e.g.
subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
person making the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
(c) Attachments
Is a Supplemental Form 8 (Open YES/NO
Positions) attached?
No
Date of 17 January 2011
disclosure:
Contact name: Beth Pattman
Telephone 0207 002 7175
number:
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
17 January 2011
Sponsor:
Merrill Lynch SA (Pty) Limited
Date: 18/01/2011 07:05:02 Produced by the JSE SENS Department.
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