| Wed 20 Jul 2011, 9:19 | | GDO - Gold One International Limited - Form 604 - Notice of change of interests |
|
GDO
GDO
GDO - Gold One International Limited - Form 604 - Notice of change of interests
of substantial holder
Gold One International Limited
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
ISIN: AU000000GDO5
OTCQX International: GLDZY
("Gold One" or the "company")
FORM 604 - NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
A substantial holder of Gold One, on Friday, 15 July 2011, submitted to the
Australian Securities Exchange ("ASX") the following FORM 604 - "Notice of
change of interests of substantial holder".
QUOTE
To Company Name/Scheme
Gold One International Limited
ACN/ARSN
Details of substantial holder(1)
Baker Steel Capital Managers LLP (clients
Name of and associated or connected parties)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial 15 July 2011
holder on
The previous notice was given to the company on 3 September 2010
The previous notice was dated 3 September 2010
Previous and present voting power
The total number of votes attached to all the voting shares in the company or
voting interests in the scheme that the substantial holder or an associate (2)
had a relevant interest (3) in when last required, and when now required, to
give a substantial holding notice to the company or scheme, are as follows:
Class of
securities (4) Previous notice Present notice
Person`s Voting power Person`s Voting power
votes (5) votes (5)
Fully Paid 76,549,171 9.4% 68,136,466 8.4%
Ordinary
Securities
("Shares")
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest
of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial
holding notice to the company or scheme are as follows:
Person
whose Consideration Class and
relevant given in number of Person`s
Date of interest Nature of relation to securities votes
change changed change (6) change (7) affected affected
See attached schedule
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting
securities after the change are as follows:
Person
Holder of Registered entitled Nature of Class and
relevant holder of to be relevant number of Person`s
interest securities registered interest(6) securities votes
as holder
(8)
Genus HSBC As Registered Ordinary/ 17,446,705
Dynamic Custody previous holder 17,446,705
Gold Fund Nominees column
(Australia)
Ltd
CF Ruffer National As Registered Ordinary/ 49,038,466
Baker Nominees previous holder 49,038,466
Steel Gold Ltd column
Fund
RIT National As Registered Ordinary/ 3,683,000
Capital Nominees previous holder 3,683,000
Partners Ltd column
Plc
Baker HSBC As Registered Ordinary/ 6,381,000
Steel Gold Custody previous holder 6,381,000
Fund Nominees column
(Australia)
Ltd
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or
have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN
(if applicable) Nature of association
n/a -
Addresses
The addresses of persons named in this form are as follows:
Name Address
For all entities c/o Baker Steel Capital Managers LLP, 86 Jermyn
listed... Street, London, SW1Y6JD
Signature
Print Name
Tino Isnardi
Capacity
Head of Trading and Operations
Date 19 July 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related
relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an
annexure to the form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names
and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the
Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into
separate classes.
(5) The person`s votes divided by the total votes in the body corporate or
scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in
relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement
certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise
of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the
particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations
Act 2001.
(7) Details of the consideration must include any and all benefits, money and
other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details
must be included even if the benefit is conditional on the happening or not
of a contingency. Details must be included of any benefit paid on behalf of
the substantial holder or its associate in relation to the acquisitions,
even if they are not paid directly to the person from whom the relevant
interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person
(eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in
that association since the last substantial holding notice.
Schedule 1
Date of Person whose Nature of Consideration Class and Person`s
change relevant change (6) given in number of votes
interest relation to securities affected
changed change (7) affected
15 Jul 11 Baker Steel Market sale AUD 156,763 Ordinary -310,000
Gold Fund
15 Jul 11 Genus Market sale AUD 429,834 Ordinary -850,000
Dynamic Gold
Fund
15 Jul 11 CF Ruffer Market sale AUD 852,082 Ordinary -1,685,000
Baker Steel
Gold Fund
15 Jul 11 RIT Capital Market sale AUD 78,381 Ordinary -155,000
Partners Plc
20 Jun 11 Baker Steel Market sale AUD 249,500 Ordinary -500,000
Gold Fund
09 Jun 11 Genus Market sale AUD 437,077 Ordinary -866,800
Dynamic Gold
Fund
08 Jun 11 Baker Steel Market sale AUD 702,647 Ordinary -1,400,000
Gold Fund
08 Jun 11 Genus Market sale AUD 1,482,185 Ordinary -2,953,200
Dynamic Gold
Fund
08 Jun 11 RIT Capital Market sale AUD 351,324 Ordinary -700,000
Partners Plc
02 Jun 11 Genus Market sale AUD 1,094,307 Ordinary -2,150,000
Natural
Resources
Fund
27 May 11 Genus Market sale AUD 433,983 Ordinary -855,000
Dynamic Gold
Fund
30 Mar 11 Baker Steel Market -AUD 423,228 Ordinary 1,035,000
Gold Fund purchase
30 Mar 11 Genus Market -AUD 500,225 Ordinary 1,223,295
Dynamic Gold purchase
Fund
30 Mar 11 RIT Capital Market -AUD 60,520 Ordinary 148,000
Partners Plc purchase
23 Nov 10 RIT Capital Market sale AUD 181,278 Ordinary -544,000
Partners Plc
27 Sep 10 Genus Market -AUD 345,920 Ordinary 1,150,000
Natural purchase
Resources
Fund
24 Sep 10 Genus Market -AUD300,600 Ordinary 1,000,000
Natural purchase
Resources
Fund
UNQUOTE
Johannesburg
20 July 2011
JSE Sponsor
Macquarie First South Advisers (Pty) Limited
Date: 20/07/2011 09:19:22 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
