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INL INP
INL INP
INL/INP - Investec Limited/ Investec plc - Public dealing disclosure by a party
to an offer or person acting in concert
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 15/08/2011
(f) Has the party previously disclosed, or YES - INVESTEC LTD
is it today disclosing, under the Code in
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 26,639,119 4.9111 4,094,680 0.7549
(2) Derivatives (other
than options):
(3) Options and agreements
to purchase/sell: 1,999 0.0004 105,328 0.0194
TOTAL: 26,641,118 4.9115 4,200,008 0.7743
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities
security
ZAR (Cents)
Ordinary Purchase 313 4809
Purchase 440 4821
Purchase 142 4826
Purchase 249 4827
Purchase 568 4828
Purchase 1040 4828
Purchase 827 4836
Purchase 855 4838
Purchase 827 4840
Purchase 167 4840
Purchase 827 4841
Purchase 1673 4842
Purchase 1548 4843
Purchase 827 4844
Purchase 574 4844
Purchase 52 4845
Purchase 82 4845
Purchase 218 4846
Purchase 1438 4847
Purchase 505 4848
Purchase 353 4849
Purchase 829 4850
Purchase 461 4851
Purchase 200 4851
Purchase 1021 4851
Purchase 4703 4851
Purchase 7486 4851
Purchase 100 4853
Purchase 623 4854
Purchase 827 4855
Purchase 43979 4855
Purchase 1544 4856
Purchase 1181 4858
Purchase 827 4863
Purchase 39 4874
Sale 827 4803
Sale 827 4812
Sale 827 4819
Sale 827 4821
Sale 2580 4828
Sale 100 4833
Sale 827 4839
Sale 827 4840
Sale 827 4842
Sale 827 4852
Sale 600 4852
Sale 450 4865
Sale 827 4868
Sale 600 4870
Sale 827 4873
Sale 851 4874
Sale 200 4876
Purchase 1895 GBP4.11
Sale 1875 GBP4.11
Sale 20 GBP4.11
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling, purchasing
or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant descrip purchasing, of price e.g. date money
security tion selling, securi per unit American, paid/
e.g. varying ties European received
call etc. to etc. per unit
option which
option
relate
s
(ii) Exercising
Class of Product Number of Exercise price per
relevant description securities unit
security e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should be
stated.
Where there have been dealings in
more than one class of relevant
securities of the offeror or
offeree named in 1(c), copy table
3(a), (b), (c) or (d) (as
appropriate) for each additional
class of relevant security dealt
in.
4. OTHER INFORMATION
(a) Indemnity and other dealing
arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or
understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 16/08/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of
the Code must be made to a
Regulatory Information Service and
must also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk. The
Panel`s Market Surveillance Unit
is available for consultation in
relation to the Code`s dealing
disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the
Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover
Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price date
security e.g. call purchased to which per unit
option option or
derivative
relates
e.g.
American,
European
etc.
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Call Option Purchased 1,000 ZAR 59 American 15/09/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchased 284 ZAR 43 American 15/09/2011
ordinary
0.02p Call Option Purchased 284 ZAR 58 American 15/09/2011
ordinary
0.02p Call Option Written 284 ZAR 51 American 15/09/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 16/08/2011 13:42:01 Produced by the JSE SENS Department.
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