| Thu 8 Sep 2011, 12:35 | | INL/INP - Investec - Form 8 (DD) |
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INL INP
INL INP
INL/INP - Investec - Form 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic Incorporated in England and
of South Africa Wales
Registration number Registration number 3633621
1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC /
person acting in concert making the disclosure: INVESTEC LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 07/09/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD &
it today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 22,623,670 4.1707 2,317,442 0.4272
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 4,499 0.0008 105,328 0.0194
TOTAL: 22,628,169 4.1717 2,422,770 0.4467
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities ZAR (Cents)
Ordinary Purchase 245 4805
Ordinary Purchase 131 4815
Ordinary Purchase 696 4823
Ordinary Purchase 500 4828
Ordinary Purchase 827 4830
Ordinary Purchase 60 4837
Ordinary Purchase 827 4839
Ordinary Purchase 442 4841
Ordinary Purchase 781 4841
Ordinary Purchase 827 4842
Ordinary Purchase 827 4843
Ordinary Purchase 827 4844
Ordinary Purchase 827 4845
Ordinary Purchase 827 4849
Ordinary Purchase 790 4850
Ordinary Purchase 827 4852
Ordinary Purchase 827 4857
Ordinary Sale 827 4787
Ordinary Sale 5,070 4789
Ordinary Sale 827 4793
Ordinary Sale 700 4794
Ordinary Sale 82 4796
Ordinary Sale 710 4811
Ordinary Sale 827 4817
Ordinary Sale 11,609 4860
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number of Exercise Type Expiry Option
of descr- purchasing, securities price e.g. date money
rele- iption selling, to which per unit American, paid/
vant e.g. varying option European received
secu- call etc. relates etc. per unit
rity option
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit (if
relevant e.g. subscription, applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and
any other person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 08/09/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercis Type Expiry
relevant descripti purchased securities e price e.g. date
security on e.g. to which per American,
call option or unit European
option derivative etc.
relates
0.02p Put Purchased 4,760 ZAR 42 American 15/12/2011
ordinary Option
0.02p Call Purchased 1,000 ZAR 59 American 15/09/2011
ordinary Option
0.02p Put Purchased 50,000 ZAR 75 European 16/07/2012
ordinary Option
0.02p Call Written 50,000 ZAR 75 European 16/07/2012
ordinary Option
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Purchased 284 ZAR 43 American 15/09/2011
ordinary Option
0.02p Call Purchased 284 ZAR 58 American 15/09/2011
ordinary Option
0.02p Call Written 284 ZAR 51 American 15/09/2011
ordinary Option
0.02p Put Purchase 2,500 ZAR 46 American 15/12/2011
ordinary Option
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 08/09/2011 12:35:01 Produced by the JSE SENS Department.
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