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INL INP
INL INP
INL/INP - Investec - Form 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic of Incorporated in England and Wales
South Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 15/09/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD & EVOLUTION
it today disclosing, under the Code in respect GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 21,343,643 3.9347 983,557 0.1813
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 4,499 0.0008 105,328 0.0194
TOTAL: 21,348,142 3.9357 1,088,885 0.2007
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities ZAR (Cents)
Ordinary Purchase 1,745 4835
Ordinary Purchase 1,033 4836
Ordinary Purchase 2,571 4838
Ordinary Purchase 528 4839
Ordinary Purchase 25,506 4839
Ordinary Purchase 4,454 4840
Ordinary Purchase 25,000 4840
Ordinary Purchase 1,033 4841
Ordinary Purchase 3,099 4844
Ordinary Purchase 951 4845
Ordinary Purchase 827 4847
Ordinary Purchase 1,033 4848
Ordinary Purchase 2,894 4850
Ordinary Purchase 1,033 4852
Ordinary Purchase 455 4855
Ordinary Purchase 2,269 4859
Ordinary Purchase 2,480 4861
Ordinary Purchase 827 4863
Ordinary Purchase 211 4869
Ordinary Purchase 2,480 4870
Ordinary Purchase 1,240 4889
Ordinary Purchase 1,240 4897
Ordinary Purchase 1822 410.9
Ordinary Purchase 2401 411
Ordinary Purchase 903 411.0163
Ordinary Purchase 2213 411.1
Ordinary Purchase 100 411.2
Ordinary Purchase 1854 411.3
Ordinary Purchase 18 411.6
Ordinary Purchase 188 413.2
Ordinary Purchase 30 413.7
Ordinary Purchase 18750 416
Ordinary Sale 270 4787
Ordinary Sale 817,791 4839
Ordinary Sale 950 4845
Ordinary Sale 149 4845
Ordinary Sale 1,081 4868
Ordinary Sale 4620 410.9
Ordinary Sale 4012 411
Ordinary Sale 903 411.0163
Ordinary Sale 3997 411.1
Ordinary Sale 200 411.2
Ordinary Sale 1854 411.3
Ordinary Sale 2226 411.4
Ordinary Sale 2000 411.5
Ordinary Sale 18 411.6
Ordinary Sale 926 411.7
Ordinary Sale 3254 411.9
Ordinary Sale 637 412
Ordinary Sale 693 412.1
Ordinary Sale 1723 412.3
Ordinary Sale 998 412.5
Ordinary Sale 188 413.4
Ordinary Sale 30 413.7
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip purchasing, securities price e.g. date money
security tion selling, to which per unit American, paid/
e.g. varying option European received
call etc. relates etc. per unit
option
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 16/09/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Call Option Purchased 1,000 ZAR 59 American 15/09/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchased 284 ZAR 43 American 15/09/2011
ordinary
0.02p Call Option Purchased 284 ZAR 58 American 15/09/2011
ordinary
0.02p Call Option Written 284 ZAR 51 American 15/09/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 16/09/2011 13:50:01 Produced by the JSE SENS Department.
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