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GDO
GDO
GDO - Gold One - Notice of Initial Substantial Holder
Gold One International Limited
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
OTCQX International: GLDZY
ISIN: AU000000GDO5
("Gold One" or the "company")
NOTICE OF INITIAL SUBSTANTIAL HOLDER
The following Form 603 in terms of section 671b of the Australian Corporations
Act 2011 was received by Gold One today, 22 September 2011.
QUOTE
To Company Name/Scheme Gold One International Limited
Level 3, 200 Mount Street
Sydney NSW, 2060
ACN/ARSN 35 094 265 746
1. Details of substantial holder
Name Water Island Capital, LLC
ACN/ARSN (if applicable) Not applicable
The holder became a substantial holder on 20/09/2011
2. Details of voting power
The total number of votes attached to all the voting shares in the company or
voting interests in the scheme that the substantial holder or an associate had a
relevant interest in on the date the substantial holder became a substantial
holder are as follows:
Class of Number of Person`s votes Voting power
securities securities
Ordinary shares 40,753,813 40,753,813 5.04%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had
in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant Nature of relevant Class and number of
interest interest securities
Water Island Capital, Holder of securities . 40,753,813 Ordinary
LLC
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3
above are as follows:
Holder of Registered holder Person entitled Class and number
relevant of to be of securities
interest securities registered as
holder
Water Island Water Island 40,753,813
Capital LLC Capital LLC ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3
above, and acquired in the four months prior to the day that the substantial
holder became a substantial holder is as follows:
Holder of Date of Consideration Class and number
relevant interest acquisition of securities
See Schedule
6. Associates
The reasons the persons named in paragraph 3 above are associates of the
substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Water Island Capital LLC 450 W 17th St, 42nd Floor, New York,
NY 10010 USA
Signature
Print name: Matthew Hemberger Capacity: CFO/CCO
Date: 21 September 2011
Shedule 1
Sales and purchases for the period 16/5/2011 to 20/9/2011
Security: GDO
Water Island Capital, LLC
Date Registered Quantity Value
Company
16/05/2011 Water Island 250,000 127,175.00
Capital, LLC
17/05/2011 Water Island 100,000 49,400.00
Capital, LLC
18/05/2011 Water Island 250,000 126,175.00
Capital, LLC
19/05/2011 Water Island 100,000 50,500.00
Capital, LLC
20/05/2011 Water Island 250,000 126,250.00
Capital, LLC
25/05/2011 Water Island 250,000 127,500.00
Capital, LLC
26/05/2011 Water Island 250,000 127,325.00
Capital, LLC
27/05/2011 Water Island 250,000 127,325.00
Capital, LLC
30/05/2011 Water Island 250,000 127,450.00
Capital, LLC
31/05/2011 Water Island 206,497 105,313.47
Capital, LLC
1/06/2011 Water Island 250,000 128,750.00
Capital, LLC
2/06/2011 Water Island 245,000 125,146.00
Capital, LLC
3/06/2011 Water Island 245,000 124,803.00
Capital, LLC
6/06/2011 Water Island 250,000 127,500.00
Capital, LLC
7/06/2011 Water Island 250,000 127,125.00
Capital, LLC
7/06/2011 Water Island 100,000 50,500.00
Capital, LLC
8/06/2011 Water Island 250,000 125,700.00
Capital, LLC
9/06/2011 Water Island 250,000 126,175.00
Capital, LLC
10/06/2011 Water Island 250,000 126,250.00
Capital, LLC
14/06/2011 Water Island 250,000 126,000.00
Capital, LLC
15/06/2011 Water Island 250,000 126,875.00
Capital, LLC
16/06/2011 Water Island 250,000 126,250.00
Capital, LLC
17/06/2011 Water Island 250,000 126,250.00
Capital, LLC
20/06/2011 Water Island 250,000 125,250.00
Capital, LLC
21/06/2011 Water Island 250,000 124,825.00
Capital, LLC
22/06/2011 Water Island 250,000 124,950.00
Capital, LLC
23/06/2011 Water Island 250,000 124,825.00
Capital, LLC
24/06/2011 Water Island 250,000 124,100.00
Capital, LLC
27/06/2011 Water Island 50,934 25,278.54
Capital, LLC
30/06/2011 Water Island 250,000 122,500.00
Capital, LLC
1/07/2011 Water Island 89,317 43,765.33
Capital, LLC
8/07/2011 Water Island 150,000 76,500.00
Capital, LLC
11/07/2011 Water Island 37,369 19,058.19
Capital, LLC
12/07/2011 Water Island 670,000 338,886.00
Capital, LLC
13/07/2011 Water Island 100,000 50,430.00
Capital, LLC
14/07/2011 Water Island 100,000 51,630.00
Capital, LLC
15/07/2001 Water Island 100,000 51,000.00
Capital, LLC
20/07/2011 Water Island 27,200 13,847.52
Capital, LLC
21/07/2001 Water Island 93,500 47,865.00
Capital, LLC
22/07/2011 Water Island 100,000 51,000.00
Capital, LLC
25/07/2001 Water Island 100,000 51,000.00
Capital, LLC
26/07/2011 Water Island 8,587 4,379.37
Capital, LLC
4/08/2011 Water Island 300,000 158,250.00
Capital, LLC
5/08/2011 Water Island 300,726 152,369.37
Capital, LLC
8/08/2011 Water Island 300,000 151,920.00
Capital, LLC
10/08/2011 Water Island 300,000 154,620.00
Capital, LLC
11/08/2011 Water Island 300,000 154,440.00
Capital, LLC
12/08/2011 Water Island 300,000 157,320.00
Capital, LLC
15/08/2011 Water Island 300,000 157,740.00
Capital, LLC
18/08/2011 Water Island 300,000 157,500.00
Capital, LLC
19/08/2011 Water Island 300,000 157,230.00
Capital, LLC
22/08/2011 Water Island 1,000,000 528,300.00
Capital, LLC
23/08/2011 Water Island 1,000,000 525,000.00
Capital, LLC
24/08/2011 Water Island 1,000,000 523,800.00
Capital, LLC
25/08/2011 Water Island 4,783,000 2,534,990.00
Capital, LLC
25/08/2011 Water Island 100,000 52,500.00
Capital, LLC
25/08/2011 Water Island 1,000,000 528,800.00
Capital, LLC
26/08/2011 Water Island 1,000,000 526,500.00
Capital, LLC
29/08/2011 Water Island 836,700 442,195,95
Capital, LLC
30/08/2011 Water Island 916,000 485,480.00
Capital, LLC
31/08/2011 Water Island 875,000 463,750.00
Capital, LLC
1/09/2011 Water Island 480,100 255,317.18
Capital, LLC
2/09/2011 Water Island 968,000 517,880.00
Capital, LLC
5/09/2011 Water Island 820,985 439,226.98
Capital, LLC
08/09/2011 Water Island 1,977,900 1,065,692.52
Capital, LLC
09/09/2011 Water Island 812,600 434,741.00
Capital, LLC
12/09/2011 Water Island 800,124 428,066.34
Capital, LLC
12/09/2011 Water Island 500,000 270,000.00
Capital, LLC
13/09/2011 Water Island 1,000,000 535,000.00
Capital, LLC
13/09/2011 Water Island 2,000,000 1,070,000.00
Capital, LLC
14/09/2011 Water Island 783,656 419,255.96
Capital, LLC
15/09/2011 Water Island 617,320 330,266.20
Capital, LLC
15/09/2011 Water Island 25,000 13,375.00
Capital, LLC
16/09/2011 Water Island 462,687 247,537.50
Capital, LLC
19/09/2011 Water Island 1,849,591 989,531.19
Capital, LLC
20/09/2011 Water Island 1,000,000 535,000.00
Capital, LLC
20/09/2011 Water Island 2,000,000 1,070,000.00
Capital, LLC
UNQUOTE
Johannesburg
22 September 2011
JSE Sponsor
Macquarie First South Capital (Pty) Limited
Date: 22/09/2011 09:40:37 Produced by the JSE SENS Department.
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implicitly, represent, warrant or in any way guarantee the truth, accuracy or
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employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
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