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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic Incorporated in England and
of South Africa Wales
Registration number Registration number 3633621
1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the disclosure: LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 22/09/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD & EVOLUTION
it today disclosing, under the Code in respect GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned
and/or controlled: 21,507,534 3.9651 548,739 0.101
2
(2) Derivatives (other than
options):
(3) Options and agreements to
purchase/sell: 3,215 0.0006 114,106 0.021
0
TOTAL: 21,510,749 3.9657 1,088,885 0.200
7
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ZAR (Cents)
Ordinary Purchase 825 4685
Ordinary Purchase 5000 4690
Ordinary Purchase 9356 4693
Ordinary Purchase 555 4696
Ordinary Purchase 607 4702
Ordinary Purchase 825 4706
Ordinary Purchase 461 4788
Ordinary Purchase 461 4810
Ordinary Sale 825 4662
Ordinary Sale 1078 4665
Ordinary Sale 825 4665
Ordinary Sale 12977 4665
Ordinary Sale 1422 4666
Ordinary Sale 825 4667
Ordinary Sale 425 4669
Ordinary Sale 1238 4672
Ordinary Sale 825 4673
Ordinary Sale 825 4675
Ordinary Sale 825 4676
Ordinary Sale 825 4678
Ordinary Sale 1650 4680
Ordinary Sale 3300 4681
Ordinary Sale 825 4682
Ordinary Sale 1650 4683
Ordinary Sale 1225 4684
Ordinary Sale 825 4685
Ordinary Sale 1650 4686
Ordinary Sale 2475 4690
Ordinary Sale 1650 4698
Ordinary Sale 2682 4700
Ordinary Sale 825 4705
Ordinary Sale 825 4708
Ordinary Sale 1000 4710
Ordinary Sale 322 4756
Ordinary Sale 215 4817
(b) Derivatives transactions (other
than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect
of existing securities
(i) Writing, selling, purchasing or
varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descripti purchasi securitie price e.g. date money
security on e.g. ng, s to per unit American paid/
call selling, which , receive
option varying option European d per
etc. relates etc. unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other
monetary amounts should be stated.
Where there have been dealings in
more than one class of relevant
securities of the offeror or offeree
named in 1(c), copy table 3(a), (b),
(c) or (d) (as appropriate) for each
additional class of relevant security
dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing
arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer or person acting in concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or
understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 23/09/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of
the Code must be made to a Regulatory
Information Service and must also be
emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The
Panel`s Market Surveillance Unit is
available for consultation in
relation to the Code`s dealing
disclosure requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s
website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE
POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover
Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2
ordinary 011
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2
ordinary 012
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2
ordinary 012
0.02p Futures Purchased 715 European 15/12/2
ordinary 011
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2
ordinary 011
0.02p Futures Written 9,346 European 15/12/2
ordinary 011
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide
details on a Supplemental Form (Open
Positions) with regard to contracts
for differences ("CFDs") or spread
bets.
The currency of all prices and other
monetary amounts should be stated.
The Panel`s Market Surveillance Unit
is available for consultation in
relation to the Code`s dealing
disclosure requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s
website at
www.thetakeoverpanel.org.uk.
Date: 23/09/2011 14:06:28 Produced by the JSE SENS Department.
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