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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 30/09/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD &
it today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 21,639,740 3.9895 130,919 0.0241
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 21,642,955 3.9900 245,025 0.0451
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR (Cents)
Ordinary Purchase 5,198 4363
Ordinary Purchase 700 4365
Ordinary Purchase 1,032 4375
Ordinary Purchase 200 4375
Ordinary Purchase 751 4376
Ordinary Purchase 413 4379
Ordinary Purchase 1,252 4388
Ordinary Purchase 3,600 4389
Ordinary Purchase 3,253 4391
Ordinary Purchase 3,253 4392
Ordinary Purchase 1,651 4394
Ordinary Purchase 3,250 4395
Ordinary Purchase 5,094 4397
Ordinary Purchase 3,247 4398
Ordinary Purchase 6,089 4399
Ordinary Purchase 1,331 4400
Ordinary Purchase 300 4400
Ordinary Purchase 413 4401
Ordinary Purchase 4,483 4402
Ordinary Purchase 1,053 4403
Ordinary Purchase 741 4404
Ordinary Purchase 2,015 4405
Ordinary Purchase 2,236 4406
Ordinary Purchase 3,557 4407
Ordinary Purchase 4,339 4409
Ordinary Purchase 2,000 4410
Ordinary Purchase 2,764 4410
Ordinary Purchase 1,032 4411
Ordinary Purchase 4,303 4412
Ordinary Purchase 11,796 4413
Ordinary Purchase 3,535 4414
Ordinary Purchase 4,456 4415
Ordinary Purchase 5,000 4416
Ordinary Purchase 300 4420
Ordinary Purchase 2,092 4425
Ordinary Purchase 3,225 4429
Ordinary Purchase 2,126 4430
Ordinary Purchase 1,919 4433
Ordinary Purchase 715 4436
Ordinary Purchase 2,477 4442
Ordinary Sale -1,032 4362
Ordinary Sale -5,478 4363
Ordinary Sale -1,032 4363
Ordinary Sale -1,787 4363
Ordinary Sale -6,000 4365
Ordinary Sale -2,000 4366
Ordinary Sale -8,000 4367
Ordinary Sale -8,000 4369
Ordinary Sale -350 4370
Ordinary Sale -2,064 4370
Ordinary Sale -19,184 4370
Ordinary Sale -2,064 4371
Ordinary Sale -10,000 4371
Ordinary Sale -840 4373
Ordinary Sale -2,064 4374
Ordinary Sale -1,032 4375
Ordinary Sale -8,618 4375
Ordinary Sale -1,198 4376
Ordinary Sale -250 4377
Ordinary Sale -809 4377
Ordinary Sale -1,032 4378
Ordinary Sale -91 4379
Ordinary Sale -3,319 4380
Ordinary Sale -22,000 4380
Ordinary Sale -1,032 4382
Ordinary Sale -1,032 4383
Ordinary Sale -1,230 4384
Ordinary Sale -3,943 4385
Ordinary Sale -4,904 4388
Ordinary Sale -2,064 4388
Ordinary Sale -3,096 4389
Ordinary Sale -1,032 4390
Ordinary Sale -6,776 4390
Ordinary Sale -2,064 4391
Ordinary Sale -5,385 4391
Ordinary Sale -1,032 4392
Ordinary Sale -1,181 4393
Ordinary Sale -941 4393
Ordinary Sale -3,170 4394
Ordinary Sale -1,032 4394
Ordinary Sale -500 4395
Ordinary Sale -1,032 4395
Ordinary Sale -1,408 4396
Ordinary Sale -215 4396
Ordinary Sale -2,031 4397
Ordinary Sale -1,032 4397
Ordinary Sale -12,000 4397
Ordinary Sale -3,883 4400
Ordinary Sale -3,069 4400
Ordinary Sale -215 4400
Ordinary Sale -1,000 4400
Ordinary Sale -1,032 4401
Ordinary Sale -737 4405
Ordinary Sale -1,032 4405
Ordinary Sale -1,585 4407
Ordinary Sale -1,876 4410
Ordinary Sale -696 4411
Ordinary Sale -1,032 4411
Ordinary Sale -1,343 4412
Ordinary Sale -1,626 4413
Ordinary Sale -964 4414
Ordinary Sale -964 4415
Ordinary Sale -25,000 4415
Ordinary Sale -1,624 4416
Ordinary Sale -1,032 4416
Ordinary Sale -1,032 4418
Ordinary Sale -1,032 4420
Ordinary Sale -1,032 4425
Ordinary Sale -1,032 4426
Ordinary Sale -1,002 4427
Ordinary Sale -1,448 4430
Ordinary Sale -1,584 4431
Ordinary Sale -1,529 4432
Ordinary Sale -908 4434
Ordinary Sale -1,418 4435
Ordinary Sale -413 4437
Ordinary Sale -1,521 4440
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descript- purchas- securities price e.g. date money
security ion e.g. ing, to which per unit American, paid/
call selling, option European received
option varying relates etc. per unit
etc.
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new
securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b),
(c) or (d) (as appropriate)
for each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 03/10/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule
8 of the Code must be made to
a Regulatory Information
Service and must also be
emailed to the Takeover Panel
at
monitoring@disclosure.org.uk.
The Panel`s Market
Surveillance Unit is available
for consultation in relation
to the Code`s dealing
disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 03/10/2011 11:46:01 Produced by the JSE SENS Department.
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