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INL INP
INL INP
INL/INP - Investec Limited/ Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC /
person acting in concert making the disclosure: INVESTEC LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 03/10/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD &
it today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant 0.02p ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities 22,036,276 4.0626 5,138,183 0.9473
owned and/or controlled:
(2) Derivatives (other
than options):
(3) Options and 3,215 0.0006 114,106 0.0210
agreements to
purchase/sell:
TOTAL: 22,039,491 4.0631 5,252,289 0.9683
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which
subscription right exists:
Details, including nature of the rights concerned and
relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR (Cents)
Ordinary Purchase 3003 4276
Ordinary Purchase 1163 4280
Ordinary Purchase 1166 4283
Ordinary Purchase 2747 4284
Ordinary Purchase 2330 4285
Ordinary Purchase 192 4285
Ordinary Purchase 3928 4287
Ordinary Purchase 347 4288
Ordinary Purchase 2069 4290
Ordinary Purchase 2081 4291
Ordinary Purchase 1173 4298
Ordinary Purchase 160 4299
Ordinary Purchase 4004 4299
Ordinary Purchase 122 4301
Ordinary Purchase 1000 4301
Ordinary Purchase 2767 4303
Ordinary Purchase 1116 4305
Ordinary Purchase 3195 4307
Ordinary Purchase 11 4308
Ordinary Purchase 15386 4310
Ordinary Purchase 11302 4314
Ordinary Purchase 190 4317
Ordinary Purchase 100 4317
Ordinary Purchase 9615 4320
Ordinary Purchase 2867 4321
Ordinary Purchase 1032 4323
Ordinary Purchase 11012 4324
Ordinary Purchase 2857 4328
Ordinary Purchase 6358 4329
Ordinary Purchase 2749 4330
Ordinary Purchase 5498 4331
Ordinary Purchase 14283 4332
Ordinary Purchase 3285 4336
Ordinary Purchase 2381 4337
Ordinary Purchase 3807 4339
Ordinary Purchase 10028 4340
Ordinary Purchase 1070 4344
Ordinary Purchase 12780 4345
Ordinary Purchase 3725 4346
Ordinary Purchase 13228 4347
Ordinary Purchase 8565 4348
Ordinary Purchase 7186 4349
Ordinary Purchase 7497 4362
Ordinary Purchase 15506 4363
Ordinary Purchase 4457 4364
Ordinary Purchase 250 4365
Ordinary Purchase 18480 4365
Ordinary Purchase 10860 4366
Ordinary Purchase 9213 4367
Ordinary Purchase 6246 4368
Ordinary Purchase 2434 4369
Ordinary Purchase 8124 4370
Ordinary Purchase 2608 4370
Ordinary Purchase 6688 4370
Ordinary Purchase 3163 4370
Ordinary Purchase 1053 4371
Ordinary Purchase 6660 4373
Ordinary Purchase 2021 4375
Ordinary Purchase 2720 4376
Ordinary Purchase 13481 4377
Ordinary Purchase 12771 4378
Ordinary Purchase 7742 4379
Ordinary Purchase 52 4380
Ordinary Purchase 10258 4382
Ordinary Purchase 9683 4383
Ordinary Purchase 6733 4384
Ordinary Purchase 10954 4385
Ordinary Purchase 5988 4386
Ordinary Purchase 5273 4387
Ordinary Purchase 6774 4388
Ordinary Purchase 1000 4389
Ordinary Purchase 9549 4389
Ordinary Purchase 6215 4390
Ordinary Purchase 5000 4392
Ordinary Sale -1032 4284
Ordinary Sale -1032 4294
Ordinary Sale -1032 4299
Ordinary Sale -7500 4300
Ordinary Sale -1032 4300
Ordinary Sale -122 4301
Ordinary Sale -1032 4314
Ordinary Sale -1032 4323
Ordinary Sale -1032 4330
Ordinary Sale -1032 4340
Ordinary Sale -5000 4341
Ordinary Sale -540 4341
Ordinary Sale -2064 4347
Ordinary Sale -1000 4350
Ordinary Sale -1032 4350
Ordinary Sale -1032 4356
Ordinary Sale -2500 4365
Ordinary Sale -1032 4374
Ordinary Sale -3712 4383
Ordinary Sale -1032 4394
Ordinary Sale -1032 4395
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing Number of Exercise Type Expiry Option
relevant descrip , securities price e.g. date money
security tion purchas to which per unit American paid/
e.g. ing, option , received
call selling relates European per unit
option , etc.
varying
etc.
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 04/10/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expir
relevant description purchased securities price e.g. y
security e.g. call to which per unit American, date
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12
ordinary /2011
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07
ordinary /2012
0.02p Call Option Written 50,000 ZAR 75 European 16/07
ordinary /2012
0.02p Futures Purchased 715 European 15/12
ordinary /2011
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12
ordinary /2011
0.02p Futures Written 9,346 European 15/12
ordinary /2011
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 04/10/2011 12:49:55 Produced by the JSE SENS Department.
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